0001085146-23-003944.txt : 20231026 0001085146-23-003944.hdr.sgml : 20231026 20231025215825 ACCESSION NUMBER: 0001085146-23-003944 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231026 DATE AS OF CHANGE: 20231025 EFFECTIVENESS DATE: 20231026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D/L Capital Management, LLC CENTRAL INDEX KEY: 0001846943 IRS NUMBER: 861660892 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21050 FILM NUMBER: 231347327 BUSINESS ADDRESS: STREET 1: 100 CONSTITUTION PLAZA STREET 2: 7TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 100 CONSTITUTION PLAZA STREET 2: 7TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001846943 XXXXXXXX 09-30-2023 09-30-2023 false 3D/L Capital Management, LLC

100 CONSTITUTION PLAZA 7TH FLOOR Hartford CT 06103

13F HOLDINGS REPORT 028-21050 N Andrew T. Lucich 860-291-1998 /s/Andrew T. Lucich Hartford CT 10-25-2023 0 81 307754106 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE APPLE INC COM 037833100 BBG001S5N8V8 1687269 9854 SH SOLE 1697 0 8158 DBX ETF TR XTRACK MUN INFRA 233051705 BBG004LV7GH8 2100031 88459 SH SOLE 84219 0 4241 DIMENSIONAL ETF TRUST EMERGING MKTS VA 25434V740 BBG017158GJ6 10503560 443749 SH SOLE 440799 0 2951 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 BBG00Y2PHW26 15459402 684953 SH SOLE 680452 0 4502 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 BBG012G21Y06 2082041 63827 SH SOLE 63710 0 117 DIMENSIONAL ETF TRUST INTL CORE EQUITY 25434V799 BBG01631TNW2 20932440 896464 SH SOLE 889024 0 7441 DIMENSIONAL ETF TRUST INTL HIGH PROFIT 25434V765 BBG01636J356 3553266 153224 SH SOLE 149568 0 3656 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 BBG011DXY6D4 670368 25586 SH SOLE 25587 0 0 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 BBG011DXXNJ2 5561975 119483 SH SOLE 119238 0 246 DIMENSIONAL ETF TRUST US HIGH PROFITAB 25434V831 BBG015DLMLQ7 30674778 1194035 SH SOLE 1175275 0 18761 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 BBG0177CTQC7 1991838 58549 SH SOLE 58491 0 58 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 BBG011DXXVM0 2719914 51817 SH SOLE 51715 0 103 DIMENSIONAL ETF TRUST US SMALL CAP VAL 25434V815 BBG015DG3GG1 8552190 337497 SH SOLE 333421 0 4076 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 BBG011DXY0L8 2834831 62044 SH SOLE 61914 0 131 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 BBG012G2PD33 459865 20420 SH SOLE 20420 0 0 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 BBG001V0SZW9 473960 6338 SH SOLE 5088 0 1251 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 BBG006H1W526 1640217 33556 SH SOLE 31736 0 1820 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 BBG007GFNV45 3255887 68922 SH SOLE 64745 0 4177 FIRST TR EXCHNG TRADED FD VI CBOE VEST US BUF 33740F748 BBG00TSG2686 28554029 745536 SH SOLE 733540 0 11996 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQ 33740F730 BBG00TSG2748 921129 27188 SH SOLE 25305 0 1883 FIRST TR EXCHNG TRADED FD VI VEST US EQTY BUF 33740F664 BBG00XS5NBW0 806181 22069 SH SOLE 21699 0 370 FLEXSHARES TR CRE SLCT BD FD 33939L670 BBG00F9ZDYJ0 989802 46723 SH SOLE 46724 0 0 FLEXSHARES TR HIG YLD VL ETF 33939L662 BBG00LG7DCK7 435793 10960 SH SOLE 10961 0 0 FLEXSHARES TR IBOXX 3R TARGT 33939L506 BBG00243PBY5 233352 10062 SH SOLE 9776 0 287 FLEXSHARES TR M STAR DEV MKT 33939L803 BBG003FMHM01 522378 8351 SH SOLE 7485 0 866 FLEXSHARES TR MORNSTAR UPSTR 33939L407 BBG00243P8S9 316869 7835 SH SOLE 7177 0 659 FLEXSHARES TR MORNSTAR USMKT 33939L100 BBG00243P7N6 390030 2394 SH SOLE 2051 0 344 FLEXSHARES TR US QUALITY CAP 33939L746 BBG00B2VYSM1 983499 20627 SH SOLE 18966 0 1661 GLOBAL X FDS CLOUD COMPUTNG 37954Y442 BBG00NW3VCQ8 193525 10277 SH SOLE 4910 0 5368 GLOBAL X FDS CONSCIOUS COS 37954Y731 BBG00D9VXRC4 768613 25740 SH SOLE 21491 0 4249 GLOBAL X FDS E COMMERCE ETF 37954Y467 BBG00MNPXVB3 187586 10369 SH SOLE 4957 0 5413 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 BBG00DSB42H9 484723 19608 SH SOLE 13043 0 6566 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 BBG001STKGB3 2244224 88739 SH SOLE 83350 0 5389 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 BBG00KJR0YJ0 339467 15989 SH SOLE 12322 0 3668 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 BBG00KJR2J47 1252403 62277 SH SOLE 61330 0 948 INVESCO EXCHANGE TRADED FD T INVESCO MSCI 46137V407 BBG001SRRFG7 236382 5338 SH SOLE 4469 0 869 ISHARES INC ESG AWR MSCI EM 46434G863 BBG00D7BDH70 225723 7454 SH SOLE 6165 0 1290 ISHARES INC MSCI GBL MIN VOL 464286525 BBG0025X39Q6 710788 7449 SH SOLE 6929 0 520 ISHARES TR 0-5 YR TIPS ETF 46429B747 BBG001TG5H89 432824 4465 SH SOLE 4274 0 192 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 787051 1832 SH SOLE 1833 0 0 ISHARES TR ESG EAFE ETF 46436E759 BBG00VHK1HS9 330335 5786 SH SOLE 4796 0 990 ISHARES TR MSCI INTL VLU FT 46435G409 BBG009DR6401 21660289 854112 SH SOLE 846954 0 7158 ISHARES TR NATIONAL MUN ETF 464288414 BBG001SZV978 520791 5078 SH SOLE 5079 0 0 ISHARES TR S&P SML 600 GWT 464287887 BBG001SFQL44 238136 2171 SH SOLE 1758 0 413 J P MORGAN EXCHANGE TRADED F INTERNL GWT 46641Q324 BBG00TSG1GG6 621867 11625 SH SOLE 9546 0 2079 J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 46641Q647 BBG00M8D48L9 2463919 50939 SH SOLE 48175 0 2764 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 BBG00M8D2458 2418248 47933 SH SOLE 45413 0 2520 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 BBG00B2MF4T8 3527127 74537 SH SOLE 72799 0 1739 KRANESHARES TR CSI CHI INTERNET 500767306 BBG004XB9HZ5 413213 15097 SH SOLE 10506 0 4592 KRANESHARES TR KRANESHARES VALU 500767645 BBG00YB1LBK0 17755744 835639 SH SOLE 802282 0 33357 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 BBG00FJ5GY57 816340 13612 SH SOLE 11376 0 2236 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 BBG00FJ5HWZ7 567457 16296 SH SOLE 13620 0 2677 PFIZER INC COM 717081103 BBG001S5V466 381132 11490 SH SOLE 11431 0 59 PIMCO ETF TR ACTIVE BD ETF 72201R775 BBG002N12C17 13597065 154687 SH SOLE 145011 0 9677 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 BBG00L5F9FV7 749873 11436 SH SOLE 5848 0 5588 SELECT SECTOR SPDR TR ENERGY 81369Y506 BBG001S7T1S7 587821 6503 SH SOLE 3331 0 3172 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 BBG001S7T223 799757 24110 SH SOLE 12747 0 11364 SELECT SECTOR SPDR TR INDL 81369Y704 BBG001S7T232 692496 6830 SH SOLE 3464 0 3367 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 BBG00B597137 445734 13082 SH SOLE 6638 0 6445 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 BBG001S7T1Q9 670858 4167 SH SOLE 2082 0 2086 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 BBG001S7T107 588032 8545 SH SOLE 4326 0 4220 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 BBG001S7SCQ6 896848 6966 SH SOLE 3535 0 3432 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 BBG001S7TD56 437139 7417 SH SOLE 3753 0 3665 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 BBG001S7R733 460076 5857 SH SOLE 2983 0 2874 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 BBG001S7TCZ5 1576393 9616 SH SOLE 4895 0 4721 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 BBG001SRXRK9 346516 11891 SH SOLE 9649 0 2242 SPDR SER TR S&P BIOTECH 78464A870 BBG001SQDKG3 234255 3208 SH SOLE 2591 0 617 SPDR SER TR S&P KENSHO FUTRE 78468R671 BBG00JHP62Q5 284901 6083 SH SOLE 4937 0 1147 SPDR SER TR S&P KENSHO INTLG 78468R697 BBG00JHNYBP0 239192 7515 SH SOLE 6016 0 1499 VANECK ETF TRUST OIL SERVICES ETF 92189H607 BBG001SGYST1 203101 588 SH SOLE 478 0 111 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 BBG001ST39Q2 313211 4166 SH SOLE 4167 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 BBG004N1LGK2 320086 6692 SH SOLE 6692 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 574898 2111 SH SOLE 2111 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 BBG001SRN7S6 545893 2802 SH SOLE 2263 0 540 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 28108661 203789 SH SOLE 201022 0 2767 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 204492 5215 SH SOLE 5215 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 597975 13677 SH SOLE 13677 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 BBG001SHLB38 13838171 240789 SH SOLE 238716 0 2073 WISDOMTREE TR US MIDCAP FUND 97717W570 BBG001SSZB66 18743268 369398 SH SOLE 364575 0 4824 WISDOMTREE TR US SMALLCAP FUND 97717W562 BBG001SSZBC9 8720035 201526 SH SOLE 199213 0 2313 WISDOMTREE TR YIELD ENHANCD US 97717X511 BBG009KCY2C6 4092558 98592 SH SOLE 92573 0 6019