0000950123-21-011704.txt : 20210819 0000950123-21-011704.hdr.sgml : 20210819 20210819102209 ACCESSION NUMBER: 0000950123-21-011704 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210819 DATE AS OF CHANGE: 20210819 EFFECTIVENESS DATE: 20210819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: True Link Financial Advisors, LLC CENTRAL INDEX KEY: 0001846236 IRS NUMBER: 475342429 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20832 FILM NUMBER: 211188746 BUSINESS ADDRESS: STREET 1: 315 MONTGOMERY ST. 10TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: (866) 984-8576 MAIL ADDRESS: STREET 1: 315 MONTGOMERY ST. 10TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001846236 XXXXXXXX 06-30-2021 06-30-2021 false True Link Financial Advisors, LLC

315 MONTGOMERY ST. 10TH FLOOR SAN FRANCISCO CA 94104

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SOLE 0 0 75000 FEDERAL FARM CR gb 3133ELZC1 19 20000 PRN SOLE 0 0 20000 FEDERAL FARM CR gb 3133ELZZ0 19 20000 PRN SOLE 0 0 20000 FEDERAL HOME LN gb 3134GWCD6 13 13000 PRN SOLE 0 0 13000 FEDERAL NTNL MORT gm 313920XZ8 5 500000 PRN SOLE 0 0 500000 FEDERAL NTNL MORT gm 3139216U7 5 360000 PRN SOLE 0 0 360000 FEDERAL NTNL MORT gm 31393AV61 10 100000 PRN SOLE 0 0 100000 FEDERAL NTNL MORT gm 31393BW76 21 630000 PRN SOLE 0 0 630000 FEDERAL NTNL MORT gm 31393DUG4 18 495000 PRN SOLE 0 0 495000 FEDERAL NTNL MORTGA gm 31393U4Q3 29 605000 PRN SOLE 0 0 605000 FEDERAL REALTY cb 313747AU1 279 260000 PRN SOLE 260000 0 0 FEDERATED HERMES INSTL H IGH YIELD BD R6 mf 31420B847 223 22178 SH SOLE 0 0 22178 FHLB gb 3130AJJU4 35 35000 PRN SOLE 0 0 35000 FHLB gb 3130AJKC2 34 35000 PRN SOLE 0 0 35000 FHLB gb 3130AJL56 14 15000 PRN SOLE 0 0 15000 FHLB gb 3130AJMH9 19 20000 PRN SOLE 0 0 20000 FHLB gb 3130AJMU0 19 20000 PRN SOLE 0 0 20000 FHLMC gm 3137AXSX2 12 100000 PRN SOLE 0 0 100000 FHLMC gb 3137EADB2 51 50000 PRN SOLE 0 0 50000 FHLMC gm 31393J3Z9 8 50000 PRN SOLE 0 0 50000 FHLMC gm 31396FM83 3 30000 PRN SOLE 0 0 30000 FIDELITY INTERNATIONAL I NDEX mf 315911727 6 121 SH SOLE 0 0 121 FIDELITY LOW-PRICED STOC K mf 316345305 9 147 SH SOLE 0 0 147 FIRST EAGLE GLOBAL I mf 32008F606 3 49 SH SOLE 0 0 49 FIRST TRUST NORTH AMERICAN EN ETF IV cs 33738D101 62 2521 SH SOLE 0 0 2521 GENERAL DYNAMICS CO cs 369550108 3 18 SH SOLE 0 0 18 GILEAD SCIENCES INC cs 375558103 2 30 SH SOLE 0 0 30 GILEAD SCIENCES cb 375558BL6 178 171000 PRN SOLE 171000 0 0 GLOBAL X NASDAQ 100 COVERED CALL ETF cs 37954Y483 72 3225 SH SOLE 0 0 3225 GNMA gm 38374CT50 20 15000 PRN SOLE 0 0 15000 GOLDMAN SACHS cd 38148PPC5 257 250000 PRN SOLE 0 0 250000 GOLDMAN SACHS cd 38148PW94 160 150000 PRN SOLE 0 0 150000 HARTFORD CT MET mb 416489RV6 114 100000 PRN SOLE 0 0 100000 HARTFORD MIDCAP I mf 41664M870 5 119 SH SOLE 0 0 119 HERSHEY CO cs 427866108 2 11 SH SOLE 0 0 11 HEWLETT PACKARD cb 42824CAY5 27 20000 PRN SOLE 0 0 20000 HOLLYFRONTIER cb 436106AB4 26 25000 PRN SOLE 0 0 25000 HOLLYFRONTIER cb 436106AC2 16 15000 PRN SOLE 0 0 15000 HOME DEPOT INC cs 437076102 23 71 SH SOLE 0 0 71 HSBC BANK USA cd 40434YAK3 100 100000 PRN SOLE 0 0 100000 IDEXX LABS INC cs 45168D104 4 6 SH SOLE 0 0 6 ILLUMINA INC cs 452327109 5 11 SH SOLE 0 0 11 INTEL CORP cb 458140AM2 207 200000 PRN SOLE 0 0 200000 INTERCONTINENTAL EXC cs 45866F104 5 39 SH SOLE 0 0 39 INTL BK FOR RECO cb 45905UR71 41 40000 PRN SOLE 0 0 40000 INVESCO BULLETSHARES 2021 CORPORATE BOND ETF cs 46138J700 1071 50768 SH SOLE 0 0 50768 INVESCO BULLETSHARES 2022 CORPORATE BOND ETF cs 46138J882 1000 46322 SH SOLE 0 0 46322 INVESCO BULLETSHARES 2023 CORPORATE BOND ETF cs 46138J866 247 11359 SH SOLE 0 0 11359 INVESCO BULLETSHARES 2024 CORPORATE BOND ETF cs 46138J841 167 7537 SH SOLE 0 0 7537 INVESCO BULLETSHARES 2025 CORPORATE BOND ETF cs 46138J825 82 3676 SH SOLE 0 0 3676 INVESCO BULLETSHARES 2026 CORPORATE BOND ETF cs 46138J791 58 2712 SH SOLE 0 0 2712 INVESCO BULLETSHARES 2027 CORPORATE BOND ETF cs 46138J783 7 340 SH SOLE 0 0 340 INVESCO DEVELOPING MARKE TS R6 mf 00143W859 268 4698 SH SOLE 0 0 4698 INVESCO S&P 500 EQUAL WEIGHT ETF cs 46137V357 26 170 SH SOLE 0 0 170 INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF cs 46138E362 88 2000 SH SOLE 0 0 2000 INVESCO S&P 500 LOW VOLATILITY ETF cs 46138E354 2116 34737 SH SOLE 0 0 34737 INVESCO S&P MIDCAP LOW VOLATILITY ETF cs 73937B647 1413 26418 SH SOLE 0 0 26418 INVESCO S&P SMALLCAP LOW VOLATILITY ETF cs 46138G102 1364 29079 SH SOLE 0 0 29079 ISHARES 0-5 YEAR TIPS BOND ETF IV cs 46429B747 2127 20012 SH SOLE 0 0 20012 ISHARES 10-20 YEAR TSURY BOND ETF IV cs 464288653 504 3427 SH SOLE 0 0 3427 ISHARES 1-3 YEAR TREASRY BOND ETF cs 464287457 2291 26591 SH SOLE 0 0 26591 ISHARES 20 PLS YEAR TREASURY BND ETF cs 464287432 898 6224 SH SOLE 0 0 6224 ISHARES 3-7 YEAR TRERY BOND ETF cs 464288661 193 1475 SH SOLE 0 0 1475 ISHARES 7-10 YEAR TRSURY BOND ETF cs 464287440 207 1790 SH SOLE 0 0 1790 ISHARES ASIA 50 ETF cs 464288430 172 1875 SH SOLE 0 0 1875 ISHARES CORE 1 5 YEAR USD BOND ETF cs 46432F859 2250 43861 SH SOLE 0 0 43861 ISHARES CORE 10 YEAR USD BOND ETF cs 464289479 17 236 SH SOLE 0 0 236 ISHARES CORE 5 10 YR USD BOND ETF cs 46435G417 20 398 SH SOLE 0 0 398 ISHARES CORE CONSERVATIVE ALL ETF IV cs 464289883 1886 47394 SH SOLE 0 0 47394 ISHARES CORE MSCI EAFE ETF IV cs 46432F842 27401 366033 SH SOLE 165158 0 200875 ISHARES CORE MSCI EMERGING ETF IV cs 46434G103 3149 47011 SH SOLE 953 0 46058 ISHARES CORE S&P 500 ETF IV cs 464287200 44713 104004 SH SOLE 53117 0 50887 ISHARES CORE S&P MID CAP ETF IV cs 464287507 281 1046 SH SOLE 0 0 1046 ISHARES CORE S&P SMALL CAP ETF IV cs 464287804 863 7641 SH SOLE 694 0 6947 ISHARES CORE US AGGRGT BOND ETF IV cs 464287226 528 4574 SH SOLE 0 0 4574 ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF cs 46435U796 2195 21812 SH SOLE 0 0 21812 ISHARES ESG AWARE MSCI EM ETF cs 46434G863 14551 322284 SH SOLE 222784 0 99500 ISHARES ESG AWARE MSCI USA ETF cs 46435G425 39561 401760 SH SOLE 179115 0 222645 ISHARES ESG MSCI USA LEADERS ETF cs 46435U218 12111 161284 SH SOLE 161284 0 0 ISHARES GLOBAL FINANCIALS ETF IV cs 464287333 75 964 SH SOLE 964 0 0 ISHARES GLOBAL REIT ETF cs 46434V647 856 30880 SH SOLE 0 0 30880 ISHARES GLOBAL TECH ETF IV cs 464287291 4771 14136 SH SOLE 6411 0 7725 ISHARES IBOXX INVT GRADE BOND ETF IV cs 464287242 2802 20857 SH SOLE 1196 0 19661 ISHARES INT GOV CREDIT BOND ETF IV cs 464288612 74 641 SH SOLE 0 0 641 ISHARES INTERNTINL AGGRGT BND ETF cs 46435G672 1398 25376 SH SOLE 0 0 25376 ISHARES MBS ETF cs 464288588 2561 23666 SH SOLE 0 0 23666 ISHARES MORTGAGE REAL ESTATE CAPPED ETF cs 46435G342 1009 27195 SH SOLE 0 0 27195 ISHARES MSCI EAF MIN VOL FCT ETF IV cs 46429B689 2185 28930 SH SOLE 0 0 28930 ISHARES MSCI EAFE ETF IV cs 464287465 2339 29651 SH SOLE 7977 0 21674 ISHARES MSCI EAFE GROWTH ETF IV cs 464288885 9962 92863 SH SOLE 57205 0 35658 ISHARES MSCI EAFE VALUE ETF IV cs 464288877 178 3448 SH SOLE 3448 0 0 ISHARES MSCI EMERGING MARKETS ETF IV cs 464287234 498 9024 SH SOLE 0 0 9024 ISHARES MSCI USA MIN VOL FCTR ETF IV cs 46429B697 4679 63561 SH SOLE 8933 0 54628 ISHARES MSCI USA MOMNTUM FCT ETF cs 46432F396 336 1940 SH SOLE 274 0 1666 ISHARES MSCI USA QLTY FACT ETF IV cs 46432F339 278 2096 SH SOLE 0 0 2096 ISHARES MSCI USA VALUE FACTOR ETF cs 46432F388 12227 116377 SH SOLE 62015 0 54362 ISHARES RUSSELL 1000 ETF IV cs 464287622 1935 7995 SH SOLE 7995 0 0 ISHARES RUSSELL 1000 GROWTH ETF IV cs 464287614 167 614 SH SOLE 0 0 614 ISHARES RUSSELL 1000 VALUE ETF IV cs 464287598 69 432 SH SOLE 0 0 432 ISHARES RUSSELL 2000 ETF IV cs 464287655 221 965 SH SOLE 0 0 965 ISHARES RUSSELL MID CAP ETF IV cs 464287499 500 6305 SH SOLE 0 0 6305 ISHARES S&P 500 GROWTH ETF IV cs 464287309 56 768 SH SOLE 0 0 768 ISHARES S&P 500 VALUE ETF IV cs 464287408 52 349 SH SOLE 0 0 349 ISHARES S&P SMLL CAP 600 GRTH ETF cs 464287879 2767 20864 SH SOLE 20864 0 0 ISHARES SELECT DIVIDEND ETF cs 464287168 1 11 SH SOLE 0 0 11 ISHARES SHORT TREASURY BOND ETF cs 464288687 91 826 SH SOLE 0 0 826 ISHARES TIPS BOND ETF IV cs 464287176 22136 172922 SH SOLE 94557 0 78365 ISHARES TOTAL US STOCK MARKET ETF IV cs 464287150 28500 288577 SH SOLE 70074 0 218503 ISHARES TR IS 1 5 YR IN GR CR BD ETF cs 464288646 60591 1105478 SH SOLE 453585 0 651893 ISHARES U.S. TREASURY BOND ETF cs 46429B267 1220 45865 SH SOLE 0 0 45865 ISHARES US ENERGY ETF IV cs 464287796 73 2498 SH SOLE 2498 0 0 ISHARES US FINANCIALS ETF IV cs 464287788 531 6550 SH SOLE 6550 0 0 ISHARES US MEDICAL DEVICES ETF IV cs 464288810 2385 6606 SH SOLE 6464 0 142 ISHARES US TECHNOLOGY ETF IV cs 464287721 2948 29660 SH SOLE 29660 0 0 ISHS MSCI EMERG MRKT FCT ETF IV cs 464286533 1456 22688 SH SOLE 0 0 22688 JANUS HENDERSON SHRT DRTN INM ETF cs 47103U886 653 13000 SH SOLE 0 0 13000 JOHNSON & JOHNS cb 478160BH6 215 200000 PRN SOLE 200000 0 0 JOHNSON & JOHNSON cs 478160104 282 1714 SH SOLE 39 0 1675 JPMORGAN CHASE & CO cs 46625H100 22 143 SH SOLE 0 0 143 JUNCTION CITY KS mb 048150220 185 175000 PRN SOLE 175000 0 0 KFW gm 929227Y83 3 810000 PRN SOLE 0 0 810000 KFW gm 92922FMN5 12 12000 PRN SOLE 0 0 12000 KIMBERLY CLARK CORP cs 494368103 3 25 SH SOLE 0 0 25 KS CITY MO SPL mb 485106GR3 26 25000 PRN SOLE 25000 0 0 L3HARRIS TECHNOLOGIES IN cs 502431109 2 9 SH SOLE 0 0 9 LILLY ELI & CO cs 532457108 146 636 SH SOLE 0 0 636 LOCKHEED MARTIN cb 539830BE8 314 294000 PRN SOLE 294000 0 0 LOCKHEED MARTIN CORP cs 539830109 7 18 SH SOLE 0 0 18 MACY'S, INC. cb 55616XAF4 101 100000 PRN SOLE 0 0 100000 MANSFIELD TX ISD mb 564386JA9 106 100000 PRN SOLE 100000 0 0 MAPLE WI SD mb 565386EW5 104 90000 PRN SOLE 0 0 90000 MARKETAXESS HOLDINGS cs 57060D108 1 3 SH SOLE 0 0 3 MARSH & MC LENNAN CO cs 571748102 4 28 SH SOLE 0 0 28 MARYVILLE MI CS mb 578622CM2 242 205000 PRN SOLE 0 0 205000 MASSMUTUAL MID CAP GROWT H I mf 57630A592 54 1729 SH SOLE 0 0 1729 MASTERCARD INC CLASS A cs 57636Q104 23 64 SH SOLE 0 0 64 MCDONALD'S CORP cb 58013MES9 54 50000 PRN SOLE 50000 0 0 MCDONALD'S CORP cb 58013MEU4 103 95000 PRN SOLE 95000 0 0 MD NTL PK/PLN MO mb 574140R35 173 165000 PRN SOLE 165000 0 0 MD ST CDA HSG mb 57419RC94 330 315000 PRN SOLE 315000 0 0 MD ST CDA HSG mb 57419RK53 106 100000 PRN SOLE 100000 0 0 MERCK & CO. INC. cs 58933Y105 119 1532 SH SOLE 0 0 1532 MERCK & CO., INC cb 58933YAR6 426 400000 PRN SOLE 0 0 400000 MERCK & CO., INC. cb 58933YAF2 235 225000 PRN SOLE 225000 0 0 MERRILL LYNCH gm 84751PBJ7 28 685000 PRN SOLE 0 0 685000 MET GOV NASH/DA mb 592041WJ2 55 50000 PRN SOLE 50000 0 0 METLIFE, INC. cb 59156RBH0 27 25000 PRN SOLE 0 0 25000 METLIFE, INC. cb 59156RBB3 108 100000 PRN SOLE 0 0 100000 METTLER TOLEDO INTL cs 592688105 3 2 SH SOLE 0 0 2 MFS VALUE I mf 552983694 7 133 SH SOLE 0 0 133 MIAMI-DADE CN F mb 59333PV39 53 50000 PRN SOLE 50000 0 0 MIAMI-DADE CN F mb 59333PV47 95 90000 PRN SOLE 90000 0 0 MICROSOFT CORP cb 594918BY9 128 115000 PRN SOLE 115000 0 0 MONDELEZ INTL CLASS A cs 609207105 6 97 SH SOLE 0 0 97 MONSTER BEVERAGE CORPORA cs 61174X109 2 21 SH SOLE 0 0 21 MOODYS CORP cs 615369105 3 8 SH SOLE 0 0 8 MORTGAGE ASSET SECU gm 576434RG1 13 250000 PRN SOLE 0 0 250000 NETFLIX INC cs 64110L106 7 14 SH SOLE 0 0 14 NEW CENTURY MORTGAGE gm 36242DCH4 9 300000 PRN SOLE 0 0 300000 NIKE INC CLASS B cs 844741108 211 1363 SH SOLE 0 0 1363 NORTHROP GRUMMAN CO cs 666807102 4 11 SH SOLE 0 0 11 NOVARTIS AG F SPONSORED ADR 1 ADR REPS 1 ORD SHS cs 66987V109 3 34 SH SOLE 34 0 0 O REILLY AUTOMOTIVE cs 67103H107 3 5 SH SOLE 0 0 5 OKTA INC CLASS A cs 679295105 2 8 SH SOLE 0 0 8 ORACLE CORP cs 68389X105 10 123 SH SOLE 0 0 123 ORGANON & CO cs 68622V106 5 153 SH SOLE 0 0 153 PACCAR INC cs 693718108 2 25 SH SOLE 0 0 25 PALO ALTO NETWORKS cs 697435105 3 7 SH SOLE 0 0 7 PAYCHEX INC cs 704326107 2 22 SH SOLE 0 0 22 PHILLIPS 66 cs 718546104 2 26 SH SOLE 26 0 0 PIMCO ENHNCD SHRT MATRTY ACTV ETF IV cs 72201R833 2173 21311 SH SOLE 0 0 21311 PIMCO INCOME INSTL mf 72201F490 80 6607 SH SOLE 0 0 6607 PIMCO INTERNATIONAL BOND (USD-HDG) INSTL mf 693390882 5 459 SH SOLE 0 0 459 PIMCO LONG-TERM CREDIT B OND INSTL mf 72201P647 4 304 SH SOLE 0 0 304 PLATA-PERU RES INC F cs 727917106 0 400 SH SOLE 0 0 400 PRINCIPAL SMALL-MIDCAP D IVIDEND INC INST mf 74255L738 3 153 SH SOLE 0 0 153 PROCTER & GAMBLE cs 742718109 69 514 SH SOLE 381 0 133 PROGRESSIVE CO OHIO cs 743315103 4 42 SH SOLE 0 0 42 PROSHARES ONLINE RETAIL ETF IV cs 74347B169 14 174 SH SOLE 0 0 174 PROSHARES S&P 500 DIV ARISTOC ETF IV cs 74348A467 177 1951 SH SOLE 0 0 1951 PUBLIC STORAGE REIT oa 74460D109 3 11 SH SOLE 0 0 11 REGENERON PHARMS INC cs 75886F107 3 6 SH SOLE 0 0 6 ROSS STORES INC cs 778296103 3 26 SH SOLE 0 0 26 SCHWAB GOVERNMENT MONEY FUND INVESTOR SHARES mf 808515613 78 78299 SH SOLE 0 0 78299 SCHWAB GOVT MONEY FUND ULTRA mn 4812C0381 1115 1115047 SH SOLE 0 0 1115047 SCHWAB INTERMEDIATE TERM US TRS ETF cs 808524854 17 303 SH SOLE 0 0 303 SCHWAB INTL INDEX FUND mf 808509830 2 79 SH SOLE 0 0 79 SCHWAB SHORT TERM US TREASURY ETF cs 808524862 37 717 SH SOLE 0 0 717 SCHWAB SHORT-TERM BOND INDEX FUND mf 808517692 33 3203 SH SOLE 0 0 3203 SCHWAB TOTAL STOCK MKT INDEX mf 808509756 5 67 SH SOLE 0 0 67 SCHWAB US AGGREGATE BOND INDEX FD mf 808517718 25 2390 SH SOLE 0 0 2390 SCHWAB US BROAD MARKET ETF cs 808524102 69 661 SH SOLE 0 0 661 SCHWAB VALUE ADVANTAGE MONEY FD ULTRA SHARES mf 808515696 1028 1028086 SH SOLE 0 0 1028086 SCHWAB VALUE ADVANTAGE MONEY FUND mf 808515605 25 25105 SH SOLE 0 0 25105 SELECT SECTOR HEALTH CARE SPD ETF IV cs 81369Y704 149 1185 SH SOLE 0 0 1185 SELECT SECTOR INDUSTRIAL SPDR ETF IV cs 81369Y605 102 1000 SH SOLE 0 0 1000 SIMON PPTY GROUP REIT oa 828806109 2 17 SH SOLE 0 0 17 SPDR AGGREGATE BOND ETF IV cs 78464A649 1981 65999 SH SOLE 0 0 65999 SPDR BLMBRG BRCLY INV GR FLTN ETF IV cs 78468R200 1647 53734 SH SOLE 0 0 53734 SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF cs 78468R663 2758 30151 SH SOLE 0 0 30151 SPDR FUND CONSUMER DISCRE SEL ETF IV cs 81369Y209 112 625 SH SOLE 0 0 625 SPDR FUND CONSUMER STAPLES ETF IV cs 81369Y308 145 2075 SH SOLE 0 0 2075 SPDR FUND MATERIALS SELECT SE ETF IV cs 81369Y100 132 1609 SH SOLE 359 0 1250 SPDR GOLD SHARES ETF cs 78463V107 820 4950 SH SOLE 0 0 4950 SPDR INDEX SHARES EMERG MARKT ETF IV cs 78463X509 4 95 SH SOLE 0 0 95 SPDR PORTFOLIO DVLPD WRLD EX-US ETF cs 78463X889 68 1851 SH SOLE 0 0 1851 SPDR PORTFOLIO S P 1500 CMPST ETF IV cs 78464A805 59 1117 SH SOLE 0 0 1117 SPDR PORTFOLIO S&P 500 ETF IV cs 78464A854 164 3250 SH SOLE 0 0 3250 SPDR S&P 500 ETF IV cs 25156G400 785 1835 SH SOLE 0 0 1835 SPDR SHORT TERM CORPORATE BND ETF IV cs 78464A474 272 8679 SH SOLE 0 0 8679 SPDR SHORT TERM TREASURY ETF IV cs 78468R101 1455 47475 SH SOLE 0 0 47475 SPDR SSGA US LG CP LW VLT INX ETF IV cs 78468R804 2482 18648 SH SOLE 18648 0 0 STARBUCKS CORP cs 855244109 8 75 SH SOLE 0 0 75 STRUCTURED ASS gm 073914VW0 6 4850000 PRN SOLE 0 0 4850000 STRUCTURED ASS gm 36185NQ60 19 330000 PRN SOLE 0 0 330000 STRUCTURED ASS gm 863579CC0 11 400000 PRN SOLE 0 0 400000 T. ROWE PRICE BLUE CHIP GROWTH mf 77954Q106 13 69 SH SOLE 0 0 69 T. ROWE PRICE GROWTH STO CK I mf 741479406 20 176 SH SOLE 0 0 176 T. ROWE PRICE NEW HORIZO NS mf 779562107 9 97 SH SOLE 0 0 97 TAKEDA PHARMA CO F SPONSORED ADR 1 ADR REPS 0.5 ORD SHS cs 874060205 0 25 SH SOLE 25 0 0 TANGO FIN LTD. gm 78442GPL4 20 55000 PRN SOLE 0 0 55000 TANGO FIN LTD. gm 78442GQA7 17 50000 PRN SOLE 0 0 50000 TECHNOLOGY SELECT SECTOR SPDR ETF IV cs 81369Y803 177 1200 SH SOLE 0 0 1200 TEXAS INSTRUMENTS cs 882508104 10 52 SH SOLE 0 0 52 THE COCA-COLA CO cs 191216100 110 2030 SH SOLE 0 0 2030 THERMO FISHER SCNTFC cs 883556102 8 16 SH SOLE 0 0 16 TJX COMPANIES INC cs 872540109 6 88 SH SOLE 0 0 88 T-MOBILE US INC cs 872590104 2 16 SH SOLE 0 0 16 TRAVELERS COMPANIES cs 89417E109 3 17 SH SOLE 0 0 17 TWEEDY, BROWNE GLOBAL VA LUE mf 901165100 19 601 SH SOLE 0 0 601 U.S. INTERNTNL D gb 90376PBK6 39 40000 PRN SOLE 0 0 40000 UBER TECHNOLOGIES INC cs 90353T100 3 64 SH SOLE 0 0 64 ULTA BEAUTY INC. cs 90384S303 95 275 SH SOLE 0 0 275 UNITED PARCEL SRVC CLASS B cs 911312106 11 51 SH SOLE 0 0 51 US TREASURY NOTE tn 9128283F5 5 5000 PRN SOLE 0 0 5000 US TREASURY NOTE tn 9128283P3 5 5000 PRN SOLE 0 0 5000 US TREASURY NOTE tn 912828F21 50 50000 PRN SOLE 0 0 50000 US TREASURY NOTE tn 912828G87 19 19000 PRN SOLE 0 0 19000 US TREASURY NOTE tn 912828M56 32 30000 PRN SOLE 0 0 30000 US TREASURY NOTE tn 912828N30 25 24000 PRN SOLE 0 0 24000 US TREASURY NOTE tn 912828S35 94 92000 PRN SOLE 0 0 92000 US TREASURY NOTE tn 912828U24 42 40000 PRN SOLE 0 0 40000 US TREASURY NOTE tn 912828U81 5 5000 PRN SOLE 0 0 5000 US TREASURY NOTE tn 912828V23 25 24000 PRN SOLE 0 0 24000 US TREASURY NOTE tn 912828WJ5 64 60000 PRN SOLE 0 0 60000 US TREASURY NOTE tn 912828XG0 89 87000 PRN SOLE 0 0 87000 US TREASURY NOTE tn 912828XQ8 26 25000 PRN SOLE 0 0 25000 US TREASURY NOTE tn 912828XX3 96 92000 PRN SOLE 0 0 92000 US TREASURY NOTE tn 912828YM6 31 30000 PRN SOLE 0 0 30000 US TREASURY NOTE tn 91282CBQ3 131 133000 PRN SOLE 0 0 133000 VANGUARD 500 INDEX ADMIR AL mf 922908710 61 153 SH SOLE 0 0 153 VANGUARD DEVELOPED MARKE TS INDEX ADMIRAL mf 921943809 266 16072 SH SOLE 0 0 16072 VANGUARD DIVIDEND APPRECIATIO ETF IV cs 921908844 331 2141 SH SOLE 0 0 2141 VANGUARD EMERGING MKTS S TOCK IDX ADM mf 922042841 1465 32477 SH SOLE 0 0 32477 VANGUARD EQUITY-INCOME I NV mf 921921102 25 576 SH SOLE 0 0 576 VANGUARD FINANCIALS ETF IV cs 92204A405 18 203 SH SOLE 0 0 203 VANGUARD FTSE ALL WORLD EX US ETF IV cs 922042775 28 441 SH SOLE 0 0 441 VANGUARD FTSE DEVELOPED MATS ETF IV cs 921943858 463 8995 SH SOLE 0 0 8995 VANGUARD FTSE EMERGING MARK ETF IV cs 922042858 105 1938 SH SOLE 29 0 1909 VANGUARD GNMA INV mf 922031307 5 511 SH SOLE 0 0 511 VANGUARD GROWTH INDEX AD MIRAL mf 922908660 298 2020 SH SOLE 0 0 2020 VANGUARD GROWTH INDEX IN STITUTIONAL mf 922908868 1 8 SH SOLE 0 0 8 VANGUARD INFORMATION TECHNOLO ETF IV cs 46090F100 159 399 SH SOLE 0 0 399 VANGUARD INSTITUTIONAL I NDEX I mf 922040100 977 2603 SH SOLE 0 0 2603 VANGUARD INTERMEDIATE TERM BO ETF IV cs 921937819 55394 615760 SH SOLE 272630 0 343130 VANGUARD INTERMEDIATE TERM COR ETF cs 92206C870 488 5133 SH SOLE 0 0 5133 VANGUARD INTERM-TERM BON D INDEX ADM mf 921937801 428 35150 SH SOLE 0 0 35150 VANGUARD INTERM-TERM INV ESTMENT-GRDE ADM mf 922031810 23 2262 SH SOLE 0 0 2262 VANGUARD INTERNATIONAL G ROWTH ADM mf 921910501 168 985 SH SOLE 985 0 0 VANGUARD INTRMDIAT TRM TRSRY ETF cs 92206C706 9363 138074 SH SOLE 135923 0 2151 VANGUARD LARGE CAP ETF IV cs 922908637 3063 15260 SH SOLE 0 0 15260 VANGUARD LONG TERM BOND ETF IV cs 921937793 1735 16842 SH SOLE 1868 0 14974 VANGUARD MID CAP ETF IV cs 922908629 376 1584 SH SOLE 1447 0 137 VANGUARD MID CAP INDEX A DMIRAL mf 922908645 337 1147 SH SOLE 0 0 1147 VANGUARD MID CAP INDEX I NSTITUTIONAL mf 922908835 2 23 SH SOLE 0 0 23 VANGUARD MID-CAP GROWTH INDEX ADMIRAL mf 921937728 350 3438 SH SOLE 0 0 3438 VANGUARD MID-CAP VALUE I NDEX ADMIRAL mf 921937694 9 127 SH SOLE 0 0 127 VANGUARD MORTGAGE BACKED SEC ETF cs 92206C771 21526 403339 SH SOLE 146375 0 256964 VANGUARD REAL ESTATE ETF IV cs 922908553 26 251 SH SOLE 251 0 0 VANGUARD REAL ESTATE IND EX ADMIRAL mf 921908877 4 26 SH SOLE 0 0 26 VANGUARD S&P 500 ETF IV cs 922908363 140 355 SH SOLE 0 0 355 VANGUARD SHORT TERM COR BD ETF cs 92206C409 157 1899 SH SOLE 0 0 1899 VANGUARD SHORT TERM TREASURY ETF cs 92206C102 1471 23940 SH SOLE 0 0 23940 VANGUARD SHORT-TERM BOND ETF IV cs 921937827 132872 1617234 SH SOLE 582594 0 1034640 VANGUARD SHORT-TERM BOND INDEX ADM mf 921937702 85 7914 SH SOLE 0 0 7914 VANGUARD SHORT-TERM FEDE RAL ADM mf 922031844 2263 206828 SH SOLE 0 0 206828 VANGUARD SHORT-TERM FEDE RAL INV mf 922031604 3 229 SH SOLE 0 0 229 VANGUARD SHORT-TERM INVE STMENT-GRADE ADM mf 922031836 42 3790 SH SOLE 0 0 3790 VANGUARD SMALL CAP ETF IV cs 922908751 331 1471 SH SOLE 1471 0 0 VANGUARD SMALL CAP GROWT H INDEX ADMIRAL mf 921937710 155 1520 SH SOLE 0 0 1520 VANGUARD SMALL CAP INDEX ADM mf 922908686 148 1367 SH SOLE 0 0 1367 VANGUARD SMALL CAP INDEX I mf 922908876 0 3 SH SOLE 0 0 3 VANGUARD TOTAL BOND MARK ET INDEX ADM mf 921937603 390 34445 SH SOLE 0 0 34445 VANGUARD TOTAL BOND MARKET ETF cs 921937835 586 6819 SH SOLE 0 0 6819 VANGUARD TOTAL INTERNATIONAL BND ETF cs 92203J407 13257 232167 SH SOLE 79731 0 152436 VANGUARD TOTAL INTL BD I DX ADMIRAL mf 92203J308 300 13165 SH SOLE 0 0 13165 VANGUARD TOTAL STOCK MARKET E ETF IV cs 922908769 14 62 SH SOLE 0 0 62 VANGUARD VALUE ETF IV cs 922908744 244 1776 SH SOLE 0 0 1776 VANGUARD VALUE INDEX ADM mf 922908678 193 3590 SH SOLE 0 0 3590 VANGUARD WELLINGTON INV mf 921935102 34 709 SH SOLE 0 0 709 VEEVA SYSTEMS INC CLASS A cs 922475108 3 10 SH SOLE 0 0 10 VENTURIS THERAPEUTICSXXX REGISTRATION REVOKED BY THE SEC EFF: 05/02/12 cs 92332F102 0 3000 SH SOLE 0 0 3000 VERISK ANALYTICS INC CLASS A cs 92345Y106 2 9 SH SOLE 0 0 9 VISA INC CLASS A cs 92826C839 188 803 SH SOLE 187 0 616 WALGREENS BOOTS ALLI cs 931427108 3 53 SH SOLE 0 0 53 WASHINGTON MUTUAL gm 92922FEV6 10 85000 PRN SOLE 0 0 85000 WASHINGTON MUTUAL gm 92922FMW5 21 316000 PRN SOLE 0 0 316000 WELLS FARGO & CO cd 949763MX1 127 125000 PRN SOLE 0 0 125000 WELLS FARGO & 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