0001085146-23-001114.txt : 20230213 0001085146-23-001114.hdr.sgml : 20230213 20230213162511 ACCESSION NUMBER: 0001085146-23-001114 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230213 DATE AS OF CHANGE: 20230213 EFFECTIVENESS DATE: 20230213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D/L Capital Management, LLC CENTRAL INDEX KEY: 0001846943 IRS NUMBER: 861660892 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21050 FILM NUMBER: 23618875 BUSINESS ADDRESS: STREET 1: 100 CONSTITUTION PLAZA STREET 2: 7TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 100 CONSTITUTION PLAZA STREET 2: 7TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001846943 XXXXXXXX 12-31-2022 12-31-2022 false 3D/L Capital Management, LLC

100 CONSTITUTION PLAZA 7TH FLOOR Hartford CT 06103

13F HOLDINGS REPORT 028-21050 N Andrew T. Lucich 860-291-1998 /s/Andrew T. Lucich Hartford CT 02-13-2023 0 104 371658960 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE APPLE INC COM 037833100 BBG001S5N8V8 1388088 10683 SH SOLE 1851 0 8832 BARCLAYS BANK PLC DJUBS CMDT ETN36 06738C778 BBG001SPJ625 207721 6162 SH SOLE 6162 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 BBG001S902J2 468711 1 SH SOLE 1 0 0 CANOPY GROWTH CORP COM 138035100 BBG001T6MH82 44426 19232 SH SOLE 15643 0 3589 CONSTELLATION BRANDS INC CL A 21036P108 BBG001SD31G5 212941 919 SH SOLE 736 0 183 DBX ETF TR XTRACK MUN INFRA 233051705 BBG004LV7GH8 778369 32760 SH SOLE 32760 0 0 DIMENSIONAL ETF TRUST EMERGING MKTS VA 25434V740 BBG017158GJ6 11482361 507844 SH SOLE 493255 0 14589 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 BBG00Y2PHW26 16806592 765676 SH SOLE 743311 0 22365 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 BBG012G21Y06 2203723 72491 SH SOLE 70736 0 1755 DIMENSIONAL ETF TRUST INTL CORE EQUITY 25434V799 BBG01631TNW2 24304262 1087439 SH SOLE 1056250 0 31189 DIMENSIONAL ETF TRUST INTL HIGH PROFIT 25434V765 BBG01636J356 3516112 159461 SH SOLE 150709 0 8752 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 BBG011DXY6D4 574487 23661 SH SOLE 23424 0 237 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 BBG011DXXNJ2 5527115 132831 SH SOLE 130986 0 1845 DIMENSIONAL ETF TRUST US HIGH PROFITAB 25434V831 BBG015DLMLQ7 34390802 1432353 SH SOLE 1376851 0 55502 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 BBG0177CTQC7 1876079 56036 SH SOLE 53970 0 2066 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 BBG011DXXVM0 2876934 56245 SH SOLE 55461 0 784 DIMENSIONAL ETF TRUST US SMALL CAP VAL 25434V815 BBG015DG3GG1 10182016 411062 SH SOLE 397207 0 13855 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 BBG011DXY0L8 3022095 68762 SH SOLE 67812 0 950 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 BBG012G2PD33 409716 18968 SH SOLE 18790 0 178 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 BBG007GFNV45 5383300 113548 SH SOLE 99860 0 13688 FIRST TR EXCHNG TRADED FD VI VEST US EQT DEP 33740F672 BBG00XS5NLY6 735785 23500 SH SOLE 21501 0 1999 FIRST TR EXCHNG TRADED FD VI VEST US EQTY BUF 33740F664 BBG00XS5NBW0 26289659 796415 SH SOLE 760430 0 35985 FLEXSHARES TR CRE SLCT BD FD 33939L670 BBG00F9ZDYJ0 1001207 45644 SH SOLE 45454 0 190 FLEXSHARES TR HIG YLD VL ETF 33939L662 BBG00LG7DCK7 450994 11317 SH SOLE 11162 0 155 FLEXSHARES TR IBOXX 3R TARGT 33939L506 BBG00243PBY5 224341 9538 SH SOLE 9500 0 38 FLEXSHARES TR M STAR DEV MKT 33939L803 BBG003FMHM01 475505 7880 SH SOLE 7759 0 121 FLEXSHARES TR MORNSTAR UPSTR 33939L407 BBG00243P8S9 235893 5427 SH SOLE 5362 0 65 FLEXSHARES TR MORNSTAR USMKT 33939L100 BBG00243P7N6 302766 2037 SH SOLE 1991 0 46 FLEXSHARES TR US QUALITY CAP 33939L746 BBG00B2VYSM1 1071080 25137 SH SOLE 24769 0 368 GLOBAL X FDS CLOUD COMPUTNG 37954Y442 BBG00NW3VCQ8 199087 12420 SH SOLE 6990 0 5430 GLOBAL X FDS CONSCIOUS COS 37954Y731 BBG00D9VXRC4 717391 25908 SH SOLE 19917 0 5991 GLOBAL X FDS E COMMERCE ETF 37954Y467 BBG00MNPXVB3 201750 12461 SH SOLE 7023 0 5438 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 BBG00DSB42H9 477105 23217 SH SOLE 16158 0 7059 GLOBAL X FDS VDEO GAM ESPRT 37954Y392 BBG00QNKPG45 198070 10564 SH SOLE 5884 0 4680 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 BBG001STKGB3 2140316 83248 SH SOLE 74283 0 8965 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 BBG00KJR0YJ0 465036 22166 SH SOLE 21626 0 540 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 BBG00KJR2GD3 245510 11985 SH SOLE 11431 0 554 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 BBG00KJR2J47 1973445 97986 SH SOLE 67966 0 30020 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 BBG00KJR2K35 190648 10074 SH SOLE 10074 0 0 INVESCO EXCHANGE TRADED FD T INVESCO MSCI 46137V407 BBG001SRRFG7 253585 5307 SH SOLE 4088 0 1219 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 BBG001SPPQG9 236670 4592 SH SOLE 2652 0 1940 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 416946 1566 SH SOLE 1251 0 315 ISHARES INC ESG AWR MSCI EM 46434G863 BBG00D7BDH70 239662 7970 SH SOLE 6137 0 1833 ISHARES INC MSCI EMERG MRKT 464286533 BBG0025X3FS0 295892 5578 SH SOLE 4011 0 1567 ISHARES INC MSCI GBL MIN VOL 464286525 BBG0025X39Q6 608537 6404 SH SOLE 5859 0 545 ISHARES TR 0-5 YR TIPS ETF 46429B747 BBG001TG5H89 6721749 69325 SH SOLE 60742 0 8583 ISHARES TR 0-5YR HI YL CP 46434V407 BBG005DW06B7 261923 6406 SH SOLE 3450 0 2956 ISHARES TR CORE MSCI EAFE 46432F842 BBG003H6TRS0 652976 10593 SH SOLE 4001 0 6592 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 209130 2210 SH SOLE 1249 0 961 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 2137490 5563 SH SOLE 4399 0 1164 ISHARES TR CORE TOTAL USD 46434V613 BBG006MJCSW0 780790 17378 SH SOLE 11790 0 5588 ISHARES TR CORE US AGGBD ET 464287226 BBG001SM1QT8 504633 5203 SH SOLE 1876 0 3327 ISHARES TR EAFE GRWTH ETF 464288885 BBG001SP62C7 368490 4399 SH SOLE 3206 0 1193 ISHARES TR EAFE VALUE ETF 464288877 BBG001SNYBH6 571941 12466 SH SOLE 9473 0 2993 ISHARES TR ESG AWR MSCI USA 46435G425 BBG00FFPFTS4 919849 10854 SH SOLE 7897 0 2957 ISHARES TR ESG EAFE ETF 46436E759 BBG00VHK1HS9 332013 6118 SH SOLE 4689 0 1429 ISHARES TR ISHARES BIOTECH 464287556 BBG001SGYSW7 226108 1722 SH SOLE 978 0 744 ISHARES TR MBS ETF 464288588 BBG001SSD8B1 280821 3028 SH SOLE 1944 0 1084 ISHARES TR MSCI INTL VLU FT 46435G409 BBG009DR6401 25201361 1087672 SH SOLE 1057212 0 30460 ISHARES TR MSCI USA MIN VOL 46429B697 BBG0025X2G81 350567 4862 SH SOLE 4418 0 444 ISHARES TR MSCI USA MMENTM 46432F396 BBG004FPV022 241859 1657 SH SOLE 1424 0 233 ISHARES TR NATIONAL MUN ETF 464288414 BBG001SZV978 7385240 69989 SH SOLE 67861 0 2128 ISHARES TR RUS 1000 ETF 464287622 BBG001S562W9 659454 3133 SH SOLE 1181 0 1952 ISHARES TR RUS 1000 VAL ETF 464287598 BBG001S562P7 307071 2025 SH SOLE 2025 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 BBG001S561Q8 694820 11877 SH SOLE 6962 0 4915 ISHARES TR S&P 500 VAL ETF 464287408 BBG001S561K4 502697 3465 SH SOLE 1298 0 2167 ISHARES TR S&P SML 600 GWT 464287887 BBG001SFQL44 251936 2331 SH SOLE 1874 0 457 J P MORGAN EXCHANGE TRADED F INTERNL GWT 46641Q324 BBG00TSG1GG6 651060 12398 SH SOLE 9774 0 2624 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 BBG00M8D2458 4288063 84853 SH SOLE 82140 0 2713 J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 46641Q761 BBG00J5DPW97 262663 6778 SH SOLE 6778 0 0 JACOBS SOLUTIONS INC COM 46982L108 BBG019C1BQS3 538514 4485 SH SOLE 4485 0 0 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 BBG00B2MF4T8 3349335 71967 SH SOLE 67845 0 4122 KRANESHARES TR CSI CHI INTERNET 500767306 BBG004XB9HZ5 497019 16458 SH SOLE 11676 0 4782 KRANESHARES TR KFA VAL LIN DYNM 500767645 BBG00YB1LBK0 19611603 915942 SH SOLE 857503 0 58439 KRANESHARES TR MSCI EMG EX CH 500767769 BBG00NW3T1X7 283322 11741 SH SOLE 10255 0 1486 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 BBG00FJ5GY57 680076 13910 SH SOLE 10684 0 3226 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 BBG00FJ5HWZ7 563615 16490 SH SOLE 12690 0 3800 PFIZER INC COM 717081103 BBG001S5V466 539301 10525 SH SOLE 10251 0 274 PIMCO ETF TR ACTIVE BD ETF 72201R775 BBG002N12C17 20646723 228191 SH SOLE 203288 0 24903 SELECT SECTOR SPDR TR ENERGY 81369Y506 BBG001S7T1S7 1497249 17117 SH SOLE 8772 0 8345 SIMPLIFY EXCHANGE TRADED FUN SHORT TERM TREA 82889N657 BBG01BFJ3TM5 1984072 80051 SH SOLE 71324 0 8727 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 BBG001SRXRK9 377597 12839 SH SOLE 10393 0 2446 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 229458 600 SH SOLE 600 0 0 SPDR SER TR S&P BIOTECH 78464A870 BBG001SQDKG3 285105 3435 SH SOLE 2750 0 685 SPDR SER TR S&P KENSHO FUTRE 78468R671 BBG00JHP62Q5 283223 6590 SH SOLE 5313 0 1277 SPDR SER TR S&P KENSHO INTLG 78468R697 BBG00JHNYBP0 258381 7908 SH SOLE 6273 0 1635 SPINNAKER ETF SERIES CANNABIS ETF 84858T400 BBG00PNSG7B2 171823 66341 SH SOLE 38069 0 28272 VANECK ETF TRUST LONG MUNI ETF 92189F536 BBG001T10HL2 2774551 158909 SH SOLE 153788 0 5121 VANGUARD BD INDEX FDS INTERMED TERM 921937819 BBG001ST39R1 598005 8046 SH SOLE 5151 0 2895 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 BBG001ST39S0 661199 9128 SH SOLE 5498 0 3630 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 BBG001ST39Q2 1402317 18628 SH SOLE 11882 0 6746 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 BBG004N1LGK2 1313458 27693 SH SOLE 18178 0 9515 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 1699862 7976 SH SOLE 5927 0 2049 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 BBG001SRN7S6 544232 3028 SH SOLE 2431 0 597 VANGUARD INDEX FDS SMALL CP ETF 922908751 BBG001SHTTV0 530794 2892 SH SOLE 2206 0 686 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 34036698 242478 SH SOLE 230500 0 11978 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 673870 17288 SH SOLE 13261 0 4027 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 BBG001T62MF5 629649 13832 SH SOLE 8950 0 4882 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 2059145 49062 SH SOLE 37218 0 11844 WISDOMTREE TR EMERG CUR STR FD 97717W133 BBG001T4FSX3 270267 16048 SH SOLE 16048 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 BBG001SHLB38 15832538 273163 SH SOLE 265100 0 8063 WISDOMTREE TR US MIDCAP FUND 97717W570 BBG001SSZB66 22315282 458973 SH SOLE 443473 0 15500 WISDOMTREE TR US SMALLCAP FUND 97717W562 BBG001SSZBC9 10440306 245135 SH SOLE 237298 0 7837 WISDOMTREE TR YIELD ENHANCD US 97717X511 BBG009KCY2C6 4012937 94090 SH SOLE 83653 0 10437