0001172661-23-003400.txt : 20231013
0001172661-23-003400.hdr.sgml : 20231013
20231013111620
ACCESSION NUMBER: 0001172661-23-003400
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231013
DATE AS OF CHANGE: 20231013
EFFECTIVENESS DATE: 20231013
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SummerHaven Investment Management, LLC
CENTRAL INDEX KEY: 0001846436
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-21013
FILM NUMBER: 231324315
BUSINESS ADDRESS:
STREET 1: 1266 E MAIN STREET, 4TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: 203-352-2700
MAIL ADDRESS:
STREET 1: 1266 E MAIN STREET, 4TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06902
13F-HR
1
primary_doc.xml
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0001846436
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09-30-2023
09-30-2023
false
SummerHaven Investment Management, LLC
1266 E Main Street, 4th Floor
Stamford
CT
06902
13F HOLDINGS REPORT
028-21013
000289269
801-111663
N
Kurt Nelson
Managing Partner
203-352-2700
/s/ Kurt Nelson
Stamford
CT
10-10-2023
0
198
136093227
INFORMATION TABLE
2
infotable.xml
ABM INDS INC
COM
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673688
16838
SH
SOLE
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16838
ADAPTHEALTH CORP
COMMON STOCK
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53343
SH
SOLE
0
0
53343
ADIENT PLC
ORD SHS
G0084W101
624524
17017
SH
SOLE
0
0
17017
ADTALEM GLOBAL ED INC
COM
00737L103
819078
19115
SH
SOLE
0
0
19115
ADVANSIX INC
COM
00773T101
590520
19000
SH
SOLE
0
0
19000
AGCO CORP
COM
001084102
625938
5292
SH
SOLE
0
0
5292
AIR TRANSPORT SERVICES GRP I
COM
00922R105
778138
37285
SH
SOLE
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37285
ALPHA & OMEGA SEMICONDUCTOR
SHS
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662358
22197
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SOLE
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0
22197
ALPHA METALLURGICAL RESOUR I
COM
020764106
1238133
4767
SH
SOLE
0
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4767
A-MARK PRECIOUS METALS INC
COM
00181T107
524244
17874
SH
SOLE
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17874
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
581722
80127
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SOLE
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0
80127
AMERICAN WOODMARK CORPORATIO
COM
030506109
733039
9695
SH
SOLE
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9695
AMKOR TECHNOLOGY INC
COM
031652100
547395
24221
SH
SOLE
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24221
AMN HEALTHCARE SVCS INC
COM
001744101
550944
6468
SH
SOLE
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ANDERSONS INC
COM
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ANYWHERE REAL ESTATE INC
COM
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APOGEE ENTERPRISES INC
COM
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ARCBEST CORP
COM
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ARCTURUS THERAPEUTICS HLDGS
COM
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ARROW ELECTRS INC
COM
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ASBURY AUTOMOTIVE GROUP INC
COM
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2871
SH
SOLE
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2871
ASSERTIO HOLDINGS INC
COM NEW
04546C205
319652
124864
SH
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124864
ATKORE INC
COM
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703132
4713
SH
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AUTONATION INC
COM
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SH
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3987
AVIS BUDGET GROUP
COM
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533679
2970
SH
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2970
AVNET INC
COM
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692394
14368
SH
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14368
AXOS FINANCIAL INC
COM
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642825
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SH
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16979
B & G FOODS INC NEW
COM
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SH
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BANCFIRST CORP
COM
05945F103
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SH
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BANCORP INC DEL
COM
05969A105
710148
20584
SH
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0
0
20584
BEACON ROOFING SUPPLY INC
COM
073685109
654247
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SH
SOLE
0
0
8478
BERRY CORP
COM
08579X101
805330
98211
SH
SOLE
0
0
98211
BLOOMIN BRANDS INC
COM
094235108
647848
26346
SH
SOLE
0
0
26346
BLUELINX HLDGS INC
COM NEW
09624H208
616906
7515
SH
SOLE
0
0
7515
BOISE CASCADE CO DEL
COM
09739D100
772800
7500
SH
SOLE
0
0
7500
BUCKLE INC
COM
118440106
694946
20813
SH
SOLE
0
0
20813
BUILD-A-BEAR WORKSHOP INC
COM
120076104
973736
33109
SH
SOLE
0
0
33109
CABLE ONE INC
COM
12685J105
681513
1107
SH
SOLE
0
0
1107
CALERES INC
COM
129500104
814023
28304
SH
SOLE
0
0
28304
CATHAY GEN BANCORP
COM
149150104
745602
21450
SH
SOLE
0
0
21450
CENTURY CMNTYS INC
COM
156504300
622991
9329
SH
SOLE
0
0
9329
CHICOS FAS INC
COM
168615102
914355
122240
SH
SOLE
0
0
122240
CLEARFIELD INC
COM
18482P103
412045
14377
SH
SOLE
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0
14377
CLEARWATER PAPER CORP
COM
18538R103
820990
22648
SH
SOLE
0
0
22648
COLLEGIUM PHARMACEUTICAL INC
COM
19459J104
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33666
SH
SOLE
0
0
33666
COMMERCIAL METALS CO
COM
201723103
638674
12926
SH
SOLE
0
0
12926
COMMERCIAL VEH GROUP INC
COM
202608105
500807
64537
SH
SOLE
0
0
64537
COMMSCOPE HLDG CO INC
COM
20337X109
362457
107874
SH
SOLE
0
0
107874
CONCENTRIX CORP
COM
20602D101
657062
8202
SH
SOLE
0
0
8202
CONSENSUS CLOUD SOLUTIONS IN
COM
20848V105
523014
20771
SH
SOLE
0
0
20771
CONSTELLIUM SE
CL A SHS
F21107101
734388
40351
SH
SOLE
0
0
40351
CORECIVIC INC
COM
21871N101
867971
77153
SH
SOLE
0
0
77153
COSTAMARE INC
SHS
Y1771G102
689235
71646
SH
SOLE
0
0
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CRANE COMPANY
COMMON STOCK
224408104
695351
7827
SH
SOLE
0
0
7827
CROSS CTRY HEALTHCARE INC
COM
227483104
654630
26407
SH
SOLE
0
0
26407
CTS CORP
COM
126501105
699855
16767
SH
SOLE
0
0
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CUSHMAN WAKEFIELD PLC
SHS
G2717B108
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76562
SH
SOLE
0
0
76562
CUSTOMERS BANCORP INC
COM
23204G100
688897
19997
SH
SOLE
0
0
19997
CVR ENERGY INC
COM
12662P108
793852
23328
SH
SOLE
0
0
23328
DELEK US HLDGS INC NEW
COM
24665A103
894546
31487
SH
SOLE
0
0
31487
DIODES INC
COM
254543101
600918
7622
SH
SOLE
0
0
7622
DOLE PLC
ORD SHS
G27907107
650819
56202
SH
SOLE
0
0
56202
DONNELLEY FINL SOLUTIONS INC
COM
25787G100
858720
15258
SH
SOLE
0
0
15258
DXC TECHNOLOGY CO
COM
23355L106
515355
24741
SH
SOLE
0
0
24741
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
770610
52174
SH
SOLE
0
0
52174
EAGLE BULK SHIPPING INC
COM
Y2187A150
654996
15584
SH
SOLE
0
0
15584
EBIX INC
COM NEW
278715206
257384
26051
SH
SOLE
0
0
26051
EMBECTA CORP
COMMON STOCK
29082K105
509503
33854
SH
SOLE
0
0
33854
ENCORE WIRE CORP
COM
292562105
739510
4053
SH
SOLE
0
0
4053
ENETI INC
COM
Y2294C107
535540
53129
SH
SOLE
0
0
53129
ENHABIT INC
COM
29332G102
651476
57909
SH
SOLE
0
0
57909
ENVIRI CORP
COM
415864107
537529
74450
SH
SOLE
0
0
74450
EPLUS INC
COM
294268107
797367
12553
SH
SOLE
0
0
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ETHAN ALLEN INTERIORS INC
COM
297602104
733597
24535
SH
SOLE
0
0
24535
EVERI HLDGS INC
COM
30034T103
645797
48850
SH
SOLE
0
0
48850
FB FINL CORP
COM
30257X104
707610
24951
SH
SOLE
0
0
24951
FIRST BANCORP P R
COM NEW
318672706
750557
55762
SH
SOLE
0
0
55762
FOOT LOCKER INC
COM
344849104
456374
26304
SH
SOLE
0
0
26304
FRESH DEL MONTE PRODUCE INC
ORD
G36738105
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28030
SH
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0
0
28030
FRONTIER COMMUNICATIONS PARE
COM
35909D109
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43356
SH
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0
0
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G III APPAREL GROUP LTD
COM
36237H101
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36685
SH
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0
0
36685
GENCO SHIPPING & TRADING LTD
SHS
Y2685T131
732586
52365
SH
SOLE
0
0
52365
GENESCO INC
COM
371532102
864039
28035
SH
SOLE
0
0
28035
GEO GROUP INC NEW
COM
36162J106
807996
98777
SH
SOLE
0
0
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GMS INC
COM
36251C103
645777
10095
SH
SOLE
0
0
10095
GOLDEN ENTMT INC
COM
381013101
584170
17091
SH
SOLE
0
0
17091
GOLDEN OCEAN GROUP LTD
SHS NEW
G39637205
728664
92470
SH
SOLE
0
0
92470
GRAFTECH INTL LTD
COM
384313508
573366
149704
SH
SOLE
0
0
149704
GREEN DOT CORP
CL A
39304D102
501382
35993
SH
SOLE
0
0
35993
GREENBRIER COS INC
COM
393657101
653680
16342
SH
SOLE
0
0
16342
GRIFFON CORP
COM
398433102
681055
17168
SH
SOLE
0
0
17168
GROUP 1 AUTOMOTIVE INC
COM
398905109
734653
2734
SH
SOLE
0
0
2734
GUESS INC
COM
401617105
798776
36912
SH
SOLE
0
0
36912
HERBALIFE LTD
COM SHS
G4412G101
776277
55488
SH
SOLE
0
0
55488
HERC HLDGS INC
COM
42704L104
582687
4899
SH
SOLE
0
0
4899
HIBBETT INC
COM
428567101
927063
19513
SH
SOLE
0
0
19513
HNI CORP
COM
404251100
911392
26318
SH
SOLE
0
0
26318
HOPE BANCORP INC
COM
43940T109
723381
81738
SH
SOLE
0
0
81738
IMMERSION CORP
COM
452521107
663095
100317
SH
SOLE
0
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100317
INNOVIVA INC
COM
45781M101
748133
57593
SH
SOLE
0
0
57593
INSIGHT ENTERPRISES INC
COM
45765U103
703056
4832
SH
SOLE
0
0
4832
IRONWOOD PHARMACEUTICALS INC
COM CL A
46333X108
652577
67765
SH
SOLE
0
0
67765
JELD-WEN HLDG INC
COM
47580P103
533598
39940
SH
SOLE
0
0
39940
KFORCE INC
COM
493732101
689550
11558
SH
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0
0
11558
KORN FERRY
COM NEW
500643200
651683
13737
SH
SOLE
0
0
13737
KYNDRYL HLDGS INC
COMMON STOCK
50155Q100
843939
55890
SH
SOLE
0
0
55890
LA Z BOY INC
COM
505336107
751835
24347
SH
SOLE
0
0
24347
LAUREATE EDUCATION INC
COMMON STOCK
518613203
835510
59256
SH
SOLE
0
0
59256
LIMBACH HLDGS INC
COM
53263P105
894818
28201
SH
SOLE
0
0
28201
LSB INDS INC
COM
502160104
725317
70901
SH
SOLE
0
0
70901
M D C HLDGS INC
COM
552676108
622697
15103
SH
SOLE
0
0
15103
M/I HOMES INC
COM
55305B101
681564
8110
SH
SOLE
0
0
8110
MACYS INC
COM
55616P104
493332
42492
SH
SOLE
0
0
42492
MANPOWERGROUP INC WIS
COM
56418H100
627839
8563
SH
SOLE
0
0
8563
MARCUS & MILLICHAP INC
COM
566324109
608746
20748
SH
SOLE
0
0
20748
MARINEMAX INC
COM
567908108
623744
19005
SH
SOLE
0
0
19005
MATSON INC
COM
57686G105
822523
9271
SH
SOLE
0
0
9271
MATTHEWS INTL CORP
CL A
577128101
583767
15003
SH
SOLE
0
0
15003
MDU RES GROUP INC
COM
552690109
650487
33222
SH
SOLE
0
0
33222
MEDIFAST INC
COM
58470H101
572079
7643
SH
SOLE
0
0
7643
METHODE ELECTRS INC
COM
591520200
462667
20248
SH
SOLE
0
0
20248
METROPOLITAN BK HLDG CORP
COM
591774104
635190
17508
SH
SOLE
0
0
17508
MILLERKNOLL INC
COM
600544100
1062255
43446
SH
SOLE
0
0
43446
MODINE MFG CO
COM
607828100
947162
20703
SH
SOLE
0
0
20703
MODIVCARE INC
COM
60783X104
424251
13464
SH
SOLE
0
0
13464
MRC GLOBAL INC
COM
55345K103
708654
69137
SH
SOLE
0
0
69137
MUELLER INDS INC
COM
624756102
607969
8089
SH
SOLE
0
0
8089
NCR CORP NEW
COM
62886E108
746395
27675
SH
SOLE
0
0
27675
NEXSTAR MEDIA GROUP INC
COMMON STOCK
65336K103
572907
3996
SH
SOLE
0
0
3996
NOW INC
COM
67011P100
782684
65938
SH
SOLE
0
0
65938
NU SKIN ENTERPRISES INC
CL A
67018T105
499347
23543
SH
SOLE
0
0
23543
OFG BANCORP
COM
67103X102
769313
25764
SH
SOLE
0
0
25764
OLYMPIC STEEL INC
COM
68162K106
778621
13852
SH
SOLE
0
0
13852
ORION S.A.
COM
L72967109
700750
32930
SH
SOLE
0
0
32930
OXFORD INDS INC
COM
691497309
663970
6907
SH
SOLE
0
0
6907
PAR PAC HOLDINGS INC
COM NEW
69888T207
984001
27379
SH
SOLE
0
0
27379
PATHWARD FINANCIAL INC
COM
59100U108
647611
14051
SH
SOLE
0
0
14051
PATRICK INDS INC
COM
703343103
649344
8651
SH
SOLE
0
0
8651
PAYSAFE LIMITED
SHS
G6964L206
747577
62350
SH
SOLE
0
0
62350
PEDIATRIX MEDICAL GROUP INC
COM
58502B106
657005
51692
SH
SOLE
0
0
51692
PHOTRONICS INC
COM
719405102
543568
26896
SH
SOLE
0
0
26896
PILGRIMS PRIDE CORP
COM
72147K108
691224
30277
SH
SOLE
0
0
30277
PLEXUS CORP
COM
729132100
659972
7098
SH
SOLE
0
0
7098
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
769970
12369
SH
SOLE
0
0
12369
PRICESMART INC
COM
741511109
700758
9415
SH
SOLE
0
0
9415
QUANEX BLDG PRODS CORP
COM
747619104
769576
27319
SH
SOLE
0
0
27319
RESIDEO TECHNOLOGIES INC
COM
76118Y104
632727
40046
SH
SOLE
0
0
40046
RYDER SYS INC
COM
783549108
901589
8430
SH
SOLE
0
0
8430
RYERSON HLDG CORP
COM
783754104
475069
16331
SH
SOLE
0
0
16331
SANMINA CORPORATION
COM
801056102
611247
11261
SH
SOLE
0
0
11261
SHOE CARNIVAL INC
COM
824889109
730896
30416
SH
SOLE
0
0
30416
SIGNET JEWELERS LIMITED
SHS
G81276100
722193
10057
SH
SOLE
0
0
10057
SILVERBOW RES INC
COM
82836G102
854331
23884
SH
SOLE
0
0
23884
SKYLINE CHAMPION CORPORATION
COM
830830105
685563
10759
SH
SOLE
0
0
10759
SLEEP NUMBER CORP
COM
83125X103
568275
23110
SH
SOLE
0
0
23110
SMART GLOBAL HLDGS INC
SHS
G8232Y101
633977
26036
SH
SOLE
0
0
26036
SPARTANNASH CO
COM
847215100
721292
32786
SH
SOLE
0
0
32786
STERLING INFRASTRUCTURE INC
COM
859241101
927465
12622
SH
SOLE
0
0
12622
STONEX GROUP INC
COM
861896108
788153
8132
SH
SOLE
0
0
8132
STRIDE INC
COM
86333M108
896052
19899
SH
SOLE
0
0
19899
SUNCOKE ENERGY INC
COM
86722A103
903908
89055
SH
SOLE
0
0
89055
SYLVAMO CORP
COMMON STOCK
871332102
717540
16330
SH
SOLE
0
0
16330
TARGET HOSPITALITY CORP
COM
87615L107
890185
56057
SH
SOLE
0
0
56057
TAYLOR MORRISON HOME CORP
COM
87724P106
603784
14170
SH
SOLE
0
0
14170
TD SYNNEX CORPORATION
COM
87162W100
738664
7397
SH
SOLE
0
0
7397
TECNOGLASS INC
ORD SHS
G87264100
425810
12919
SH
SOLE
0
0
12919
TENET HEALTHCARE CORP
COM NEW
88033G407
562701
8540
SH
SOLE
0
0
8540
TEREX CORP NEW
COM
880779103
662860
11504
SH
SOLE
0
0
11504
TEXAS CAP BANCSHARES INC
COM
88224Q107
763285
12959
SH
SOLE
0
0
12959
THE ODP CORP
COM
88337F105
693819
15034
SH
SOLE
0
0
15034
THRYV HLDGS INC
COM NEW
886029206
527324
28094
SH
SOLE
0
0
28094
TIMKENSTEEL CORPORATION
COM
887399103
697516
32114
SH
SOLE
0
0
32114
TITAN INTL INC ILL
COM
88830M102
828537
61693
SH
SOLE
0
0
61693
TITAN MACHY INC
COM
88830R101
609001
22912
SH
SOLE
0
0
22912
TOWNEBANK PORTSMOUTH VA
COM
89214P109
686226
29927
SH
SOLE
0
0
29927
TRINET GROUP INC
COM
896288107
921124
7908
SH
SOLE
0
0
7908
TTEC HLDGS INC
COM
89854H102
541627
20657
SH
SOLE
0
0
20657
TTM TECHNOLOGIES INC
COM
87305R109
665085
51637
SH
SOLE
0
0
51637
U S SILICA HLDGS INC
COM
90346E103
763341
54369
SH
SOLE
0
0
54369
UFP INDUSTRIES INC
COM
90278Q108
761242
7434
SH
SOLE
0
0
7434
ULTRA CLEAN HLDGS INC
COM
90385V107
564828
19037
SH
SOLE
0
0
19037
UNITED NAT FOODS INC
COM
911163103
489499
34618
SH
SOLE
0
0
34618
UNITED STATES STL CORP NEW
COM
912909108
963032
29650
SH
SOLE
0
0
29650
UNUM GROUP
COM
91529Y106
743851
15122
SH
SOLE
0
0
15122
VERITIV CORP
COM
923454102
973202
5762
SH
SOLE
0
0
5762
VERTEX ENERGY INC
COM
92534K107
485037
108997
SH
SOLE
0
0
108997
VICTORIAS SECRET AND CO
COMMON STOCK
926400102
600580
36006
SH
SOLE
0
0
36006
VISTA OUTDOOR INC
COM
928377100
825814
24934
SH
SOLE
0
0
24934
VOYAGER THERAPEUTICS INC
COM
92915B106
564037
72779
SH
SOLE
0
0
72779
WABASH NATL CORP
COM
929566107
629820
29821
SH
SOLE
0
0
29821
WARRIOR MET COAL INC
COM
93627C101
957546
18746
SH
SOLE
0
0
18746
WEIS MKTS INC
COM
948849104
694890
11030
SH
SOLE
0
0
11030
WERNER ENTERPRISES INC
COM
950755108
635469
16315
SH
SOLE
0
0
16315
WESCO INTL INC
COM
95082P105
575711
4003
SH
SOLE
0
0
4003
WESTAMERICA BANCORPORATION
COM
957090103
746668
17264
SH
SOLE
0
0
17264
XEROX HOLDINGS CORP
COM NEW
98421M106
708325
45145
SH
SOLE
0
0
45145
ZUMIEZ INC
COM
989817101
716432
40249
SH
SOLE
0
0
40249
ZYMEWORKS INC
COM
98985Y108
547205
86310
SH
SOLE
0
0
86310