0001931799-24-000004.txt : 20240125 0001931799-24-000004.hdr.sgml : 20240125 20240125193319 ACCESSION NUMBER: 0001931799-24-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240123 FILED AS OF DATE: 20240125 DATE AS OF CHANGE: 20240125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Owen Huw CENTRAL INDEX KEY: 0001931799 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40601 FILM NUMBER: 24563663 MAIL ADDRESS: STREET 1: C/O COUCHBASE, INC. STREET 2: 3250 OLCOTT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Couchbase, Inc. CENTRAL INDEX KEY: 0001845022 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 263576987 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3250 OLCOTT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 6504177500 MAIL ADDRESS: STREET 1: 3250 OLCOTT STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 wk-form4_1706229190.xml FORM 4 X0508 4 2024-01-23 0 0001845022 Couchbase, Inc. BASE 0001931799 Owen Huw C/O COUCHBASE, INC. 3250 OLCOTT STREET SANTA CLARA CA 95054 0 1 0 0 SVP & Chief Revenue Officer 1 Common Stock 2024-01-23 4 M 0 3500 7.55 A 388071 D Common Stock 2024-01-23 4 S 0 3500 25.0011 D 384571 D Common Stock 2024-01-24 4 M 0 6500 7.55 A 391071 D Common Stock 2024-01-24 4 M 0 8000 7.45 A 399071 D Common Stock 2024-01-24 4 M 0 3624 9.95 A 402695 D Common Stock 2024-01-24 4 S 0 18124 25.0184 D 384571 D Stock Option 7.55 2024-01-23 4 M 0 3500 0 D 2029-09-18 Common Stock 3500 36500 D Stock Option 7.55 2024-01-24 4 M 0 6500 0 D 2029-09-18 Common Stock 6500 30000 D Stock Option 7.45 2024-01-24 4 M 0 8000 0 D 2028-12-12 Common Stock 8000 32000 D Stock Option 9.95 2024-01-24 4 M 0 3624 0 D 2030-09-17 Common Stock 3624 16376 D The sale reported on this Form 4 represents shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 10/2/2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.0000 to $25.0100, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.0000 to $25.2300, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. One fourth (1/4th) of the shares subject to the option vested on August 1, 2020 and one forty-eighth (1/48th) of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each such date. The option is fully vested and immediately exercisable. One fourth (1/4th) of the shares subject to the option vested on August 1, 2021 and one forty-eighth (1/48th) of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each such date. /s/ Margaret Chow, by Power of Attorney for Huw Owen 2024-01-25