0001880162-24-000012.txt : 20240710
0001880162-24-000012.hdr.sgml : 20240710
20240710122055
ACCESSION NUMBER: 0001880162-24-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240709
FILED AS OF DATE: 20240710
DATE AS OF CHANGE: 20240710
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buettner-Garrett Joshua
CENTRAL INDEX KEY: 0001880162
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40284
FILM NUMBER: 241109334
MAIL ADDRESS:
STREET 1: C/O SOLID POWER, INC.
STREET 2: 486 S PIERCE AVE., SUITE E
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Solid Power, Inc.
CENTRAL INDEX KEY: 0001844862
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 861888095
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 486 S. PIERCE AVE., SUITE E
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
BUSINESS PHONE: (303) 219-0720
MAIL ADDRESS:
STREET 1: 486 S. PIERCE AVE., SUITE E
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
FORMER COMPANY:
FORMER CONFORMED NAME: Decarbonization Plus Acquisition Corp III
DATE OF NAME CHANGE: 20210208
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0508
4
2024-07-09
0
0001844862
Solid Power, Inc.
SLDP
0001880162
Buettner-Garrett Joshua
C/O SOLID POWER, INC.
486 S PIERCE AVE., SUITE E
LOUISVILLE
CO
80027
0
1
0
0
Chief Technology Officer
1
Common Stock
2024-07-09
4
M
0
187500
0.03
A
870557
D
Common Stock
2024-07-09
4
S
0
187500
1.6643
D
683057
D
Stock Option (Right to Buy)
0.03
2024-07-09
4
M
0
187500
0
D
2021-12-08
2025-03-20
Common Stock
187500
1691079
D
The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.
This sale was made pursuant to the 10b5-1 Plan.
This transaction was executed in multiple trades at prices ranging from $1.62 to $1.72. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
/s/ James Liebscher, attorney-in-fact on behalf of Joshua Buettner-Garrett
2024-07-10