0001606587-21-000632.txt : 20210507 0001606587-21-000632.hdr.sgml : 20210507 20210507160445 ACCESSION NUMBER: 0001606587-21-000632 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210507 DATE AS OF CHANGE: 20210507 EFFECTIVENESS DATE: 20210507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lebenthal Global Advisors, LLC CENTRAL INDEX KEY: 0001845766 IRS NUMBER: 811576085 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20760 FILM NUMBER: 21902572 BUSINESS ADDRESS: STREET 1: 200 PARKWAY DRIVE SOUTH STREET 2: SUITE 200 CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 516-785-1800 MAIL ADDRESS: STREET 1: 200 PARKWAY DRIVE SOUTH STREET 2: SUITE 200 CITY: HAUPPAUGE STATE: NY ZIP: 11788 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001845766 XXXXXXXX 03-31-2021 03-31-2021 false Lebenthal Global Advisors, LLC

200 Parkway Drive South Suite 200 Hauppauge NY 11788

13F HOLDINGS REPORT 028-20760 N Thomas Katovitz 516-785-1800 Thomas Katovitz Hauppauge NY 05-07-2021 0 134 162740 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM COM 88579Y101 274 1423 SH SOLE NONE 0 0 1423 ABBVIE INC COM COM 00287Y109 299 2768 SH SOLE NONE 0 0 2768 AEROVIRONMENT INC COM COM 008073108 299 2583 SH SOLE NONE 0 0 2583 AGCO CORP COM COM 001084102 337 2351 SH SOLE NONE 0 0 2351 ALPHABET INC CAP STK CL C CAP STK CL C 02079K107 670 324 SH SOLE NONE 0 0 324 AMAZON COM INC COM COM 023135106 649 210 SH SOLE NONE 0 0 210 AMERICAN AIRLS GROUP INC COM COM 02376R102 249 10435 SH SOLE NONE 0 0 10435 AMGEN INC COM 031162100 234 943 SH SOLE NONE 0 0 943 AMPLIFY ONLINE RETAIL ETF ONLIN RETL ETF 032108102 335 2705 SH SOLE NONE 0 0 2705 ANNALY CAPITAL MANAGEMENT INC COM COM 035710409 263 30617 SH SOLE NONE 0 0 30617 APPLE INC COM 037833100 4607 37721 SH SOLE NONE 0 0 37721 APPLIED MATLS INC COM COM 038222105 514 3854 SH SOLE NONE 0 0 3854 ARBOR REALTY TRUST INC COM COM 038923108 341 21492 SH SOLE NONE 0 0 21492 ARCHER DANIELS MIDLAND CO COM COM 039483102 277 4870 SH SOLE NONE 0 0 4870 ARK INNOVATION ETF INNOVATION ETF 00214Q104 12636 105348 SH SOLE NONE 0 0 105348 ARTISAN PARTNERS ASSET MGMT IN CL A CL A 04316A108 293 5622 SH SOLE NONE 0 0 5622 AT&T INC COM COM 00206R102 631 20867 SH SOLE NONE 0 0 20867 AUTONATION INC COM COM 05329W102 381 4096 SH SOLE NONE 0 0 4096 B. RILEY FINANCIAL INC COM COM 05580M108 287 5094 SH SOLE NONE 0 0 5094 BARRICK GOLD CORP F COM 067901108 349 17618 SH SOLE NONE 0 0 17618 BAUSCH HEALTH COS INC COM COM 071734107 557 17570 SH SOLE NONE 0 0 17570 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 826 3237 SH SOLE NONE 0 0 3237 BIOGEN IDEC INC COM 09062X103 203 728 SH SOLE NONE 0 0 728 BLACKROCK SHORT MATURITY BOND ETF BLACKROCK ST MAT 46431W507 506 10100 SH SOLE NONE 0 0 10100 BLACKROCK TAX MUNICPAL BD TR SHS SHS 09248X100 19788 802777 SH SOLE NONE 0 0 802777 BOEING CO COM COM 097023105 309 1216 SH SOLE NONE 0 0 1216 BP PLC SPONSORED ADR SPONSORED ADR 055622104 525 21596 SH SOLE NONE 0 0 21596 BROADCOM INC COM COM 11135F101 686 1479 SH SOLE NONE 0 0 1479 BUNGE LIMITED COM COM G16962105 320 4045 SH SOLE NONE 0 0 4045 COCA COLA CO COM COM 191216100 414 7871 SH SOLE NONE 0 0 7871 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND SBI CONS DISCR 81369Y407 352 2095 SH SOLE NONE 0 0 2095 CUMMINS INC COM COM 231021106 275 1062 SH SOLE NONE 0 0 1062 DEERE & CO COM COM 244199105 249 668 SH SOLE NONE 0 0 668 DIGITAL TURBINE INC COM NEW COM NEW 25400W102 316 3942 SH SOLE NONE 0 0 3942 DISNEY WALT CO COM COM 254687106 683 3706 SH SOLE NONE 0 0 3706 DOMINION RESOURCES INC COM 25746U109 325 4286 SH SOLE NONE 0 0 4286 ENSIGN GROUP INC COM COM 29358P101 468 4988 SH SOLE NONE 0 0 4988 EXPEDITORS INTL WASH INC COM COM 302130109 336 3128 SH SOLE NONE 0 0 3128 EXXON MOBIL CORP COM COM 30231G102 338 6058 SH SOLE NONE 0 0 6058 FACEBOOK INC CL A CL A 30303M102 318 1083 SH SOLE NONE 0 0 1083 FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF MSCI INFO TECH I 316092808 253 2390 SH SOLE NONE 0 0 2390 FINANCIAL SELECT SECTOR SPDR FUND SBI INT-FINL 81369Y605 3142 92280 SH SOLE NONE 0 0 92280 FIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND SHS 336917109 221 6755 SH SOLE NONE 0 0 6755 FORD MOTOR COMPANY COM 345370860 374 30595 SH SOLE NONE 0 0 30595 FORTUNE BRANDS HOME & SEC INC COM COM 34964C106 375 3920 SH SOLE NONE 0 0 3920 FS KKR CAP CORP II COM COM 35952V303 203 10410 SH SOLE NONE 0 0 10410 GENERAC HLDGS INC COM COM 368736104 297 908 SH SOLE NONE 0 0 908 GENERAL ELECTRIC CO COM COM 369604103 371 28275 SH SOLE NONE 0 0 28275 GOLDMAN SACHS GROUP INC COM 38141G104 486 1489 SH SOLE NONE 0 0 1489 GOOGLE INC CAP STK CL A 02079K305 231 112 SH SOLE NONE 0 0 112 GREENBRIER COS INC 2.875 02/01/2024 NOTE 2.875% 2/0 393657AK7 18 17000 SH SOLE NONE 0 0 17000 HCI GROUP INC 4.25 03/01/2037 NOTE 4.250% 3/0 40416EAD5 24 19000 SH SOLE NONE 0 0 19000 HERCULES CAPITAL INC COM COM 427096508 210 13113 SH SOLE NONE 0 0 13113 HOME DEPOT COM 437076102 640 2098 SH SOLE NONE 0 0 2098 HP INC COM COM 40434L105 509 16052 SH SOLE NONE 0 0 16052 INSPIRE MED SYS INC COM COM 457730109 484 2340 SH SOLE NONE 0 0 2340 INTL BUSINESS MACHINES COM 459200101 453 3404 SH SOLE NONE 0 0 3404 INVESCO DYNAMIC SEMICONDUCTORS ETF DYNMC SEMICNDT 46137V647 309 2570 SH SOLE NONE 0 0 2570 INVESCO DYNAMIC SOFTWARE ETF DYNMC SOFTWARE 46137V639 680 4370 SH SOLE NONE 0 0 4370 INVESCO NASDAQ 100 ETF NASDAQ 100 ETF 46138G649 2462 18763 SH SOLE NONE 0 0 18763 INVESCO NATIONAL AMT-FREE MUNICIPAL BOND ETF NATL AMT MUNI 46138E537 867 32402 SH SOLE NONE 0 0 32402 ISHARES CONVERTIBLE BOND ETF CONV BD ETF 46435G102 453 4615 SH SOLE NONE 0 0 4615 ISHARES FLOATING RATE BOND ETF FLTG RATE NT ETF 46429B655 442 8710 SH SOLE NONE 0 0 8710 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF IBOXX HI YD ETF 464288513 4212 48318 SH SOLE NONE 0 0 48318 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF IBOXX INV CP ETF 464287242 321 2470 SH SOLE NONE 0 0 2470 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF JPMORGAN USD EMG 464288281 544 5000 SH SOLE NONE 0 0 5000 ISHARES MODERATE ALLOCATION FUND MODERT ALLOC ETF 464289875 317 7300 SH SOLE NONE 0 0 7300 ISHARES MSCI USA QUALITY FACTOR ETF MSCI USA QLT FCT 46432F339 3347 27489 SH SOLE NONE 0 0 27489 ISHARES RUSSELL 1000 GROWTH ETF RUS 1000 GRW ETF 464287614 5425 22325 SH SOLE NONE 0 0 22325 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 517 2344 SH SOLE NONE 0 0 2344 ISHARES RUSSELL MIDCAP GROWTH ETF RUS MD CP GR ETF 464287481 265 2600 SH SOLE NONE 0 0 2600 ISHARES S&P 100 ETF S&P 100 ETF 464287101 509 2835 SH SOLE NONE 0 0 2835 ISHARES S&P SMALL-CAP FUND CORE S&P SCP ETF 464287804 2910 26819 SH SOLE NONE 0 0 26819 ISHARES U.S. FINANCIAL SERVICES ETF U.S. FIN SVC ETF 464287770 11752 68622 SH SOLE NONE 0 0 68622 JACK IN THE BOX INC COM COM 466367109 358 3262 SH SOLE NONE 0 0 3262 JOHNSON & JOHNSON COM COM 478160104 907 5522 SH SOLE NONE 0 0 5522 JPMORGAN CHASE & CO COM COM 46625H100 549 3607 SH SOLE NONE 0 0 3607 KEYCORP COM COM 493267108 290 14563 SH SOLE NONE 0 0 14563 KINDER MORGAN INC COM 49456B101 415 24954 SH SOLE NONE 0 0 24954 KRAFT HEINZ CO COM COM 500754106 618 15454 SH SOLE NONE 0 0 15454 LOCKHEED MARTIN CORP COM COM 539830109 210 570 SH SOLE NONE 0 0 570 LOGITECH INTL S A SHS SHS H50430232 303 2905 SH SOLE NONE 0 0 2905 M D C HLDGS INC COM COM 552676108 442 7444 SH SOLE NONE 0 0 7444 MACYS INC COM COM 55616P104 402 24872 SH SOLE NONE 0 0 24872 MATERIALS SELECT SECTOR SPDR FUND SBI MATERIALS 81369Y100 354 4500 SH SOLE NONE 0 0 4500 MATSON INC COM COM 57686G105 437 6562 SH SOLE NONE 0 0 6562 MERCK & CO INC COM 58933Y105 584 7577 SH SOLE NONE 0 0 7577 MICRON TECHNOLOGY COM 595112103 383 4346 SH SOLE NONE 0 0 4346 MICROSOFT COM 594918104 719 3050 SH SOLE NONE 0 0 3050 MORGAN STANLEY COM NEW COM NEW 617446448 307 3955 SH SOLE NONE 0 0 3955 NEWTEK BUSINESS SVCS CORP COM NEW COM NEW 652526203 233 8754 SH SOLE NONE 0 0 8754 NEXTERA ENERGY INC COM COM 65339F101 917 12131 SH SOLE NONE 0 0 12131 NORFOLK SOUTHERN CRP COM 655844108 242 902 SH SOLE NONE 0 0 902 PACIRA BIOSCIENCES INC 2.375 04/01/2022 NOTE 2.375% 4/0 695127AD2 22 19000 SH SOLE NONE 0 0 19000 PENNYMAC FINL SVCS INC NEW COM COM 70932M107 384 5755 SH SOLE NONE 0 0 5755 PENNYMAC MTG INVT TR COM COM 70931T103 219 11216 SH SOLE NONE 0 0 11216 POTLATCHDELTIC CORPORATION COM COM 737630103 256 4856 SH SOLE NONE 0 0 4856 PRUDENTIAL FINL INC COM 744320102 465 5108 SH SOLE NONE 0 0 5108 SCHWAB INTERNATIONAL EQUITY ETF INTL EQTY ETF 808524805 258 6879 SH SOLE NONE 0 0 6879 SCHWAB US DIVIDEND EQUITY ETF US DIVIDEND EQ 808524797 6772 92879 SH SOLE NONE 0 0 92879 SOUTHERN CO COM COM 842587107 315 5081 SH SOLE NONE 0 0 5081 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF BLMBRG BRC CNVRT 78464A359 475 5707 SH SOLE NONE 0 0 5707 SPDR DOW JONES INDUSTRIAL AVERAGE ETF UT SER 1 78467X109 1906 5775 SH SOLE NONE 0 0 5775 SPDR GOLD ETF GOLD SHS 78463V107 321 2012 SH SOLE NONE 0 0 2012 SPDR S&P 500 ETF TR UNIT 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NEW 962166104 502 14104 SH SOLE NONE 0 0 14104 WHIRLPOOL CORP COM COM 963320106 283 1285 SH SOLE NONE 0 0 1285 WISDOMTREE EMERGING MARKETS EX-STATE-OWNED ENTERPRISES FUND EM EX ST-OWNED 97717X578 9068 222875 SH SOLE NONE 0 0 222875 YETI HLDGS INC COM COM 98585X104 222 3087 SH SOLE NONE 0 0 3087