0001085146-22-001956.txt : 20220510 0001085146-22-001956.hdr.sgml : 20220510 20220510154224 ACCESSION NUMBER: 0001085146-22-001956 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220510 DATE AS OF CHANGE: 20220510 EFFECTIVENESS DATE: 20220510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D/L Capital Management, LLC CENTRAL INDEX KEY: 0001846943 IRS NUMBER: 861660892 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21050 FILM NUMBER: 22909280 BUSINESS ADDRESS: STREET 1: 100 CONSTITUTION PLAZA STREET 2: 7TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 100 CONSTITUTION PLAZA STREET 2: 7TH FLOOR CITY: HARTFORD STATE: CT ZIP: 06103 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001846943 XXXXXXXX 03-31-2022 03-31-2022 false 3D/L Capital Management, LLC

100 CONSTITUTION PLAZA 7TH FLOOR Hartford CT 06103

13F HOLDINGS REPORT 028-21050 N Andrew T. Lucich 860-291-1998 /s/Andrew T. Lucich Hartford CT 05-10-2022 0 125 405805 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABRDN ETFS BBRG ALL COMD K1 003261104 7721 268842 SH SOLE 257459 0 11383 ALPS ETF TR CLEAN ENERGY 00162Q460 302 4769 SH SOLE 2809 0 1960 AMERICAN CENTY ETF TR DIVERSIFIED MU 025072505 2122 41097 SH SOLE 37596 0 3501 AMERICAN CENTY ETF TR EMERGING MARKETS 025072414 242 5579 SH SOLE 3813 0 1766 APPLE INC COM 037833100 427 2445 SH SOLE 2089 0 356 BARCLAYS BANK PLC DJUBS CMDT ETN36 06738C778 273 7394 SH SOLE 7394 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 529 1 SH SOLE 1 0 0 CANOPY GROWTH CORP COM 138035100 203 26811 SH SOLE 22214 0 4597 CONSTELLATION BRANDS INC CL A 21036P108 258 1122 SH SOLE 916 0 206 DBX ETF TR XTKR MSCI EMRG 233051226 297 10450 SH SOLE 7397 0 3053 DBX ETF TR XTRACK MUN INFRA 233051705 4997 188369 SH SOLE 172508 0 15861 DIMENSIONAL ETF TRUST INFLATION PROTE 25434V856 214 4488 SH SOLE 4488 0 0 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 2473 73861 SH SOLE 73026 0 835 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 546 19799 SH SOLE 19774 0 25 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 6484 132271 SH SOLE 132082 0 189 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 3145 56100 SH SOLE 56021 0 79 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 3260 69987 SH SOLE 69885 0 102 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 378 15145 SH SOLE 15126 0 19 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 2177 41024 SH SOLE 35996 0 5028 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 11339 231653 SH SOLE 200231 0 31422 FIRST TR EXCHNG TRADED FD VI VEST US EQT DEP 33740F672 507 15512 SH SOLE 13820 0 1692 FIRST TR EXCHNG TRADED FD VI VEST US EQTY BUF 33740F664 1191 34037 SH SOLE 30329 0 3708 FLEXSHARES TR CRE SLCT BD FD 33939L670 1153 47363 SH SOLE 46534 0 829 FLEXSHARES TR GLB QLT R/E IDX 33939L787 270 3840 SH SOLE 3750 0 90 FLEXSHARES TR HIG YLD VL ETF 33939L662 544 11742 SH SOLE 11052 0 690 FLEXSHARES TR INTL QLTDV IDX 33939L837 22354 936496 SH SOLE 903070 0 33426 FLEXSHARES TR M STAR DEV MKT 33939L803 669 9831 SH SOLE 8019 0 1812 FLEXSHARES TR MORNSTAR UPSTR 33939L407 336 7179 SH SOLE 6042 0 1137 FLEXSHARES TR MORNSTAR USMKT 33939L100 480 2758 SH SOLE 2074 0 684 FLEXSHARES TR MSTAR EMKT FAC 33939L308 265 4754 SH SOLE 3863 0 891 FLEXSHARES TR QLT DIV DEF IDX 33939L845 731 12940 SH SOLE 12938 0 2 FLEXSHARES TR US QUALITY CAP 33939L746 31146 622647 SH SOLE 596330 0 26317 GLOBAL X FDS CLOUD COMPUTNG 37954Y442 267 12141 SH SOLE 7182 0 4959 GLOBAL X FDS CONSCIOUS COS 37954Y731 869 26822 SH SOLE 19032 0 7790 GLOBAL X FDS CYBRSCURTY ETF 37954Y384 300 9534 SH SOLE 5556 0 3978 GLOBAL X FDS E COMMERCE ETF 37954Y467 238 10744 SH SOLE 6320 0 4424 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 593 20428 SH SOLE 13958 0 6470 GLOBAL X FDS VDEO GAM ESPRT 37954Y392 271 10812 SH SOLE 6305 0 4507 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 21629 660820 SH SOLE 638174 0 22646 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 2860 96388 SH SOLE 85054 0 11334 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 891 41901 SH SOLE 21933 0 19968 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 528 25013 SH SOLE 19606 0 5407 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 308 14611 SH SOLE 10714 0 3897 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 2187 104608 SH SOLE 73645 0 30963 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 238 11938 SH SOLE 11938 0 0 INVESCO EXCHANGE TRADED FD T INVESCO MSCI 46137V407 335 5444 SH SOLE 3872 0 1572 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 278 5242 SH SOLE 3078 0 2164 INVESCO QQQ TR UNIT SER 1 46090E103 601 1659 SH SOLE 1260 0 399 ISHARES INC ESG AWR MSCI EM 46434G863 230 6263 SH SOLE 4828 0 1435 ISHARES INC MSCI GBL MIN VOL 464286525 546 5210 SH SOLE 4641 0 569 ISHARES TR 0-5 YR TIPS ETF 46429B747 207 1970 SH SOLE 1497 0 473 ISHARES TR COHEN STEER REIT 464287564 204 2878 SH SOLE 2878 0 0 ISHARES TR CORE MSCI EAFE 46432F842 642 9230 SH SOLE 3249 0 5981 ISHARES TR CORE S&P SCP ETF 464287804 294 2723 SH SOLE 1727 0 996 ISHARES TR CORE S&P500 ETF 464287200 2325 5124 SH SOLE 4249 0 875 ISHARES TR CORE TOTAL USD 46434V613 662 13347 SH SOLE 9579 0 3768 ISHARES TR CORE US AGGBD ET 464287226 408 3807 SH SOLE 1209 0 2598 ISHARES TR EAFE GRWTH ETF 464288885 300 3116 SH SOLE 2402 0 714 ISHARES TR EAFE VALUE ETF 464288877 603 12004 SH SOLE 9559 0 2445 ISHARES TR ESG AWR MSCI USA 46435G425 1233 12164 SH SOLE 9342 0 2822 ISHARES TR ESG EAFE ETF 46436E759 388 6358 SH SOLE 4496 0 1862 ISHARES TR IBOXX INV CP ETF 464287242 241 1989 SH SOLE 991 0 998 ISHARES TR ISHARES BIOTECH 464287556 282 2160 SH SOLE 1258 0 902 ISHARES TR ISHS 5-10YR INVT 464288638 204 3718 SH SOLE 3718 0 0 ISHARES TR MSCI INTL VLU FT 46435G409 13912 546644 SH SOLE 528154 0 18490 ISHARES TR MSCI USA MIN VOL 46429B697 356 4586 SH SOLE 4286 0 300 ISHARES TR MSCI USA MMENTM 46432F396 216 1281 SH SOLE 1281 0 0 ISHARES TR NATIONAL MUN ETF 464288414 737 6722 SH SOLE 6722 0 0 ISHARES TR RUS 1000 ETF 464287622 557 2228 SH SOLE 776 0 1452 ISHARES TR RUS 1000 VAL ETF 464287598 419 2523 SH SOLE 2523 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 212 827 SH SOLE 827 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 221 1372 SH SOLE 1372 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 469 6140 SH SOLE 2125 0 4015 ISHARES TR S&P 500 VAL ETF 464287408 447 2871 SH SOLE 1006 0 1865 ISHARES TR S&P SML 600 GWT 464287887 323 2578 SH SOLE 1953 0 625 ISHARES TR TIPS BD ETF 464287176 202 1625 SH SOLE 940 0 685 ISHARES TR US TREAS BD ETF 46429B267 394 15803 SH SOLE 10788 0 5015 J P MORGAN EXCHANGE-TRADED F INTERNL GWT 46641Q324 751 12060 SH SOLE 8864 0 3196 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 6345 125288 SH SOLE 112168 0 13120 J P MORGAN EXCHANGE-TRADED F US QUALTY FCTR 46641Q761 33024 770140 SH SOLE 741248 0 28892 JACOBS ENGR GROUP INC COM 469814107 618 4485 SH SOLE 4485 0 0 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 3838 73040 SH SOLE 70987 0 2053 KRANESHARES TR CSI CHI INTERNET 500767306 470 16473 SH SOLE 11429 0 5044 KRANESHARES TR KFA VAL LIN DYNM 500767645 22569 957515 SH SOLE 896937 0 60578 KRANESHARES TR MSCI ALL CHINA 500767801 8272 336121 SH SOLE 325485 0 10636 KRANESHARES TR MSCI EMG EX CH 500767769 13805 463358 SH SOLE 444027 0 19331 NUSHARES ETF TR NUVEEN ESG LRGCP 67092P201 871 14344 SH SOLE 10183 0 4161 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 677 16984 SH SOLE 12081 0 4903 PFIZER INC COM 717081103 531 10251 SH SOLE 10251 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 21295 209223 SH SOLE 185190 0 24033 SCOTTS MIRACLE-GRO CO CL A 810186106 222 1804 SH SOLE 1358 0 446 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 808 11754 SH SOLE 6093 0 5661 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 908 23685 SH SOLE 12292 0 11393 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 552 11429 SH SOLE 6061 0 5368 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 877 4741 SH SOLE 2456 0 2285 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 692 9124 SH SOLE 4739 0 4385 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1035 7555 SH SOLE 3912 0 3643 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 783 7600 SH SOLE 3935 0 3665 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 577 7749 SH SOLE 4049 0 3700 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 541 6139 SH SOLE 3200 0 2939 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1667 10488 SH SOLE 5442 0 5046 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 489 13919 SH SOLE 10711 0 3208 SPDR SER TR PORTFLI TIPS ETF 78464A656 204 6750 SH SOLE 6750 0 0 SPDR SER TR S&P KENSHO FUTRE 78468R671 389 7372 SH SOLE 5589 0 1783 SPDR SER TR S&P KENSHO INTLG 78468R697 340 8341 SH SOLE 6360 0 1981 SPINNAKER ETF SERIES CANNABIS ETF 84858T400 282 37258 SH SOLE 21999 0 15259 VANECK ETF TRUST OIL SERVICES ETF 92189H607 309 1092 SH SOLE 828 0 264 VANGUARD BD INDEX FDS INTERMED TERM 921937819 622 7593 SH SOLE 4924 0 2669 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 770 8402 SH SOLE 5074 0 3328 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1254 16094 SH SOLE 10761 0 5333 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 1389 26492 SH SOLE 17410 0 9082 VANGUARD INDEX FDS GROWTH ETF 922908736 2301 8001 SH SOLE 6029 0 1972 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 824 3698 SH SOLE 2809 0 889 VANGUARD INDEX FDS SMALL CP ETF 922908751 629 2958 SH SOLE 2277 0 681 VANGUARD INDEX FDS VALUE ETF 922908744 38838 262812 SH SOLE 250046 0 12766 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 758 16441 SH SOLE 12694 0 3747 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 663 13224 SH SOLE 8588 0 4636 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 2253 46898 SH SOLE 35756 0 11142 WISDOMTREE TR EM MKTS QTLY DIV 97717W323 269 10357 SH SOLE 10289 0 68 WISDOMTREE TR EMERG CUR STR FD 97717W133 284 15981 SH SOLE 15981 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 478 8962 SH SOLE 8962 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 20829 303458 SH SOLE 293308 0 10150 WISDOMTREE TR US MIDCAP FUND 97717W570 25235 461506 SH SOLE 444865 0 16641 WISDOMTREE TR US SMALLCAP FUND 97717W562 12080 251883 SH SOLE 241299 0 10584 WISDOMTREE TR YIELD ENHANCD US 97717X511 5928 123879 SH SOLE 109541 0 14338