The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3D SYS CORP DEL | NOTE 11/1 | 88554DAD8 | BBG013GNFWD3 | 2,126,161 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
| ADVANCED DRAIN SYS INC DEL | COM | 00790R104 | BBG000G7CDN9 | 3,817,847 | 16,364 | SH | SOLE | 16,364 | 0 | 0 | ||
| AFFIRM HLDGS INC | NOTE 11/1 | 00827BAB2 | BBG013N237B1 | 11,276,629 | 10,000,000 | SH | SOLE | 10,000,000 | 0 | 0 | ||
| BANDWIDTH INC | NOTE 0.500% 4/0 | 05988JAD5 | BBG00ZLJC548 | 16,993,427 | 17,200,000 | SH | SOLE | 17,200,000 | 0 | 0 | ||
| BLACKLINE INC | NOTE 3/1 | 09239BAD1 | BBG00ZL7RVW0 | 14,310,518 | 11,612,000 | SH | SOLE | 11,612,000 | 0 | 0 | ||
| CABLE ONE INC | NOTE 1.125% 3/1 | 12685JAG0 | BBG00ZHF6BH1 | 6,144,798 | 6,000,000 | SH | SOLE | 6,000,000 | 0 | 0 | ||
| CHEGG INC | NOTE 9/0 | 163092AF6 | BBG00WSNPCW9 | 5,672,178 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | ||
| CONSENSUS CLOUD SOLUTIONS IN | COM | 20848V105 | BBG0105XBRH0 | 1,294,404 | 60,252 | SH | SOLE | 60,252 | 0 | 0 | ||
| DAVE & BUSTERS ENTMT INC | COM | 238337109 | BBG001WWJTK5 | 3,428,509 | 40,433 | SH | SOLE | 40,433 | 0 | 0 | ||
| GOGO INC | COM | 38046C109 | BBG002CN8XN5 | 12,143,070 | 1,021,031 | SH | SOLE | 1,021,031 | 0 | 0 | ||
| GOODYEAR TIRE & RUBR CO | COM | 382550101 | BBG000BKNX95 | 3,916,398 | 210,582 | SH | SOLE | 210,582 | 0 | 0 | ||
| GOOSEHEAD INS INC | COM CL A | 38267D109 | BBG00KHHBMC5 | 6,370,772 | 70,598 | SH | SOLE | 70,598 | 0 | 0 | ||
| JOHN BEAN TECHNOLOGIES CORP | COM | 477839104 | BBG000VLBCQ1 | 710,394 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| LATHAM GROUP INC | COM | 51819L107 | BBG00ZVXLHH6 | 9,620,474 | 1,793,520 | SH | SOLE | 1,793,520 | 0 | 0 | ||
| OKTA INC | NOTE 0.125% 9/0 | 679295AD7 | BBG00Q5FZ6Q3 | 1,303,891 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | BBG00VC9S6X8 | 1,249,022 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| OMNICELL COM | NOTE 0.250% 9/1 | 68213NAD1 | BBG00XK43LV2 | 7,571,358 | 5,930,000 | SH | SOLE | 5,930,000 | 0 | 0 | ||
| PELOTON INTERACTIVE INC | NOTE 2/1 | 70614WAB6 | BBG00Z6DZZX5 | 15,725,491 | 13,700,000 | SH | SOLE | 13,700,000 | 0 | 0 | ||
| PETIQ INC | COM CL A | 71639T106 | BBG00H1CY328 | 6,522,910 | 263,433 | SH | SOLE | 263,433 | 0 | 0 | ||
| Q2 HLDGS INC | NOTE 0.125%11/1 | 74736LAF6 | BBG00Y60MH97 | 6,788,354 | 5,375,000 | SH | SOLE | 5,375,000 | 0 | 0 | ||
| RAND CAP CORP | COM NEW | 752185207 | BBG000BRX8P6 | 352,991 | 18,654 | SH | SOLE | 18,654 | 0 | 0 | ||
| RAPID7 INC | NOTE 0.250% 3/1 | 753422AF1 | BBG00ZN9DKH0 | 1,192,713 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| SNAP INC | NOTE 0.125% 3/0 | 83304AAH9 | BBG01573S4W9 | 3,107,084 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
| SOTERA HEALTH CO | COM | 83601L102 | BBG008LZG0Z5 | 50,789 | 3,122 | SH | SOLE | 3,122 | 0 | 0 | ||
| STONERIDGE INC | COM | 86183P102 | BBG000BB9Q78 | 25,098,785 | 1,214,699 | SH | SOLE | 1,214,699 | 0 | 0 | ||
| TECHTARGET INC | NOTE 12/1 | 87874RAD2 | BBG013YW3BC3 | 3,880,786 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
| TRICON RESIDENTIAL INC | COM NPV | 89612W102 | BBG000QMKDM7 | 8,998,392 | 595,920 | SH | SOLE | 595,920 | 0 | 0 | ||
| TRIPADVISOR INC | NOTE 0.250% 4/0 | 896945AD4 | BBG00ZS09957 | 1,269,078 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| UNITY SOFTWARE INC | NOTE 11/1 | 91332UAB7 | BBG013JZ3JK7 | 15,737,177 | 13,700,000 | SH | SOLE | 13,700,000 | 0 | 0 | ||
| UPWORK INC | NOTE 0.250% 8/1 | 91688FAB0 | BBG01223N1L4 | 7,723,483 | 6,500,000 | SH | SOLE | 6,500,000 | 0 | 0 | ||
| VESTIS CORPORATION | COM SHS | 29430C102 | BBG000FJWF20 | 4,193,557 | 160,368 | SH | SOLE | 160,368 | 0 | 0 | ||
| ZIFF DAVIS INC | COM | 48123V102 | BBG000F3CWW7 | 3,341,856 | 39,136 | SH | SOLE | 39,136 | 0 | 0 | ||
| ZIFF DAVIS INC | NOTE 1.750%11/0 | 48123VAE2 | BBG00QTZYG00 | 8,179,033 | 6,300,000 | SH | SOLE | 6,300,000 | 0 | 0 | ||