The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED DRAIN SYS INC DEL | COM | 00790R104 | BBG000G7CDN9 | 4,095,217 | 48,631 | SH | SOLE | 48,631 | 0 | 0 | ||
AFFIRM HLDGS INC | NOTE 11/1 | 00827BAB2 | BBG013N237B1 | 6,475,000 | 10,000,000 | SH | SOLE | 10,000,000 | 0 | 0 | ||
ALTICE USA INC | CL A | 02156K103 | BBG00GFMPRK0 | 23,940 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
ARMSTRONG WORLD INDS INC NEW | COM | 04247X102 | BBG000DW4LB1 | 325,852 | 4,574 | SH | SOLE | 4,574 | 0 | 0 | ||
BANDWIDTH INC | NOTE 0.500% 4/0 | 05988JAD5 | BBG00ZLJC548 | 5,546,132 | 8,500,000 | SH | SOLE | 8,500,000 | 0 | 0 | ||
BROOKFIELD CORP | CL A LTD VT SH | 11271J107 | BBG000C9K6K8 | 1,114,189 | 34,200 | SH | SOLE | 34,200 | 0 | 0 | ||
CHEGG INC | NOTE 9/0 | 163092AF6 | BBG00WSNPCW9 | 3,974,952 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | ||
COINBASE GLOBAL INC | NOTE 0.500% 6/0 | 19260QAB3 | BBG01138FQ01 | 4,557,882 | 7,050,000 | SH | SOLE | 7,050,000 | 0 | 0 | ||
CONSENSUS CLOUD SOLUTIONS IN | COM | 20848V105 | BBG0105XBRH0 | 3,937,429 | 115,501 | SH | SOLE | 115,501 | 0 | 0 | ||
DOCUSIGN INC | NOTE 1/1 | 256163AD8 | BBG00YVT8ML7 | 1,438,530 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
EVERBRIDGE INC | NOTE 0.125%12/1 | 29978AAC8 | BBG00R2MPXM5 | 6,343,926 | 6,959,000 | SH | SOLE | 6,959,000 | 0 | 0 | ||
EVERBRIDGE INC | NOTE 3/1 | 29978AAE4 | BBG00ZL5NHV0 | 1,663,750 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
FOCUS FINL PARTNERS INC | COM CL A | 34417P100 | BBG00L0YTFN8 | 4,080,094 | 78,660 | SH | SOLE | 78,660 | 0 | 0 | ||
GOGO INC | COM | 38046C109 | BBG002CN8XN5 | 7,709,955 | 531,721 | SH | SOLE | 531,721 | 0 | 0 | ||
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | BBG00K9FN239 | 1,960,042 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
LATHAM GROUP INC | COM | 51819L107 | BBG00ZVXLHH6 | 4,587,323 | 1,603,959 | SH | SOLE | 1,603,959 | 0 | 0 | ||
MAGNITE INC | NOTE 0.250% 3/1 | 55955DAB6 | BBG00ZN93NM9 | 1,618,066 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
OKTA INC | NOTE 0.125% 9/0 | 679295AD7 | BBG00Q5FZ6Q3 | 906,601 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | BBG00VC9S6X8 | 857,094 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
PELOTON INTERACTIVE INC | NOTE 2/1 | 70614WAB6 | BBG00Z6DZZX5 | 10,470,395 | 13,700,000 | SH | SOLE | 13,700,000 | 0 | 0 | ||
Q2 HLDGS INC | NOTE 0.125%11/1 | 74736LAF6 | BBG00Y60MH97 | 4,559,864 | 5,500,000 | SH | SOLE | 5,500,000 | 0 | 0 | ||
RAND CAP CORP | COM NEW | 752185207 | BBG000BRX8P6 | 250,337 | 18,654 | SH | SOLE | 18,654 | 0 | 0 | ||
SHUTTERSTOCK INC | COM | 825690100 | BBG002ZCK2V9 | 363,000 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SOTERA HEALTH CO | COM | 83601L102 | BBG008LZG0Z5 | 1,746,225 | 97,500 | SH | SOLE | 97,500 | 0 | 0 | ||
STONERIDGE INC | COM | 86183P102 | BBG000BB9Q78 | 22,714,871 | 1,214,699 | SH | SOLE | 1,214,699 | 0 | 0 | ||
TECHTARGET INC | NOTE 12/1 | 87874RAD2 | BBG013YW3BC3 | 2,331,000 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
TRICON RESIDENTIAL INC | COM NPV | 89612W102 | BBG000QMKDM7 | 6,331,618 | 810,463 | SH | SOLE | 810,463 | 0 | 0 | ||
UNITY SOFTWARE INC | NOTE 11/1 | 91332UAB7 | BBG013JZ3JK7 | 3,118,000 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | ||
UPWORK INC | NOTE 0.250% 8/1 | 91688FAB0 | BBG01223N1L4 | 5,126,612 | 6,500,000 | SH | SOLE | 6,500,000 | 0 | 0 | ||
ZIFF DAVIS INC | COM | 48123V102 | BBG000F3CWW7 | 8,546,163 | 109,496 | SH | SOLE | 109,496 | 0 | 0 |