0001085146-22-003848.txt : 20221109 0001085146-22-003848.hdr.sgml : 20221109 20221109144239 ACCESSION NUMBER: 0001085146-22-003848 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221109 DATE AS OF CHANGE: 20221109 EFFECTIVENESS DATE: 20221109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D/L Capital Management, LLC CENTRAL INDEX KEY: 0001846943 IRS NUMBER: 861660892 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21050 FILM NUMBER: 221372099 BUSINESS ADDRESS: STREET 1: 100 CONSTITUTION PLAZA STREET 2: 7TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 100 CONSTITUTION PLAZA STREET 2: 7TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001846943 XXXXXXXX 09-30-2022 09-30-2022 false 3D/L Capital Management, LLC

100 CONSTITUTION PLAZA 7TH FLOOR Hartford CT 06103

13F HOLDINGS REPORT 028-21050 N Andrew T. Lucich 860-291-1998 /s/Andrew T. Lucich Hartford CT 11-09-2022 0 102 336794 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ALPS ETF TR CLEAN ENERGY 00162Q460 208 3742 SH SOLE 2124 0 1618 AMERICAN CENTY ETF TR DIVERSIFIED MU 025072505 1931 40500 SH SOLE 36260 0 4240 APPLE INC COM 037833100 322 2328 SH SOLE 1962 0 366 BARCLAYS BANK PLC DJUBS CMDT ETN36 06738C778 214 6503 SH SOLE 6503 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 406 1 SH SOLE 1 0 0 CANOPY GROWTH CORP COM 138035100 50 18453 SH SOLE 14864 0 3589 CONSTELLATION BRANDS INC CL A 21036P108 207 902 SH SOLE 720 0 182 DBX ETF TR XTKR MSCI EMRG 233051226 229 10816 SH SOLE 7575 0 3241 DBX ETF TR XTRACK MUN INFRA 233051705 4441 191637 SH SOLE 175594 0 16043 DIMENSIONAL ETF TRUST EMERGING MKTS VA 25434V740 10372 505058 SH SOLE 487125 0 17933 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 15482 770654 SH SOLE 743199 0 27455 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 1921 74569 SH SOLE 73498 0 1071 DIMENSIONAL ETF TRUST INTL CORE EQUITY 25434V799 20762 1083605 SH SOLE 1046613 0 36992 DIMENSIONAL ETF TRUST INTL HIGH PROFIT 25434V765 2869 150431 SH SOLE 141842 0 8589 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 507 22794 SH SOLE 22569 0 225 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 5215 134335 SH SOLE 132410 0 1925 DIMENSIONAL ETF TRUST US HIGH PROFITAB 25434V831 29589 1386536 SH SOLE 1326060 0 60476 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 1772 59842 SH SOLE 59208 0 634 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 2650 56975 SH SOLE 56158 0 817 DIMENSIONAL ETF TRUST US SMALL CAP VAL 25434V815 8702 399342 SH SOLE 383608 0 15734 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 2770 71084 SH SOLE 70093 0 991 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 338 17917 SH SOLE 17748 0 169 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 1916 39318 SH SOLE 35179 0 4139 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 10459 220880 SH SOLE 190047 0 30833 FIRST TR EXCHNG TRADED FD VI CBOE VEST US BUF 33740F748 1512 45513 SH SOLE 39307 0 6206 FLEXSHARES TR CRE SLCT BD FD 33939L670 1071 49193 SH SOLE 49013 0 180 FLEXSHARES TR HIG YLD VL ETF 33939L662 491 12564 SH SOLE 11746 0 818 FLEXSHARES TR IBOXX 3R TARGT 33939L506 251 10726 SH SOLE 10130 0 596 FLEXSHARES TR M STAR DEV MKT 33939L803 486 9407 SH SOLE 7486 0 1921 FLEXSHARES TR MORNSTAR USMKT 33939L100 364 2634 SH SOLE 1845 0 789 FLEXSHARES TR US QUALITY CAP 33939L746 28484 718381 SH SOLE 686435 0 31946 GLOBAL X FDS CLOUD COMPUTNG 37954Y442 196 12286 SH SOLE 7090 0 5196 GLOBAL X FDS CONSCIOUS COS 37954Y731 697 27311 SH SOLE 19296 0 8015 GLOBAL X FDS CYBRSCURTY ETF 37954Y384 210 8732 SH SOLE 5009 0 3723 GLOBAL X FDS E COMMERCE ETF 37954Y467 186 12269 SH SOLE 6994 0 5275 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 422 23331 SH SOLE 16259 0 7072 GLOBAL X FDS VDEO GAM ESPRT 37954Y392 187 10512 SH SOLE 5986 0 4526 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 2471 96329 SH SOLE 84265 0 12064 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 857 40461 SH SOLE 23413 0 17048 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 472 22634 SH SOLE 21758 0 876 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 254 12442 SH SOLE 10223 0 2219 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 2010 100793 SH SOLE 68907 0 31886 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 226 12134 SH SOLE 12134 0 0 INVESCO EXCHANGE TRADED FD T INVESCO MSCI 46137V407 272 5580 SH SOLE 3946 0 1634 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 222 4848 SH SOLE 2794 0 2054 INVESCO QQQ TR UNIT SER 1 46090E103 417 1559 SH SOLE 1238 0 321 ISHARES INC MSCI EMERG MRKT 464286533 220 4336 SH SOLE 3070 0 1266 ISHARES INC MSCI GBL MIN VOL 464286525 478 5403 SH SOLE 4662 0 741 ISHARES TR CORE MSCI EAFE 46432F842 506 9608 SH SOLE 2895 0 6713 ISHARES TR CORE S&P SCP ETF 464287804 205 2355 SH SOLE 1286 0 1069 ISHARES TR CORE S&P500 ETF 464287200 1938 5404 SH SOLE 4246 0 1158 ISHARES TR CORE TOTAL USD 46434V613 635 14259 SH SOLE 9302 0 4957 ISHARES TR CORE US AGGBD ET 464287226 481 4996 SH SOLE 1528 0 3468 ISHARES TR EAFE GRWTH ETF 464288885 341 4706 SH SOLE 3376 0 1330 ISHARES TR EAFE VALUE ETF 464288877 411 10676 SH SOLE 8096 0 2580 ISHARES TR ESG AWR MSCI USA 46435G425 952 11986 SH SOLE 8599 0 3387 ISHARES TR ESG EAFE ETF 46436E759 305 6547 SH SOLE 4586 0 1961 ISHARES TR ISHARES BIOTECH 464287556 224 1914 SH SOLE 1098 0 816 ISHARES TR MSCI INTL VLU FT 46435G409 20905 1058464 SH SOLE 1022581 0 35883 ISHARES TR MSCI USA MIN VOL 46429B697 320 4838 SH SOLE 4364 0 474 ISHARES TR NATIONAL MUN ETF 464288414 676 6591 SH SOLE 6591 0 0 ISHARES TR RUS 1000 ETF 464287622 577 2924 SH SOLE 885 0 2039 ISHARES TR RUS 1000 VAL ETF 464287598 299 2198 SH SOLE 2198 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 218 3763 SH SOLE 1120 0 2643 ISHARES TR S&P 500 VAL ETF 464287408 655 5096 SH SOLE 1528 0 3568 ISHARES TR S&P SML 600 GWT 464287887 243 2394 SH SOLE 1911 0 483 ISHARES TR TIPS BD ETF 464287176 213 2034 SH SOLE 1095 0 939 ISHARES TR US TREAS BD ETF 46429B267 497 21838 SH SOLE 13783 0 8055 J P MORGAN EXCHANGE TRADED F INTERNL GWT 46641Q324 570 12130 SH SOLE 9021 0 3109 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 5766 114626 SH SOLE 103133 0 11493 J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 46641Q761 218 6217 SH SOLE 6217 0 0 JACOBS SOLUTIONS INC COM 46982L108 487 4485 SH SOLE 4485 0 0 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 3136 73617 SH SOLE 69523 0 4094 KRANESHARES TR CSI CHI INTERNET 500767306 421 17079 SH SOLE 12202 0 4877 KRANESHARES TR KFA VAL LIN DYNM 500767645 18157 919439 SH SOLE 857521 0 61918 KRANESHARES TR MSCI EMG EX CH 500767769 255 11373 SH SOLE 9842 0 1531 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 673 14595 SH SOLE 10300 0 4295 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 553 17235 SH SOLE 12200 0 5035 PFIZER INC COM 717081103 449 10251 SH SOLE 10251 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 18633 207675 SH SOLE 182096 0 25579 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 343 13152 SH SOLE 10583 0 2569 SPDR S&P 500 ETF TR TR UNIT 78462F103 214 600 SH SOLE 600 0 0 SPDR SER TR S&P BIOTECH 78464A870 280 3529 SH SOLE 2807 0 722 SPDR SER TR S&P KENSHO FUTRE 78468R671 281 6760 SH SOLE 5405 0 1355 SPDR SER TR S&P KENSHO INTLG 78468R697 256 7940 SH SOLE 6291 0 1649 SPINNAKER ETF SERIES CANNABIS ETF 84858T400 160 57850 SH SOLE 34327 0 23523 VANGUARD BD INDEX FDS INTERMED TERM 921937819 582 7925 SH SOLE 4770 0 3155 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 642 8928 SH SOLE 5008 0 3920 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1341 17925 SH SOLE 10847 0 7078 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 1303 27300 SH SOLE 16814 0 10486 VANGUARD INDEX FDS GROWTH ETF 922908736 1727 8071 SH SOLE 5724 0 2347 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 530 3105 SH SOLE 2474 0 631 VANGUARD INDEX FDS SMALL CP ETF 922908751 514 3007 SH SOLE 2217 0 790 VANGUARD INDEX FDS VALUE ETF 922908744 31088 251766 SH SOLE 238168 0 13598 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 626 17156 SH SOLE 12569 0 4587 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 615 13634 SH SOLE 8276 0 5358 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 1779 48938 SH SOLE 35355 0 13583 WISDOMTREE TR EMERG CUR STR FD 97717W133 253 15921 SH SOLE 15921 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 14009 272334 SH SOLE 262935 0 9399 WISDOMTREE TR US MIDCAP FUND 97717W570 19848 451300 SH SOLE 434050 0 17250 WISDOMTREE TR US SMALLCAP FUND 97717W562 9507 242702 SH SOLE 233543 0 9159 WISDOMTREE TR YIELD ENHANCD US 97717X511 5189 122898 SH SOLE 107718 0 15180