0001172661-22-002214.txt : 20221020
0001172661-22-002214.hdr.sgml : 20221020
20221019180648
ACCESSION NUMBER: 0001172661-22-002214
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221020
DATE AS OF CHANGE: 20221019
EFFECTIVENESS DATE: 20221020
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SummerHaven Investment Management, LLC
CENTRAL INDEX KEY: 0001846436
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-21013
FILM NUMBER: 221319398
BUSINESS ADDRESS:
STREET 1: 1266 E MAIN STREET, 4TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: 203-352-2700
MAIL ADDRESS:
STREET 1: 1266 E MAIN STREET, 4TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06902
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001846436
XXXXXXXX
09-30-2022
09-30-2022
false
SummerHaven Investment Management, LLC
1266 E Main Street, 4th Floor
Stamford
CT
06902
13F HOLDINGS REPORT
028-21013
N
Kurt Nelson
Managing Partner
203-352-2700
/s/ Kurt Nelson
Stamford
CT
10-19-2022
0
199
144500
INFORMATION TABLE
2
infotable.xml
ABERCROMBIE & FITCH CO
CL A
002896207
703
45214
SH
SOLE
0
0
45214
ABM INDS INC
COM
000957100
684
17895
SH
SOLE
0
0
17895
ADAPTHEALTH CORP
COMMON STOCK
00653Q102
742
39536
SH
SOLE
0
0
39536
ADVANSIX INC
COM
00773T101
730
22748
SH
SOLE
0
0
22748
AGCO CORP
COM
001084102
788
8198
SH
SOLE
0
0
8198
ALLSCRIPTS HEALTHCARE SOLUTN
COM
01988P108
817
53648
SH
SOLE
0
0
53648
ALPHA & OMEGA SEMICONDUCTOR
SHS
G6331P104
715
23239
SH
SOLE
0
0
23239
A-MARK PRECIOUS METALS INC
COM
00181T107
777
27381
SH
SOLE
0
0
27381
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
673
98585
SH
SOLE
0
0
98585
AMERICAN EAGLE OUTFITTERS IN
COM
02553E106
631
64832
SH
SOLE
0
0
64832
AMERICAN WOODMARK CORPORATIO
COM
030506109
741
16899
SH
SOLE
0
0
16899
AMKOR TECHNOLOGY INC
COM
031652100
797
46761
SH
SOLE
0
0
46761
AMN HEALTHCARE SVCS INC
COM
001744101
727
6864
SH
SOLE
0
0
6864
AMPLIFY ENERGY CORP NEW
COM
03212B103
858
130548
SH
SOLE
0
0
130548
ANDERSONS INC
COM
034164103
780
25148
SH
SOLE
0
0
25148
ANYWHERE REAL ESTATE INC
COM
75605Y106
611
75297
SH
SOLE
0
0
75297
APOGEE ENTERPRISES INC
COM
037598109
766
20047
SH
SOLE
0
0
20047
ARCBEST CORP
COM
03937C105
734
10086
SH
SOLE
0
0
10086
ARROW ELECTRS INC
COM
042735100
629
6824
SH
SOLE
0
0
6824
ATKORE INC
COM
047649108
694
8917
SH
SOLE
0
0
8917
ATLAS AIR WORLDWIDE HLDGS IN
COM NEW
049164205
1215
12717
SH
SOLE
0
0
12717
AUTONATION INC
COM
05329W102
682
6693
SH
SOLE
0
0
6693
AVIS BUDGET GROUP
COM
053774105
744
5012
SH
SOLE
0
0
5012
AVNET INC
COM
053807103
634
17550
SH
SOLE
0
0
17550
AXCELIS TECHNOLOGIES INC
COM NEW
054540208
879
14516
SH
SOLE
0
0
14516
AZZ INC
COM
002474104
697
19082
SH
SOLE
0
0
19082
BANCORP INC DEL
COM
05969A105
829
37704
SH
SOLE
0
0
37704
BIG 5 SPORTING GOODS CORP
COM
08915P101
703
65442
SH
SOLE
0
0
65442
BIG LOTS INC
COM
089302103
519
33219
SH
SOLE
0
0
33219
BLUELINX HLDGS INC
COM NEW
09624H208
666
10719
SH
SOLE
0
0
10719
BOISE CASCADE CO DEL
COM
09739D100
736
12377
SH
SOLE
0
0
12377
BRINKS CO
COM
109696104
648
13368
SH
SOLE
0
0
13368
BUCKLE INC
COM
118440106
881
27839
SH
SOLE
0
0
27839
BUILD-A-BEAR WORKSHOP INC
COM
120076104
657
49324
SH
SOLE
0
0
49324
BUILDERS FIRSTSOURCE INC
COM
12008R107
721
12238
SH
SOLE
0
0
12238
CALERES INC
COM
129500104
703
29011
SH
SOLE
0
0
29011
CARS COM INC
COM
14575E105
903
78544
SH
SOLE
0
0
78544
CATALYST PHARMACEUTICALS INC
COM
14888U101
1268
98840
SH
SOLE
0
0
98840
CENTURY ALUM CO
COM
156431108
571
108053
SH
SOLE
0
0
108053
CENTURY CMNTYS INC
COM
156504300
662
15483
SH
SOLE
0
0
15483
CHILDRENS PL INC NEW
COM
168905107
577
18664
SH
SOLE
0
0
18664
CHORD ENERGY CORPORATION
COM NEW
674215207
1006
7358
SH
SOLE
0
0
7358
CITI TRENDS INC
COM
17306X102
514
33147
SH
SOLE
0
0
33147
COHU INC
COM
192576106
748
29011
SH
SOLE
0
0
29011
COMMERCIAL METALS CO
COM
201723103
804
22654
SH
SOLE
0
0
22654
CONNS INC
COM
208242107
590
83335
SH
SOLE
0
0
83335
CONSOLIDATED COMM HLDGS INC
COM
209034107
467
112173
SH
SOLE
0
0
112173
CONSTELLIUM SE
CL A SHS
F21107101
599
59074
SH
SOLE
0
0
59074
CORECIVIC INC
COM
21871N101
609
68859
SH
SOLE
0
0
68859
COSTAMARE INC
SHS
Y1771G102
638
71230
SH
SOLE
0
0
71230
CROSS CTRY HEALTHCARE INC
COM
227483104
900
31730
SH
SOLE
0
0
31730
CTS CORP
COM
126501105
950
22815
SH
SOLE
0
0
22815
CUSTOMERS BANCORP INC
COM
23204G100
649
22002
SH
SOLE
0
0
22002
CVR ENERGY INC
COM
12662P108
721
24871
SH
SOLE
0
0
24871
DELUXE CORP
COM
248019101
605
36343
SH
SOLE
0
0
36343
DIODES INC
COM
254543101
780
12019
SH
SOLE
0
0
12019
DONNELLEY FINL SOLUTIONS INC
COM
25787G100
947
25628
SH
SOLE
0
0
25628
DORIAN LPG LTD
SHS USD
Y2106R110
726
53498
SH
SOLE
0
0
53498
DXC TECHNOLOGY CO
COM
23355L106
653
26693
SH
SOLE
0
0
26693
EAGLE BULK SHIPPING INC
COM
Y2187A150
753
17446
SH
SOLE
0
0
17446
EAGLE PHARMACEUTICALS INC
COM
269796108
457
17308
SH
SOLE
0
0
17308
EBIX INC
COM NEW
278715206
787
41510
SH
SOLE
0
0
41510
EDGEWELL PERS CARE CO
COM
28035Q102
794
21238
SH
SOLE
0
0
21238
EMERGENT BIOSOLUTIONS INC
COM
29089Q105
513
24433
SH
SOLE
0
0
24433
ENCORE WIRE CORP
COM
292562105
847
7334
SH
SOLE
0
0
7334
ENOVIS CORPORATION
COM
194014502
653
14167
SH
SOLE
0
0
14167
EPLUS INC
COM
294268107
622
14982
SH
SOLE
0
0
14982
ETHAN ALLEN INTERIORS INC
COM
297602104
766
36223
SH
SOLE
0
0
36223
EXTREME NETWORKS INC
COM
30226D106
1081
82704
SH
SOLE
0
0
82704
FERROGLOBE PLC
SHS
G33856108
745
141147
SH
SOLE
0
0
141147
FIRST AMERN FINL CORP
COM
31847R102
645
13985
SH
SOLE
0
0
13985
FIRST BANCORP P R
COM NEW
318672706
785
57348
SH
SOLE
0
0
57348
FIRST COMWLTH FINL CORP PA
COM
319829107
724
56375
SH
SOLE
0
0
56375
FIRST HAWAIIAN INC
COM
32051X108
836
33940
SH
SOLE
0
0
33940
FLEX LTD
ORD
Y2573F102
880
52832
SH
SOLE
0
0
52832
FLUOR CORP NEW
COM
343412102
804
32292
SH
SOLE
0
0
32292
FOOT LOCKER INC
COM
344849104
949
30479
SH
SOLE
0
0
30479
FRESH DEL MONTE PRODUCE INC
ORD
G36738105
598
25732
SH
SOLE
0
0
25732
FRONTIER COMMUNICATIONS PARE
COM
35909D109
720
30724
SH
SOLE
0
0
30724
FULGENT GENETICS INC
COM
359664109
506
13277
SH
SOLE
0
0
13277
G III APPAREL GROUP LTD
COM
36237H101
568
37966
SH
SOLE
0
0
37966
GAP INC
COM
364760108
755
91949
SH
SOLE
0
0
91949
GARRETT MOTION INC
COM
366505105
564
99872
SH
SOLE
0
0
99872
GENCO SHIPPING & TRADING LTD
SHS
Y2685T131
592
47253
SH
SOLE
0
0
47253
GENESCO INC
COM
371532102
602
15309
SH
SOLE
0
0
15309
GEO GROUP INC NEW
COM
36162J106
920
119534
SH
SOLE
0
0
119534
GMS INC
COM
36251C103
667
16663
SH
SOLE
0
0
16663
GOLDEN OCEAN GROUP LTD
SHS NEW
G39637205
568
76045
SH
SOLE
0
0
76045
GRAFTECH INTL LTD
COM
384313508
486
112668
SH
SOLE
0
0
112668
GREEN DOT CORP
CL A
39304D102
564
29709
SH
SOLE
0
0
29709
GROUP 1 AUTOMOTIVE INC
COM
398905109
661
4625
SH
SOLE
0
0
4625
GUESS INC
COM
401617105
642
43790
SH
SOLE
0
0
43790
HERBALIFE NUTRITION LTD
COM SHS
G4412G101
670
33701
SH
SOLE
0
0
33701
HERC HLDGS INC
COM
42704L104
883
8502
SH
SOLE
0
0
8502
HIBBETT INC
COM
428567101
837
16802
SH
SOLE
0
0
16802
HNI CORP
COM
404251100
589
22226
SH
SOLE
0
0
22226
HOMESTREET INC
COM
43785V102
628
21808
SH
SOLE
0
0
21808
HUDSON TECHNOLOGIES INC
COM
444144109
776
105519
SH
SOLE
0
0
105519
ICHOR HOLDINGS
SHS
G4740B105
707
29221
SH
SOLE
0
0
29221
INNOVIVA INC
COM
45781M101
614
52905
SH
SOLE
0
0
52905
INTERNATIONAL BANCSHARES COR
COM
459044103
817
19217
SH
SOLE
0
0
19217
JABIL INC
COM
466313103
853
14788
SH
SOLE
0
0
14788
JANUS HENDERSON GROUP PLC
ORD SHS
G4474Y214
666
32777
SH
SOLE
0
0
32777
JELD-WEN HLDG INC
COM
47580P103
418
47754
SH
SOLE
0
0
47754
KAMAN CORP
COM
483548103
724
25916
SH
SOLE
0
0
25916
KENNAMETAL INC
COM
489170100
678
32932
SH
SOLE
0
0
32932
KFORCE INC
COM
493732101
720
12276
SH
SOLE
0
0
12276
KNIGHT-SWIFT TRANSN HLDGS IN
CL A
499049104
774
15810
SH
SOLE
0
0
15810
KOHLS CORP
COM
500255104
665
26425
SH
SOLE
0
0
26425
KORN FERRY
COM NEW
500643200
613
13051
SH
SOLE
0
0
13051
KULICKE & SOFFA INDS INC
COM
501242101
714
18519
SH
SOLE
0
0
18519
KYNDRYL HLDGS INC
COMMON STOCK
50155Q100
646
78063
SH
SOLE
0
0
78063
LA Z BOY INC
COM
505336107
669
29663
SH
SOLE
0
0
29663
LAZARD LTD
SHS A
G54050102
725
22775
SH
SOLE
0
0
22775
LENDINGCLUB CORP
COM NEW
52603A208
682
61695
SH
SOLE
0
0
61695
M D C HLDGS INC
COM
552676108
593
21610
SH
SOLE
0
0
21610
M/I HOMES INC
COM
55305B101
632
17431
SH
SOLE
0
0
17431
MACYS INC
COM
55616P104
709
45267
SH
SOLE
0
0
45267
MANPOWERGROUP INC WIS
COM
56418H100
636
9837
SH
SOLE
0
0
9837
MARCUS & MILLICHAP INC
COM
566324109
678
20676
SH
SOLE
0
0
20676
MARINEMAX INC
COM
567908108
583
19556
SH
SOLE
0
0
19556
MASONITE INTL CORP
COM
575385109
658
9227
SH
SOLE
0
0
9227
MATSON INC
COM
57686G105
644
10465
SH
SOLE
0
0
10465
MAXAR TECHNOLOGIES INC
COM
57778K105
567
30310
SH
SOLE
0
0
30310
METHODE ELECTRS INC
COM
591520200
817
22002
SH
SOLE
0
0
22002
MODIVCARE INC
COM
60783X104
894
8973
SH
SOLE
0
0
8973
MUELLER INDS INC
COM
624756102
870
14630
SH
SOLE
0
0
14630
MURPHY OIL CORP
COM
626717102
969
27558
SH
SOLE
0
0
27558
MYR GROUP INC DEL
COM
55405W104
760
8975
SH
SOLE
0
0
8975
NBT BANCORP INC
COM
628778102
760
20032
SH
SOLE
0
0
20032
NU SKIN ENTERPRISES INC
CL A
67018T105
603
18060
SH
SOLE
0
0
18060
OLD SECOND BANCORP INC ILL
COM
680277100
693
53126
SH
SOLE
0
0
53126
OVERSTOCK COM INC DEL
COM
690370101
725
29767
SH
SOLE
0
0
29767
OWENS & MINOR INC NEW
COM
690732102
588
24418
SH
SOLE
0
0
24418
OWENS CORNING NEW
COM
690742101
736
9363
SH
SOLE
0
0
9363
PATHWARD FINANCIAL INC
COM
59100U108
623
18908
SH
SOLE
0
0
18908
PERDOCEO ED CORP
COM
71363P106
668
64832
SH
SOLE
0
0
64832
PERMIAN RESOURCES CORP
CLASS A COM
71424F105
941
138339
SH
SOLE
0
0
138339
PHOTRONICS INC
COM
719405102
597
40866
SH
SOLE
0
0
40866
PREFERRED BK LOS ANGELES CA
COM NEW
740367404
736
11284
SH
SOLE
0
0
11284
PRICESMART INC
COM
741511109
672
11673
SH
SOLE
0
0
11673
PRIMORIS SVCS CORP
COM
74164F103
586
36034
SH
SOLE
0
0
36034
PROPETRO HLDG CORP
COM
74347M108
702
87231
SH
SOLE
0
0
87231
QUANEX BLDG PRODS CORP
COM
747619104
607
33421
SH
SOLE
0
0
33421
REGENXBIO INC
COM
75901B107
691
26136
SH
SOLE
0
0
26136
RENASANT CORP
COM
75970E107
821
26262
SH
SOLE
0
0
26262
RESIDEO TECHNOLOGIES INC
COM
76118Y104
726
38099
SH
SOLE
0
0
38099
RESOLUTE FST PRODS INC
COM
76117W109
772
38598
SH
SOLE
0
0
38598
RESOURCES CONNECTION INC
COM
76122Q105
701
38794
SH
SOLE
0
0
38794
RYDER SYS INC
COM
783549108
805
10667
SH
SOLE
0
0
10667
RYERSON HLDG CORP
COM
783754104
903
35077
SH
SOLE
0
0
35077
SALLY BEAUTY HLDGS INC
COM
79546E104
786
62349
SH
SOLE
0
0
62349
SANMINA CORPORATION
COM
801056102
858
18627
SH
SOLE
0
0
18627
SHOE CARNIVAL INC
COM
824889109
787
36709
SH
SOLE
0
0
36709
SHYFT GROUP INC
COM
825698103
811
39679
SH
SOLE
0
0
39679
SIGA TECHNOLOGIES INC
COM
826917106
606
58802
SH
SOLE
0
0
58802
SIGNET JEWELERS LIMITED
SHS
G81276100
817
14287
SH
SOLE
0
0
14287
SILVERBOW RES INC
COM
82836G102
784
29166
SH
SOLE
0
0
29166
SKYWEST INC
COM
830879102
573
35238
SH
SOLE
0
0
35238
SLEEP NUMBER CORP
COM
83125X103
793
23452
SH
SOLE
0
0
23452
SMART GLOBAL HLDGS INC
SHS
G8232Y101
721
45456
SH
SOLE
0
0
45456
SPARTANNASH CO
COM
847215100
729
25115
SH
SOLE
0
0
25115
SPORTSMANS WHSE HLDGS INC
COM
84920Y106
633
76273
SH
SOLE
0
0
76273
STONEX GROUP INC
COM
861896108
805
9703
SH
SOLE
0
0
9703
SUNCOKE ENERGY INC
COM
86722A103
664
114352
SH
SOLE
0
0
114352
SUPER MICRO COMPUTER INC
COM
86800U104
1036
18806
SH
SOLE
0
0
18806
SYLVAMO CORP
COMMON STOCK
871332102
870
25663
SH
SOLE
0
0
25663
TALOS ENERGY INC
COM
87484T108
942
56584
SH
SOLE
0
0
56584
TENET HEALTHCARE CORP
COM NEW
88033G407
734
14230
SH
SOLE
0
0
14230
TEREX CORP NEW
COM
880779103
801
26937
SH
SOLE
0
0
26937
THE ODP CORP
COM
88337F105
864
24582
SH
SOLE
0
0
24582
THRYV HLDGS INC
COM NEW
886029206
783
34306
SH
SOLE
0
0
34306
TIMKENSTEEL CORPORATION
COM
887399103
666
44452
SH
SOLE
0
0
44452
TITAN INTL INC ILL
COM
88830M102
655
53950
SH
SOLE
0
0
53950
TRINET GROUP INC
COM
896288107
689
9679
SH
SOLE
0
0
9679
TRUEBLUE INC
COM
89785X101
803
42103
SH
SOLE
0
0
42103
TRUSTMARK CORP
COM
898402102
776
25340
SH
SOLE
0
0
25340
TTM TECHNOLOGIES INC
COM
87305R109
851
64559
SH
SOLE
0
0
64559
TUPPERWARE BRANDS CORP
COM
899896104
750
114524
SH
SOLE
0
0
114524
UFP INDUSTRIES INC
COM
90278Q108
773
10714
SH
SOLE
0
0
10714
ULTRA CLEAN HLDGS INC
COM
90385V107
660
25637
SH
SOLE
0
0
25637
UMPQUA HLDGS CORP
COM
904214103
765
44764
SH
SOLE
0
0
44764
UNITED NAT FOODS INC
COM
911163103
669
19471
SH
SOLE
0
0
19471
VAALCO ENERGY INC
COM NEW
91851C201
541
124191
SH
SOLE
0
0
124191
VANDA PHARMACEUTICALS INC
COM
921659108
672
68002
SH
SOLE
0
0
68002
VAREX IMAGING CORP
COM
92214X106
764
36154
SH
SOLE
0
0
36154
VERITIV CORP
COM
923454102
716
7324
SH
SOLE
0
0
7324
VIR BIOTECHNOLOGY INC
COM
92764N102
481
24927
SH
SOLE
0
0
24927
VISTA OUTDOOR INC
COM
928377100
694
28545
SH
SOLE
0
0
28545
WABASH NATL CORP
COM
929566107
839
53913
SH
SOLE
0
0
53913
WEATHERFORD INTL PLC
ORD SHS
G48833118
1329
41152
SH
SOLE
0
0
41152
WEIS MKTS INC
COM
948849104
715
10035
SH
SOLE
0
0
10035
WERNER ENTERPRISES INC
COM
950755108
726
19318
SH
SOLE
0
0
19318
WESCO INTL INC
COM
95082P105
863
7233
SH
SOLE
0
0
7233
WESTERN UN CO
COM
959802109
629
46619
SH
SOLE
0
0
46619
WORLD FUEL SVCS CORP
COM
981475106
843
35984
SH
SOLE
0
0
35984
XEROX HOLDINGS CORP
COM NEW
98421M106
705
53913
SH
SOLE
0
0
53913
XPO LOGISTICS INC
COM
983793100
694
15587
SH
SOLE
0
0
15587
ZUMIEZ INC
COM
989817101
649
30166
SH
SOLE
0
0
30166