0001879903-22-000004.txt : 20220831 0001879903-22-000004.hdr.sgml : 20220831 20220831181353 ACCESSION NUMBER: 0001879903-22-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220829 FILED AS OF DATE: 20220831 DATE AS OF CHANGE: 20220831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Campbell Douglas M CENTRAL INDEX KEY: 0001879903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40284 FILM NUMBER: 221219064 MAIL ADDRESS: STREET 1: C/O SOLID POWER, INC. STREET 2: 486 S PIERCE AVE., SUITE E CITY: LOUISVILLE STATE: CO ZIP: 80027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Solid Power, Inc. CENTRAL INDEX KEY: 0001844862 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 861888095 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 486 S. PIERCE AVE., SUITE E CITY: LOUISVILLE STATE: CO ZIP: 80027 BUSINESS PHONE: (303) 219-0720 MAIL ADDRESS: STREET 1: 486 S. PIERCE AVE., SUITE E CITY: LOUISVILLE STATE: CO ZIP: 80027 FORMER COMPANY: FORMER CONFORMED NAME: Decarbonization Plus Acquisition Corp III DATE OF NAME CHANGE: 20210208 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-08-29 0 0001844862 Solid Power, Inc. SLDP 0001879903 Campbell Douglas M C/O SOLID POWER, INC. 486 S PIERCE AVE., SUITE E LOUISVILLE CO 80027 1 1 0 0 Chief Executive Officer Common Stock 2022-08-29 4 S 0 200000 6.79 D 10070214 D Common Stock 2022-08-30 4 S 0 200000 6.67 D 9870214 D Common Stock 2022-08-31 4 S 0 170000 6.41 D 9700214 D The proceeds of these sales will be used primarily to cover the reporting person's tax liability arising from option exercises. This transaction was executed in multiple trades at prices ranging from $6.635 to $6.955. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $6.55 to $6.865. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $6.405 to $6.69. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ James Liebscher, attorney-in-fact on behalf of Douglas M. Campbell 2022-08-31