0001846175-21-000001.txt : 20210216
0001846175-21-000001.hdr.sgml : 20210216
20210212173119
ACCESSION NUMBER: 0001846175-21-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210216
DATE AS OF CHANGE: 20210212
EFFECTIVENESS DATE: 20210216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sovereign Financial Group, Inc.
CENTRAL INDEX KEY: 0001846175
IRS NUMBER: 200093943
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20792
FILM NUMBER: 21630025
BUSINESS ADDRESS:
STREET 1: 25 WEST BROAD STREET, SUITE 100
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: (203) 883-6006
MAIL ADDRESS:
STREET 1: 25 WEST BROAD STREET, SUITE 100
CITY: STAMFORD
STATE: CT
ZIP: 06902
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001846175
XXXXXXXX
12-31-2020
12-31-2020
Sovereign Financial Group, Inc.
25 WEST BROAD STREET, SUITE 100
STAMFORD
CT
06902
13F HOLDINGS REPORT
028-20792
N
JOHN K. KOCHERSPERGER
Chief Compliance Officer
(203) 883-6006
JOHN K. KOCHERSPERGER
Stamford
CT
02-12-2021
0
137
138851
false
INFORMATION TABLE
2
13F_Sovereign_2020Q4.xml
AMAZON COM INC
COM
023135106
1524
468
SH
SOLE
0
0
468
APPLE INC
COM
037833100
3849
29007
SH
SOLE
0
0
29007
BK OF AMERICA CORP
COM
060505104
942
31073
SH
SOLE
0
0
31073
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
367
1582
SH
SOLE
0
0
1582
BOSTON BEER INC
CL A
100557107
817
822
SH
SOLE
0
0
822
BRISTOL-MYERS SQUIBB CO
COM
110122108
632
10193
SH
SOLE
0
0
10193
CSX CORP
COM
126408103
255
2811
SH
SOLE
0
0
2811
CALAMOS CONV OPPORTUNITIES &
SH BEN INT
128117108
162
12000
SH
SOLE
0
0
12000
CALIFORNIA WTR SVC GROUP
COM
130788102
511
9460
SH
SOLE
0
0
9460
CAMPBELL SOUP CO
COM
134429109
249
5142
SH
SOLE
0
0
5142
CHURCH & DWIGHT INC
COM
171340102
1340
15363
SH
SOLE
0
0
15363
CLOROX CO DEL
COM
189054109
223
1105
SH
SOLE
0
0
1105
COCA COLA CO
COM
191216100
334
6083
SH
SOLE
0
0
6083
COLGATE PALMOLIVE CO
COM
194162103
308
3597
SH
SOLE
0
0
3597
CONSOLIDATED EDISON INC
COM
209115104
1222
16906
SH
SOLE
0
0
16906
DISNEY WALT CO
COM
254687106
488
2693
SH
SOLE
0
0
2693
DOCUSIGN INC
COM
256163106
898
4038
SH
SOLE
0
0
4038
ESSEX PPTY TR INC
COM
297178105
251
1058
SH
SOLE
0
0
1058
FIDELITY COVINGTON TRUST
LOW VOLITY ETF
316092824
214
5000
SH
SOLE
0
0
5000
FORD MTR CO DEL
COM
345370860
111
12647
SH
SOLE
0
0
12647
GENERAL ELECTRIC CO
COM
369604103
177
16353
SH
SOLE
0
0
16353
GENERAL MLS INC
COM
370334104
1488
25312
SH
SOLE
0
0
25312
GOLDMAN SACHS ETF TR
ACCESS HIG YLD
381430453
517
10274
SH
SOLE
0
0
10274
HOME DEPOT INC
COM
437076102
423
1593
SH
SOLE
0
0
1593
HORMEL FOODS CORP
COM
440452100
884
18959
SH
SOLE
0
0
18959
ISHARES TR
TIPS BD ETF
464287176
1342
10513
SH
SOLE
0
0
10513
ISHARES TR
CORE S&P500 ETF
464287200
11624
30964
SH
SOLE
0
0
30964
ISHARES TR
1 3 YR TREAS BD
464287457
264
3060
SH
SOLE
0
0
3060
ISHARES TR
MSCI EAFE ETF
464287465
435
5963
SH
SOLE
0
0
5963
ISHARES TR
CORE S&P MCP ETF
464287507
1636
7117
SH
SOLE
0
0
7117
ISHARES TR
NASDAQ BIOTECH
464287556
1070
7065
SH
SOLE
0
0
7065
ISHARES TR
RUSSELL 2000 ETF
464287655
278
1418
SH
SOLE
0
0
1418
ISHARES TR
CORE S&P US VLU
464287663
2217
35649
SH
SOLE
0
0
35649
ISHARES TR
CORE S&P US GWT
464287671
1582
17839
SH
SOLE
0
0
17839
ISHARES TR
CORE S&P SCP ETF
464287804
351
3820
SH
SOLE
0
0
3820
ISHARES TR
ISHS 1-5YR INVS
464288646
5239
94956
SH
SOLE
0
0
94956
JOHNSON & JOHNSON
COM
478160104
512
3251
SH
SOLE
0
0
3251
KELLOGG CO
COM
487836108
617
9910
SH
SOLE
0
0
9910
KIMBERLY-CLARK CORP
COM
494368103
1479
10968
SH
SOLE
0
0
10968
MCCORMICK & CO INC
COM NON VTG
579780206
441
4616
SH
SOLE
0
0
4616
MICROSOFT CORP
COM
594918104
833
3747
SH
SOLE
0
0
3747
MICRON TECHNOLOGY INC
COM
595112103
396
5271
SH
SOLE
0
0
5271
NEW JERSEY RES CORP
COM
646025106
217
6100
SH
SOLE
0
0
6100
NORFOLK SOUTHN CORP
COM
655844108
223
937
SH
SOLE
0
0
937
PEPSICO INC
COM
713448108
522
3523
SH
SOLE
0
0
3523
PFIZER INC
COM
717081103
502
13626
SH
SOLE
0
0
13626
PROCTER AND GAMBLE CO
COM
742718109
270
1937
SH
SOLE
0
0
1937
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
352
6031
SH
SOLE
0
0
6031
REALTY INCOME CORP
COM
756109104
259
4171
SH
SOLE
0
0
4171
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
240
2643
SH
SOLE
0
0
2643
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
4391
34196
SH
SOLE
0
0
34196
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
2828
47509
SH
SOLE
0
0
47509
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
293
3288
SH
SOLE
0
0
3288
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
866
16852
SH
SOLE
0
0
16852
SOUTHERN CO
COM
842587107
2476
40302
SH
SOLE
0
0
40302
STARBUCKS CORP
COM
855244109
333
3112
SH
SOLE
0
0
3112
TEXAS INSTRS INC
COM
882508104
200
1221
SH
SOLE
0
0
1221
UNITED PARCEL SERVICE INC
CL B
911312106
3687
21897
SH
SOLE
0
0
21897
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
2815
19938
SH
SOLE
0
0
19938
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
1485
7288
SH
SOLE
0
0
7288
VANGUARD ADMIRAL FDS INC
SMLLCP 600 IDX
921932828
1034
6161
SH
SOLE
0
0
6161
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
257
2767
SH
SOLE
0
0
2767
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
948
11440
SH
SOLE
0
0
11440
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
807
9146
SH
SOLE
0
0
9146
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
238
5051
SH
SOLE
0
0
5051
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
693
7571
SH
SOLE
0
0
7571
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
2610
51075
SH
SOLE
0
0
51075
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
286
5175
SH
SOLE
0
0
5175
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
203
591
SH
SOLE
0
0
591
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
1568
18463
SH
SOLE
0
0
18463
VANGUARD INDEX FDS
MID CAP ETF
922908629
348
1683
SH
SOLE
0
0
1683
VANGUARD INDEX FDS
SMALL CP ETF
922908751
688
3533
SH
SOLE
0
0
3533
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
315
1616
SH
SOLE
0
0
1616
WALMART INC
COM
931142103
227
1577
SH
SOLE
0
0
1577
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
267
3735
SH
SOLE
0
0
3735
INVESCO QQQ TR
UNIT SER 1
46090E103
3212
10238
SH
SOLE
0
0
10238
TARGET CORP
COM
87612E106
303
1715
SH
SOLE
0
0
1715
AT&T INC
COM
00206R102
1048
36445
SH
SOLE
0
0
36445
ARK ETF TR
INNOVATION ETF
00214Q104
1379
11078
SH
SOLE
0
0
11078
ARK ETF TR
NEXT GNRTN INTER
00214Q401
208
1421
SH
SOLE
0
0
1421
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
212
11580
SH
SOLE
0
0
11580
ALPHABET INC
CAP STK CL C
02079K107
3449
1969
SH
SOLE
0
0
1969
ALPHABET INC
CAP STK CL A
02079K305
1146
654
SH
SOLE
0
0
654
BLINK CHARGING CO
COM
09354A100
289
6750
SH
SOLE
0
0
6750
CISCO SYS INC
COM
17275R102
306
6828
SH
SOLE
0
0
6828
CORSAIR GAMING INC
COM
22041X102
221
6100
SH
SOLE
0
0
6100
CROWDSTRIKE HLDGS INC
CL A
22788C105
335
1580
SH
SOLE
0
0
1580
DOMINION ENERGY INC
COM
25746U109
1046
13904
SH
SOLE
0
0
13904
EXXON MOBIL CORP
COM
30231G102
327
7923
SH
SOLE
0
0
7923
FACEBOOK INC
CL A
30303M102
332
1216
SH
SOLE
0
0
1216
FIRST TR EXCHANGE-TRADED FD
RISNG DIVD ACHIV
33738R506
2328
58275
SH
SOLE
0
0
58275
FIRST TR EXCHANGE-TRADED FD
FST LOW OPPT EFT
33739Q200
369
7161
SH
SOLE
0
0
7161
FIRST TR EXCHNG TRADED FD VI
US EQT BUFFER
33740F763
589
17793
SH
SOLE
0
0
17793
FIRST TR EXCHNG TRADED FD VI
US EQT DEEP DUFR
33740F771
638
19689
SH
SOLE
0
0
19689
GX ACQUISITION CORP
*W EXP 05/24/202
36251A115
29
10000
SH
SOLE
0
0
10000
HIGHLAND GLOBAL ALLOCATION F
COM
43010T104
296
45310
SH
SOLE
0
0
45310
IDEXX LABS INC
COM
45168D104
201
403
SH
SOLE
0
0
403
INVESCO EXCHANGE TRADED FD T
HIG YLD EQ DIV
46137V563
296
17029
SH
SOLE
0
0
17029
ISHARES TR
MSCI EAFE MIN VL
46429B689
201
2733
SH
SOLE
0
0
2733
ISHARES TR
CORE MSCI EAFE
46432F842
364
5269
SH
SOLE
0
0
5269
ISHARES TR
0-5YR HI YL CP
46434V407
2397
52761
SH
SOLE
0
0
52761
ISHARES TR
BROAD USD HIGH
46435U853
471
11405
SH
SOLE
0
0
11405
JPMORGAN CHASE & CO
COM
46625H100
213
1677
SH
SOLE
0
0
1677
JOHN HANCOCK EXCHANGE TRADED
MULTIFACTOR MI
47804J206
372
8278
SH
SOLE
0
0
8278
LORDSTOWN MOTORS CORP
COM CL A
54405Q100
205
10200
SH
SOLE
0
0
10200
MAINSTAY MACKAY DEFINDTRM MU
COM
56064K100
279
12821
SH
SOLE
0
0
12821
MASTERCARD INCORPORATED
CL A
57636Q104
1850
5183
SH
SOLE
0
0
5183
MERCK & CO. INC
COM
58933Y105
202
2471
SH
SOLE
0
0
2471
NIO INC
SPON ADS
62914V106
1496
30700
SH
SOLE
0
0
30700
NETFLIX INC
COM
64110L106
202
374
SH
SOLE
0
0
374
NEXTERA ENERGY INC
COM
65339F101
457
5926
SH
SOLE
0
0
5926
NEXPOINT STRATEGIC OPPORTES
COM NEW
65340G205
838
79689
SH
SOLE
0
0
79689
OSI ETF TR
OSHARES US QUALT
67110P407
664
17337
SH
SOLE
0
0
17337
OTIS WORLDWIDE CORP
COM
68902V107
287
4251
SH
SOLE
0
0
4251
PACER FDS TR
TRENDP US LAR CP
69374H105
303
9275
SH
SOLE
0
0
9275
PLUG POWER INC
COM NEW
72919P202
279
8220
SH
SOLE
0
0
8220
RINGCENTRAL INC
CL A
76680R206
337
888
SH
SOLE
0
0
888
SPDR S&P 500 ETF TR
TR UNIT
78462F103
14170
37901
SH
SOLE
0
0
37901
SPDR GOLD TR
GOLD SHS
78463V107
713
3998
SH
SOLE
0
0
3998
SPDR SER TR
PRTFLO S&P500 GW
78464A409
769
13907
SH
SOLE
0
0
13907
SPDR SER TR
PORTFOLIO S&P500
78464A854
416
9466
SH
SOLE
0
0
9466
SPDR SER TR
PORTFOLIO S&P600
78468R853
457
12768
SH
SOLE
0
0
12768
SALESFORCE COM INC
COM
79466L302
255
1148
SH
SOLE
0
0
1148
UNITEDHEALTH GROUP INC
COM
91324P102
420
1198
SH
SOLE
0
0
1198
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
317
5409
SH
SOLE
0
0
5409
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
263
1174
SH
SOLE
0
0
1174
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
555
4045
SH
SOLE
0
0
4045
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1454
17465
SH
SOLE
0
0
17465
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
513
9480
SH
SOLE
0
0
9480
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
501
5156
SH
SOLE
0
0
5156
VICTORY PORTFOLIOS II
VICTORYSHS INTRM
92647N527
1065
19535
SH
SOLE
0
0
19535
VISA INC
COM CL A
92826C839
446
2037
SH
SOLE
0
0
2037
WP CAREY INC
COM
92936U109
217
3077
SH
SOLE
0
0
3077
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
1941
40678
SH
SOLE
0
0
40678
WISDOMTREE TR
EUROPE SMCP DV
97717W869
2894
44819
SH
SOLE
0
0
44819
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
292
866
SH
SOLE
0
0
866
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
267
850
SH
SOLE
0
0
850