0001931799-24-000004.txt : 20240125
0001931799-24-000004.hdr.sgml : 20240125
20240125193319
ACCESSION NUMBER: 0001931799-24-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240123
FILED AS OF DATE: 20240125
DATE AS OF CHANGE: 20240125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Owen Huw
CENTRAL INDEX KEY: 0001931799
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40601
FILM NUMBER: 24563663
MAIL ADDRESS:
STREET 1: C/O COUCHBASE, INC.
STREET 2: 3250 OLCOTT STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Couchbase, Inc.
CENTRAL INDEX KEY: 0001845022
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 263576987
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 3250 OLCOTT STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 6504177500
MAIL ADDRESS:
STREET 1: 3250 OLCOTT STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
wk-form4_1706229190.xml
FORM 4
X0508
4
2024-01-23
0
0001845022
Couchbase, Inc.
BASE
0001931799
Owen Huw
C/O COUCHBASE, INC.
3250 OLCOTT STREET
SANTA CLARA
CA
95054
0
1
0
0
SVP & Chief Revenue Officer
1
Common Stock
2024-01-23
4
M
0
3500
7.55
A
388071
D
Common Stock
2024-01-23
4
S
0
3500
25.0011
D
384571
D
Common Stock
2024-01-24
4
M
0
6500
7.55
A
391071
D
Common Stock
2024-01-24
4
M
0
8000
7.45
A
399071
D
Common Stock
2024-01-24
4
M
0
3624
9.95
A
402695
D
Common Stock
2024-01-24
4
S
0
18124
25.0184
D
384571
D
Stock Option
7.55
2024-01-23
4
M
0
3500
0
D
2029-09-18
Common Stock
3500
36500
D
Stock Option
7.55
2024-01-24
4
M
0
6500
0
D
2029-09-18
Common Stock
6500
30000
D
Stock Option
7.45
2024-01-24
4
M
0
8000
0
D
2028-12-12
Common Stock
8000
32000
D
Stock Option
9.95
2024-01-24
4
M
0
3624
0
D
2030-09-17
Common Stock
3624
16376
D
The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 10/2/2023.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.0000 to $25.0100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.0000 to $25.2300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
One fourth (1/4th) of the shares subject to the option vested on August 1, 2020 and one forty-eighth (1/48th) of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each such date.
The option is fully vested and immediately exercisable.
One fourth (1/4th) of the shares subject to the option vested on August 1, 2021 and one forty-eighth (1/48th) of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each such date.
/s/ Margaret Chow, by Power of Attorney for Huw Owen
2024-01-25