Chief Financial Officer

0001172661-23-002812.txt : 20230808 0001172661-23-002812.hdr.sgml : 20230808 20230808144950 ACCESSION NUMBER: 0001172661-23-002812 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230808 DATE AS OF CHANGE: 20230808 EFFECTIVENESS DATE: 20230808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lebenthal Global Advisors, LLC CENTRAL INDEX KEY: 0001845766 IRS NUMBER: 811576085 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20760 FILM NUMBER: 231150724 BUSINESS ADDRESS: STREET 1: 200 PARKWAY DRIVE SOUTH STREET 2: SUITE 200 CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 516-785-1800 MAIL ADDRESS: STREET 1: 200 PARKWAY DRIVE SOUTH STREET 2: SUITE 200 CITY: HAUPPAUGE STATE: NY ZIP: 11788 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001845766 XXXXXXXX 06-30-2023 06-30-2023 false Lebenthal Global Advisors, LLC

200 Parkway Drive South Suite 200 Hauppauge NY 11788

13F HOLDINGS REPORT 028-20760 000283303 801-110652 N Michael Tavella Chief Financial Officer 516-785-1800 Michael Tavella Hauppauge NY 08-08-2023 1 177 344790769 1 0001910104 028-22481 000167243 801-77960 Lebenthal Diversified Asset Management Inc. 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1725 PARAMOUNT GLOBAL CLASS B COM 92556H206 BBG001S6L063 577963 36327 SH SOLE 0 0 36327 PHILIP MORRIS INTL INC COM 718172109 BBG001STP9N1 9762 100 SH SOLE 0 0 100 PHILIP MORRIS INTL INC COM 718172109 BBG001STP9N1 1329292 13617 SH DFND 1 0 0 13617 PIONEER NAT RES CO COM 723787107 BBG001S7V1J4 731138 3529 SH DFND 1 0 0 3529 PIONEER NAT RES CO COM 723787107 BBG001S7V1J4 435078 2100 SH SOLE 0 0 2100 QUALCOMM INC COM 747525103 BBG001S6VS70 41307 347 SH DFND 1 0 0 347 QUALCOMM INC COM 747525103 BBG001S6VS70 610556 5129 SH SOLE 0 0 5129 QUANTA SVCS INC COM 74762E102 BBG001S5VH85 789729 4020 SH DFND 1 0 0 4020 REDWOOD TRUST INC NOTE 4.750% 8/1 758075AC9 29663 30000 PRN SOLE 0 0 30000 SCHLUMBERGER LTD COM STK 806857108 BBG001S5W4C8 14048 286 SH SOLE 0 0 286 SCHLUMBERGER LTD COM STK 806857108 BBG001S5W4C8 702023 14292 SH DFND 1 0 0 14292 SCHWAB CHARLES CORP COM 808513105 BBG001S5VXD4 630225 11119 SH DFND 1 0 0 11119 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 BBG0025RWLM4 15267988 210245 SH DFND 1 0 0 210245 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 BBG0025RWLM4 46612 642 SH SOLE 0 0 642 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 BBG001S7TCZ5 873125 5022 SH SOLE 0 0 5022 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 BBG001S7SCQ6 274087 2065 SH SOLE 0 0 2065 SELECT SECTOR SPDR TR ENERGY 81369Y506 BBG001S7T1S7 5977214 73638 SH DFND 1 0 0 73638 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 BBG001S7SCQ6 13273 100 SH DFND 1 0 0 100 SELECT SECTOR SPDR TR ENERGY 81369Y506 BBG001S7T1S7 1046589 12894 SH SOLE 0 0 12894 SOUTHERN CO COM 842587107 BBG001S5W777 364668 5191 SH SOLE 0 0 5191 SOUTHERN CO COM 842587107 BBG001S5W777 7025 100 SH DFND 1 0 0 100 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 89099 201 SH SOLE 0 0 201 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 5484909 12373 SH DFND 1 0 0 12373 SPDR SER TR BLOOMBERG SHT TE 78468R408 BBG002QLYD04 5569 225 SH SOLE 0 0 225 SPDR SER TR BLOOMBERG SHT TE 78468R408 BBG002QLYD04 2972028 120325 SH DFND 1 0 0 120325 SPDR SER TR BBG CONV SEC ETF 78464A359 BBG001T2PMD1 282828 4043 SH SOLE 0 0 4043 TE CONNECTIVITY LTD SHS H84989104 BBG001STLRP3 236029 1684 SH DFND 1 0 0 1684 TESLA INC COM 88160R101 BBG001SQKGD7 804943 3075 SH SOLE 0 0 3075 TESLA INC COM 88160R101 BBG001SQKGD7 276167 1055 SH DFND 1 0 0 1055 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 502967 964 SH DFND 1 0 0 964 TRUIST FINL CORP COM 89832Q109 BBG001S5YYC0 634679 20912 SH DFND 1 0 0 20912 UWM HOLDINGS CORPORATION COM CL A 91823B109 BBG00R24YP79 314950 56241 SH SOLE 0 0 56241 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 BBG001SK7DK4 750670 10327 SH DFND 1 0 0 10327 VANGUARD BD INDEX FDS INTERMED TERM 921937819 BBG001ST39R1 314085 4175 SH DFND 1 0 0 4175 VANGUARD BD INDEX FDS VANGUARD ULTRA 92203C303 BBG00ZXBYMT4 9293441 189045 SH DFND 1 0 0 189045 VANGUARD BD INDEX FDS VANGUARD ULTRA 92203C303 BBG00ZXBYMT4 76929 1565 SH SOLE 0 0 1565 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 2020040 9170 SH DFND 1 0 0 9170 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 30949534 217801 SH DFND 1 0 0 217801 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 4406 20 SH SOLE 0 0 20 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 185428 1305 SH SOLE 0 0 1305 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 BBG001T62M38 166139 2102 SH SOLE 0 0 2102 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 BBG001T62M38 38988773 493341 SH DFND 1 0 0 493341 VANGUARD STAR FDS VG TL INTL STK F 921909768 BBG001TJR1D8 794541 14168 SH DFND 1 0 0 14168 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 1876821 40641 SH DFND 1 0 0 40641 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 12862 279 SH SOLE 0 0 279 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 BBG00C868SD7 34886 552 SH SOLE 0 0 552 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 BBG00C868SD7 4743424 75054 SH DFND 1 0 0 75054 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 BBG001SS0V24 33150 313 SH SOLE 0 0 313 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 BBG001SS0V24 11521511 108622 SH DFND 1 0 0 108622 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 BBG001SHVR32 8010467 32720 SH DFND 1 0 0 32720 VANGUARD WORLD FDS ENERGY ETF 92204A306 BBG001SHTV45 1170782 10371 SH DFND 1 0 0 10371 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 BBG001SHVR32 24825 101 SH SOLE 0 0 101 VANGUARD WORLD FDS ENERGY ETF 92204A306 BBG001SHTV45 226 2 SH SOLE 0 0 2 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 176281 4740 SH DFND 1 0 0 4740 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 355499 9559 SH SOLE 0 0 9559 VISA INC COM CL A 92826C839 BBG001SRCFY3 984592 4146 SH DFND 1 0 0 4146 VISA INC COM CL A 92826C839 BBG001SRCFY3 83118 350 SH SOLE 0 0 350 WALGREENS BOOTS ALLIANCE INC COM 931427108 BBG001S5XBY7 6638 233 SH DFND 1 0 0 233 WALGREENS BOOTS ALLIANCE INC COM 931427108 BBG001S5XBY7 565845 19861 SH SOLE 0 0 19861 WEBSTER FINL CORP COM 947890109 BBG001S5XCP5 249452 6608 SH DFND 1 0 0 6608 WELLS FARGO CO NEW COM 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