0001085146-21-001043.txt : 20210219
0001085146-21-001043.hdr.sgml : 20210219
20210219122221
ACCESSION NUMBER: 0001085146-21-001043
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210219
DATE AS OF CHANGE: 20210219
EFFECTIVENESS DATE: 20210219
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: 3D/L Capital Management, LLC
CENTRAL INDEX KEY: 0001846943
IRS NUMBER: 861660892
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-21050
FILM NUMBER: 21653430
BUSINESS ADDRESS:
STREET 1: 100 CONSTITUTION PLAZA
STREET 2: 7TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
BUSINESS PHONE: 860-291-1998
MAIL ADDRESS:
STREET 1: 100 CONSTITUTION PLAZA
STREET 2: 7TH FLOOR
CITY: HARTFORD
STATE: CT
ZIP: 06103
13F-HR
1
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0001846943
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12-31-2020
12-31-2020
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3D/L Capital Management, LLC
100 CONSTITUTION PLAZA
7TH FLOOR
Hartford
CT
06103
13F HOLDINGS REPORT
028-21050
N
Andrew T. Lucich
Chief Compliance Officer
860-291-1998
/s/Andrew T. Lucich
Hartford
CT
02-19-2021
0
109
80720
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
3M CO
COM
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665
3824
SH
SOLE
3824
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0
ABBOTT LABS
COM
002824100
865
7985
SH
SOLE
7985
0
0
AIR PRODS & CHEMS INC
COM
009158106
989
3681
SH
SOLE
3681
0
0
ALLSTATE CORP
COM
020002101
299
2785
SH
SOLE
2785
0
0
ALPHABET INC
CAP STK CL C
02079K107
3788
2154
SH
SOLE
2154
0
0
AMAZON COM INC
COM
023135106
4455
1341
SH
SOLE
1341
0
0
AMERICAN CENTY ETF TR
DIVERSIFIED MU
025072505
2
35607
SH
SOLE
35176
0
431
AMERICAN EXPRESS CO
COM
025816109
1561
13212
SH
SOLE
13212
0
0
AMGEN INC
COM
031162100
1260
5554
SH
SOLE
5554
0
0
AMPHENOL CORP NEW
CL A
032095101
1180
9191
SH
SOLE
9191
0
0
APACHE CORP
COM
037411105
792
55960
SH
SOLE
55960
0
0
APPLE INC
COM
037833100
7056
55383
SH
SOLE
55027
0
356
AT&T INC
COM
00206R102
1435
50272
SH
SOLE
50272
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
371
2119
SH
SOLE
2119
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0
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COM
075887109
263
1057
SH
SOLE
1057
0
0
BERKLEY W R CORP
COM
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1227
18672
SH
SOLE
18672
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
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2196
9564
SH
SOLE
9564
0
0
CANOPY GROWTH CORP
COM
138035100
1
26471
SH
SOLE
22591
0
3880
CARNIVAL CORP
UNIT 99/99/9999
143658300
1142
53270
SH
SOLE
53270
0
0
CHURCH & DWIGHT INC
COM
171340102
255
2927
SH
SOLE
2927
0
0
COMMERCE BANCSHARES INC
COM
200525103
1370
20858
SH
SOLE
20858
0
0
COSTCO WHSL CORP NEW
COM
22160K105
1385
3717
SH
SOLE
3717
0
0
DBX ETF TR
XTRACK MUN INFRA
233051705
6
193167
SH
SOLE
187048
0
6119
DEERE & CO
COM
244199105
1252
4720
SH
SOLE
4720
0
0
EMERSON ELEC CO
COM
291011104
1198
15116
SH
SOLE
15116
0
0
ETFS TR
BBRG ALL COMD K1
003261104
7
310973
SH
SOLE
307153
0
3820
EVERSOURCE ENERGY
COM
30040W108
269
3152
SH
SOLE
3152
0
0
EXPEDITORS INTL WASH INC
COM
302130109
611
6456
SH
SOLE
6456
0
0
FIRST TR EXCH TRADED FD III
MANAGD MUN ETF
33739N108
3
44494
SH
SOLE
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2717
FIRST TR EXCHANGE-TRADED FD
FST LOW OPPT EFT
33739Q200
13
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SH
SOLE
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0
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CRE SLCT BD FD
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1
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SH
SOLE
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0
FLEXSHARES TR
GLB QLT R/E IDX
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7
118921
SH
SOLE
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869
FLEXSHARES TR
HIG YLD VL ETF
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2
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SH
SOLE
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1693
FLEXSHARES TR
INTL QLTDV IDX
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24
1008226
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FLEXSHARES TR
M STAR DEV MKT
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QLT DIV DEF IDX
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US QUALITY CAP
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1
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SOLE
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COM
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229
3878
SH
SOLE
3878
0
0
GLOBAL X FDS
CONSCIOUS COS
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1
19430
SH
SOLE
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CYBRSCURTY ETF
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SOLE
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GLOBAL X FDS
RBTCS ARTFL INTE
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SH
SOLE
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7301
GOLDMAN SACHS ETF TR
ACTIVEBETA INT
381430107
23
726082
SH
SOLE
720634
0
5448
HENRY JACK & ASSOC INC
COM
426281101
1013
6362
SH
SOLE
6362
0
0
HOME DEPOT INC
COM
437076102
1985
7457
SH
SOLE
7457
0
0
HONEYWELL INTL INC
COM
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6587
SH
SOLE
6587
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
701
5660
SH
SOLE
5660
0
0
INVESCO EXCH TRADED FD TR II
TAXABLE MUN BD
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3
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SH
SOLE
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INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
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BULSHS 2022 CB
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SOLE
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BULSHS 2023 CB
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INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 CB
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SOLE
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0
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BULSHS 2025 CB
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SOLE
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ISHARES TR
MSCI INTL MOMENT
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SOLE
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ISHARES TR
MSCI INTL VLU FT
46435G409
14
632827
SH
SOLE
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J P MORGAN EXCHANGE-TRADED F
ULTRA SHT MUNCPL
46641Q654
6
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SH
SOLE
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4574
J P MORGAN EXCHANGE-TRADED F
US QUALTY FCTR
46641Q761
31
857437
SH
SOLE
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0
9712
JOHN HANCOCK EXCHANGE TRADED
MULTIFACTOR MI
47804J206
3
76525
SH
SOLE
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0
427
JOHNSON & JOHNSON
COM
478160104
1405
9115
SH
SOLE
9115
0
0
JPMORGAN CHASE & CO
COM
46625H100
511
4084
SH
SOLE
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0
0
KIMBERLY-CLARK CORP
COM
494368103
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SH
SOLE
9307
0
0
KRANESHARES TR
KFA VAL LIN DYNM
500767645
14
661614
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SOLE
651177
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LILLY ELI & CO
COM
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SH
SOLE
5949
0
0
LOCKHEED MARTIN CORP
COM
539830109
1321
3734
SH
SOLE
3734
0
0
MARSH & MCLENNAN COS INC
COM
571748102
1012
8814
SH
SOLE
8814
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
1897
5473
SH
SOLE
5473
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
820
8646
SH
SOLE
8646
0
0
MCDONALDS CORP
COM
580135101
422
1986
SH
SOLE
1986
0
0
MERCK & CO. INC
COM
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12579
SH
SOLE
12579
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MGM RESORTS INTERNATIONAL
COM
552953101
576
18716
SH
SOLE
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MICROSOFT CORP
COM
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5252
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SH
SOLE
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0
NEXTERA ENERGY INC
COM
65339F101
1240
16464
SH
SOLE
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0
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NIKE INC
CL B
654106103
949
6704
SH
SOLE
6704
0
0
NORTHROP GRUMMAN CORP
COM
666807102
607
2016
SH
SOLE
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0
0
NUSHARES ETF TR
NUVEEN ESG LRGCP
67092P201
1
10942
SH
SOLE
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1948
OLD DOMINION FREIGHT LINE IN
COM
679580100
771
3971
SH
SOLE
3971
0
0
ORACLE CORP
COM
68389X105
836
12968
SH
SOLE
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0
0
PENN NATL GAMING INC
COM
707569109
534
6048
SH
SOLE
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0
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PEPSICO INC
COM
713448108
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SH
SOLE
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PIMCO ETF TR
ACTIVE BD ETF
72201R775
21
189979
SH
SOLE
182430
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7549
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
546
62589
SH
SOLE
62589
0
0
PRICE T ROWE GROUP INC
COM
74144T108
1179
7947
SH
SOLE
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0
0
PUBLIC STORAGE
COM
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SH
SOLE
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ROPER TECHNOLOGIES INC
COM
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SH
SOLE
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0
SELECT SECTOR SPDR TR
RL EST SEL SEC
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SH
SOLE
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SELECT SECTOR SPDR TR
SBI INT-FINL
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SH
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PORTFOLIO EMG MK
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S&P INTL SMLCP
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SPINNAKER ETF SERIES
CANNABIS ETF
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SH
SOLE
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STARBUCKS CORP
COM
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SH
SOLE
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STRYKER CORPORATION
COM
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SH
SOLE
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SYNOPSYS INC
COM
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SH
SOLE
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TARGA RES CORP
COM
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SH
SOLE
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TESLA INC
COM
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SH
SOLE
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TEXAS INSTRS INC
COM
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SH
SOLE
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TRAVELERS COMPANIES INC
COM
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SH
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UNION PAC CORP
COM
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SH
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0
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UNITEDHEALTH GROUP INC
COM
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4530
SH
SOLE
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0
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
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1
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SH
SOLE
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VANGUARD INDEX FDS
VALUE ETF
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36
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SH
SOLE
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VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
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1
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SH
SOLE
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VISA INC
COM CL A
92826C839
2161
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SH
SOLE
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WALMART INC
COM
931142103
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SH
SOLE
12292
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WISDOMTREE TR
EM MKTS QTLY DIV
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SH
SOLE
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WISDOMTREE TR
EMERG CUR STR FD
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WISDOMTREE TR
EMG MKTS SMCAP
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INTL SMCAP DIV
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WISDOMTREE TR
US MIDCAP FUND
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WISDOMTREE TR
US SMALLCAP FUND
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