0001606587-22-001071.txt : 20220510 0001606587-22-001071.hdr.sgml : 20220510 20220510160756 ACCESSION NUMBER: 0001606587-22-001071 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220510 DATE AS OF CHANGE: 20220510 EFFECTIVENESS DATE: 20220510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lebenthal Global Advisors, LLC CENTRAL INDEX KEY: 0001845766 IRS NUMBER: 811576085 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20760 FILM NUMBER: 22909609 BUSINESS ADDRESS: STREET 1: 200 PARKWAY DRIVE SOUTH STREET 2: SUITE 200 CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 516-785-1800 MAIL ADDRESS: STREET 1: 200 PARKWAY DRIVE SOUTH STREET 2: SUITE 200 CITY: HAUPPAUGE STATE: NY ZIP: 11788 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001845766 XXXXXXXX 03-31-2022 03-31-2022 false Lebenthal Global Advisors, LLC

200 Parkway Drive South Suite 200 Hauppauge NY 11788

13F HOLDINGS REPORT 028-20760 N Thomas Katovitz 516-785-1800 Thomas Katovitz Hauppauge NY 05-10-2022 1 163 234705 false 1 0001910104 Lebenthal Diversified Asset Management Inc. INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AMAZON COM INC COM COM 023135106 1144 351 SH DFND 1.0 0 0 351 AMAZON COM INC COM COM 023135106 270 83 SH SOLE NONE 0 0 83 CBS CORP CL B CLASS B COM 92556H206 871 23044 SH SOLE NONE 0 0 23044 TECHNOLOGY SELECT SECTOR SPDR FUND TECHNOLOGY 81369Y803 1001 6299 SH SOLE NONE 0 0 6299 JOHNSON & JOHNSON COM COM 478160104 420 2372 SH SOLE NONE 0 0 2372 VANGUARD TOTAL STOCK MARKET INDEX FUND TOTAL STK MKT 922908769 708 3110 SH DFND 1.0 0 0 3110 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF INTL HIGH ETF 921946794 5085 75207 SH DFND 1.0 0 0 75207 COSTCO WHOLESALE CORP COM 22160K105 583 1013 SH DFND 1.0 0 0 1013 GOLDMAN SACHS GROUP INC COM 38141G104 792 2401 SH SOLE NONE 0 0 2401 OLD DOMINION FREIGHT LINE INC COM COM 679580100 512 1716 SH DFND 1.0 0 0 1716 FIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND SHS 336917109 234 6255 SH SOLE NONE 0 0 6255 TRUIST FINL CORP COM COM 89832Q109 502 8865 SH DFND 1.0 0 0 8865 MEDTRONIC PLC SHS SHS G5960L103 408 3686 SH DFND 1.0 0 0 3686 SPDR DOW JONES INDUSTRIAL AVERAGE ETF UT SER 1 78467X109 358 1035 SH SOLE NONE 0 0 1035 MERCK & CO INC COM 58933Y105 662 8157 SH DFND 1.0 0 0 8157 MERCK & CO INC COM 58933Y105 870 10519 SH SOLE NONE 0 0 10519 SPDR S&P 500 ETF TR UNIT 78462F103 4811 10653 SH DFND 1.0 0 0 10653 SPDR S&P 500 ETF TR UNIT 78462F103 305 676 SH SOLE NONE 0 0 676 ALLSTATE CORP COM 020002101 274 1981 SH DFND 1.0 0 0 1981 ANNALY CAPITAL MANAGEMENT INC COM COM 035710409 787 108642 SH SOLE NONE 0 0 108642 COGNIZANT TECH SOLUTIONS CORP CL A 192446102 375 4185 SH DFND 1.0 0 0 4185 ISHARES S&P 100 ETF S&P 100 ETF 464287101 206 990 SH SOLE NONE 0 0 990 BANK NEW YORK MELLON CORP COM COM 064058100 853 17202 SH DFND 1.0 0 0 17202 VERIZON COMMUNICATIONS COM 92343V104 214 4206 SH DFND 1.0 0 0 4206 VERIZON COMMUNICATIONS COM 92343V104 1159 22758 SH SOLE NONE 0 0 22758 KIMBERLY-CLARK CORP COM COM 494368103 592 4773 SH SOLE NONE 0 0 4773 INTERPUBLIC GROUP COS INC COM COM 460690100 789 22269 SH DFND 1.0 0 0 22269 TE CONNECTIVITY LTD SHS H84989104 252 1925 SH DFND 1.0 0 0 1925 HONEYWELL INTL INC COM 438516106 225 1160 SH SOLE NONE 0 0 1160 FORD MOTOR COMPANY COM 345370860 622 36839 SH SOLE NONE 0 0 36839 BP PLC SPONSORED ADR SPONSORED ADR 055622104 824 28043 SH SOLE NONE 0 0 28043 SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF BLOOMBERG CONV 78464A359 308 4009 SH DFND 1.0 0 0 4009 HOME DEPOT COM 437076102 312 1044 SH DFND 1.0 0 0 1044 HOME DEPOT COM 437076102 523 1750 SH SOLE NONE 0 0 1750 BLACKROCK CAP INVT CORP 5 NOTE 5.000% 6/1 092533AC2 20 20000 SH DFND 1.0 0 0 20000 REDWOOD TRUST INC 4.75 NOTE 4.750% 8/1 758075AC9 29 30000 SH DFND 1.0 0 0 30000 HEALTH CARE SELECT SECTOR SPDR FUND SBI HEALTHCARE 81369Y209 327 2390 SH SOLE NONE 0 0 2390 SPDR GOLD ETF GOLD SHS 78463V107 382 2118 SH SOLE NONE 0 0 2118 SOUTHERN CO COM COM 842587107 362 5001 SH SOLE NONE 0 0 5001 ISHARES RUSSELL 1000 GROWTH ETF RUS 1000 GRW ETF 464287614 4631 16680 SH DFND 1.0 0 0 16680 SCHWAB INTERNATIONAL EQUITY ETF INTL EQTY ETF 808524805 257 7008 SH DFND 1.0 0 0 7008 ISHARES S&P SMALL-CAP FUND CORE S&P SCP ETF 464287804 5023 46566 SH DFND 1.0 0 0 46566 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 1488 4219 SH DFND 1.0 0 0 4219 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 453 1285 SH SOLE NONE 0 0 1285 ADOBE SYS INC COM 00724F101 676 1485 SH DFND 1.0 0 0 1485 GREENBRIER COS INC NOTE 2.875% 2/0 393657AK7 18 17000 SH DFND 1.0 0 0 17000 GOOGLE INC CAP STK CL A 02079K305 1682 605 SH DFND 1.0 0 0 605 FISERV INC COM COM 337738108 371 3667 SH DFND 1.0 0 0 3667 COMCAST CORP NEW CL A CL A 20030N101 693 14821 SH DFND 1.0 0 0 14821 MICROSOFT COM 594918104 640 2078 SH DFND 1.0 0 0 2078 MICROSOFT COM 594918104 245 795 SH SOLE NONE 0 0 795 VALERO ENERGY CORP COM COM 91913Y100 838 8254 SH SOLE NONE 0 0 8254 INSPIRE MED SYS INC COM COM 457730109 883 3440 SH SOLE NONE 0 0 3440 HCI GROUP INC 4.25 NOTE 4.250% 3/0 40416EAD5 21 19000 SH DFND 1.0 0 0 19000 SCHLUMBERGER LTD COM STK COM STK 806857108 385 9345 SH DFND 1.0 0 0 9345 CVS HEALTH CORP COM COM 126650100 202 1996 SH DFND 1.0 0 0 1996 BAUSCH HEALTH COS INC COM COM 071734107 797 34889 SH SOLE NONE 0 0 34889 VANGUARD MID-CAP INDEX FUND MID CAP ETF 922908629 2320 9755 SH DFND 1.0 0 0 9755 NEXTERA ENERGY INC COM COM 65339F101 232 2742 SH DFND 1.0 0 0 2742 NEXTERA ENERGY INC COM COM 65339F101 1026 12113 SH SOLE NONE 0 0 12113 TESLA INC COM COM 88160R101 726 674 SH DFND 1.0 0 0 674 TESLA INC COM COM 88160R101 1158 1075 SH SOLE NONE 0 0 1075 VANGUARD HEALTH CARE INDEX FUND HEALTH CAR ETF 92204A504 10047 39498 SH DFND 1.0 0 0 39498 FINANCIAL SELECT SECTOR SPDR FUND FINANCIAL 81369Y605 14120 368499 SH DFND 1.0 0 0 368499 FINANCIAL SELECT SECTOR SPDR FUND FINANCIAL 81369Y605 301 7878 SH SOLE NONE 0 0 7878 NORFOLK SOUTHERN CRP COM 655844108 392 1374 SH DFND 1.0 0 0 1374 BLACKROCK TAX MUNICPAL BD TR SHS SHS 09248X100 16388 744241 SH DFND 1.0 0 0 744241 WALGREENS BOOTS ALLIANCE INC COM COM 931427108 810 18107 SH SOLE NONE 0 0 18107 STANLEY BLACK & DECKER INC COM COM 854502101 257 1839 SH DFND 1.0 0 0 1839 CONSOLIDATED EDISON INC COM COM 209115104 236 2501 SH DFND 1.0 0 0 2501 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 23 24000 SH DFND 1.0 0 0 24000 LILLY ELI & CO COM COM 532457108 645 2253 SH DFND 1.0 0 0 2253 AIR PRODS & CHEMS INC COM COM 009158106 505 2021 SH DFND 1.0 0 0 2021 MICRON TECHNOLOGY COM 595112103 792 10169 SH SOLE NONE 0 0 10169 FREEPORT-MCMORAN INC CL B CL B 35671D857 570 11471 SH SOLE NONE 0 0 11471 ISHARES FLOATING RATE BOND ETF FLTG RATE NT ETF 46429B655 318 6300 SH SOLE NONE 0 0 6300 EVERSOURCE ENERGY COM COM 30040W108 204 2320 SH DFND 1.0 0 0 2320 INVESCO DYNAMIC SEMICONDUCTORS ETF DYNMC SEMICNDT 46137V647 451 3485 SH SOLE NONE 0 0 3485 CORSAIR GAMING INC COM COM 22041X102 569 26914 SH SOLE NONE 0 0 26914 UWM HOLDINGS CORPORATION COM CL A COM CL A 91823B109 1011 223187 SH SOLE NONE 0 0 223187 ASTRA SPACE INC COM CL A COM CL A 04634X103 242 62933 SH SOLE NONE 0 0 62933 SKILLZ INC COM COM 83067L109 71 23842 SH SOLE NONE 0 0 23842 SCHWAB US DIVIDEND EQUITY ETF US DIVIDEND EQ 808524797 4036 51162 SH DFND 1.0 0 0 51162 VISA INC COM CL A 92826C839 831 3750 SH DFND 1.0 0 0 3750 VANGUARD VALUE ETF VALUE ETF 922908744 18441 124790 SH DFND 1.0 0 0 124790 HORIZON THERAPEUTICS PUB L SHS SHS G46188101 265 2522 SH DFND 1.0 0 0 2522 L3HARRIS TECHNOLOGIES INC COM COM 502431109 485 1952 SH DFND 1.0 0 0 1952 AMERICAN TOWER CORP NEW COM COM 03027X100 713 2842 SH DFND 1.0 0 0 2842 FIRST TRUST CAPITAL STRENGTH ETF CAP STRENGTH ETF 33733E104 239 3065 SH SOLE NONE 0 0 3065 META PLATFORMS INC CL A CL A 30303M102 243 1094 SH DFND 1.0 0 0 1094 INGREDION INC COM COM 457187102 339 3891 SH DFND 1.0 0 0 3891 AMERICAN AIRLS GROUP INC COM COM 02376R102 957 52445 SH SOLE NONE 0 0 52445 MONDELEZ INTL INC CL A CL A 609207105 254 4055 SH DFND 1.0 0 0 4055 D R HORTON INC COM COM 23331A109 213 2859 SH DFND 1.0 0 0 2859 PIONEER NAT RES CO COM COM 723787107 704 2816 SH DFND 1.0 0 0 2816 KINDER MORGAN INC COM 49456B101 925 48918 SH SOLE NONE 0 0 48918 NVIDIA CORPORATION COM COM 67066G104 676 2481 SH DFND 1.0 0 0 2481 CUMMINS INC COM COM 231021106 384 1873 SH DFND 1.0 0 0 1873 ABBVIE INC COM COM 00287Y109 959 5917 SH DFND 1.0 0 0 5917 ABBVIE INC COM COM 00287Y109 289 1784 SH SOLE NONE 0 0 1784 S&P GLOBAL INC COM COM 78409V104 454 1108 SH DFND 1.0 0 0 1108 MACYS INC COM COM 55616P104 795 32666 SH SOLE NONE 0 0 32666 QUALCOMM INC COM COM 747525103 535 3507 SH SOLE NONE 0 0 3507 INTUITIVE SURGICAL INC COM NEW COM NEW 46120E602 411 1363 SH DFND 1.0 0 0 1363 DISCOVER FINANCIAL SERVICES LLC COM 254709108 395 3589 SH DFND 1.0 0 0 3589 CISCO SYS INC COM 17275R102 324 5818 SH DFND 1.0 0 0 5818 ISHARES RUSSELL MID-CAP ETF RUS MID CAP ETF 464287499 7427 95177 SH DFND 1.0 0 0 95177 WISDOMTREE U.S. LARGECAP DIVIDEND FUND US LARGECAP DIVD 97717W307 246 3747 SH DFND 1.0 0 0 3747 AUTODESK INC COM COM 052769106 418 1951 SH DFND 1.0 0 0 1951 CDW CORP COM COM 12514G108 345 1930 SH DFND 1.0 0 0 1930 AT&T INC COM COM 00206R102 255 10810 SH SOLE NONE 0 0 10810 VANGUARD FINANCIALS INDEX FUND FINANCIALS ETF 92204A405 3028 32428 SH DFND 1.0 0 0 32428 ENERGY SELECT SECTOR SPDR FUND ENERGY 81369Y506 763 9995 SH SOLE NONE 0 0 9995 MATERIALS SELECT SECTOR SPDR FUND SBI MATERIALS 81369Y100 4409 50018 SH DFND 1.0 0 0 50018 MATERIALS SELECT SECTOR SPDR FUND SBI MATERIALS 81369Y100 243 2765 SH SOLE NONE 0 0 2765 GENERAL ELECTRIC CO COM NEW COM NEW 369604301 572 6254 SH SOLE NONE 0 0 6254 ISHARES MSCI USA QUALITY FACTOR ETF MSCI USA QLT FCT 46432F339 7547 56057 SH DFND 1.0 0 0 56057 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF IBOXX HI YD ETF 464288513 4071 49482 SH DFND 1.0 0 0 49482 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND SBI CONS DISCR 81369Y407 18748 101341 SH DFND 1.0 0 0 101341 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND SBI CONS DISCR 81369Y407 242 1310 SH SOLE NONE 0 0 1310 ISHARES U.S. FINANCIAL SERVICES ETF U.S. FIN SVC ETF 464287770 275 1527 SH DFND 1.0 0 0 1527 FIDELITY MSCI HEALTH CARE INDEX ETF MSCI HLTH CARE I 316092600 19315 294173 SH DFND 1.0 0 0 294173 GAMING & LEISURE PPTYS INC COM COM 36467J108 298 6352 SH DFND 1.0 0 0 6352 FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF MSCI INFO TECH I 316092808 264 2145 SH SOLE NONE 0 0 2145 WELLS FARGO CO NEW COM COM 949746101 633 13075 SH DFND 1.0 0 0 13075 SALESFORCE INC COM COM 79466L302 300 1416 SH DFND 1.0 0 0 1416 MICROCHIP TECHNOLOGY INC COM 595017104 616 8204 SH DFND 1.0 0 0 8204 THERMO FISHER SCIENTIFIC INC COM COM 883556102 503 853 SH DFND 1.0 0 0 853 JPMORGAN CHASE & CO COM COM 46625H100 602 4419 SH DFND 1.0 0 0 4419 CHEVRON CORP NEW COM COM 166764100 688 4229 SH DFND 1.0 0 0 4229 DANAHER CORPORATION COM COM 235851102 566 1931 SH DFND 1.0 0 0 1931 BK OF AMERICA CORP COM COM 060505104 238 5775 SH DFND 1.0 0 0 5775 BK OF AMERICA CORP COM COM 060505104 201 4898 SH SOLE NONE 0 0 4898 VANGUARD CONSUMER DISCRETIONARY INDEX FUND CONSUM DIS ETF 92204A108 3337 10933 SH DFND 1.0 0 0 10933 INTL BUSINESS MACHINES COM 459200101 818 6297 SH SOLE NONE 0 0 6297 TARGET CORP COM COM 87612E106 617 2910 SH DFND 1.0 0 0 2910 MORGAN STANLEY COM NEW COM NEW 617446448 571 6537 SH SOLE NONE 0 0 6537 HP INC COM COM 40434L105 547 15069 SH SOLE NONE 0 0 15069 AMERICAN EXPRESS CO COM COM 025816109 250 1342 SH DFND 1.0 0 0 1342 APPLIED MATLS INC COM COM 038222105 531 4033 SH DFND 1.0 0 0 4033 ANALOG DEVICES INC COM COM 032654105 729 4418 SH DFND 1.0 0 0 4418 WILLIAMS COS INC COM COM 969457100 215 6453 SH DFND 1.0 0 0 6453 CATALENT INC COM COM 148806102 438 3956 SH DFND 1.0 0 0 3956 INVESCO NATIONAL AMT-FREE MUNICIPAL BOND ETF NATL AMT MUNI 46138E537 676 27120 SH DFND 1.0 0 0 27120 B&G FOODS INC CLASS A COM 05508R106 385 14299 SH SOLE NONE 0 0 14299 LAM RESEARCH CORP COM COM 512807108 301 560 SH DFND 1.0 0 0 560 PHILIP MORRIS INTL INC COM 718172109 812 8651 SH DFND 1.0 0 0 8651 NUCOR CORP COM COM 670346105 318 2140 SH DFND 1.0 0 0 2140 PNC FINL SVCS GROUP INC COM COM 693475105 460 2494 SH DFND 1.0 0 0 2494 BARRICK GOLD CORP F COM 067901108 684 27894 SH SOLE NONE 0 0 27894 ALTRIA GROUP INC COM COM 02209S103 460 8842 SH DFND 1.0 0 0 8842 EXXON MOBIL CORP COM COM 30231G102 325 3939 SH SOLE NONE 0 0 3939 UNITEDHEALTH GROUP COM 91324P102 555 1090 SH SOLE NONE 0 0 1090 ARK INNOVATION ETF INNOVATION ETF 00214Q104 272 4107 SH DFND 1.0 0 0 4107 ARK INNOVATION ETF INNOVATION ETF 00214Q104 285 4308 SH SOLE NONE 0 0 4308 DEVON ENERGY CORP NEW COM COM 25179M103 498 8437 SH DFND 1.0 0 0 8437 ACTIVISION BLIZZARD INC COM COM 00507V109 275 3436 SH DFND 1.0 0 0 3436 BLACKROCK INC COM 09247X101 486 636 SH DFND 1.0 0 0 636 BIO-TECHNE CORP COM COM 09073M104 505 1167 SH DFND 1.0 0 0 1167 APPLE INC COM 037833100 4138 23699 SH DFND 1.0 0 0 23699 APPLE INC COM 037833100 4428 25361 SH SOLE NONE 0 0 25361 ISHARES CONVERTIBLE BOND ETF CONV BD ETF 46435G102 2188 26265 SH DFND 1.0 0 0 26265 DISNEY WALT CO COM COM 254687106 233 1701 SH DFND 1.0 0 0 1701