Stockholders' Equity

9 Months Ended

Sep. 30, 2023

Stockholders' Equity

Stockholders' Equity

Note 7 – Stockholders’ Equity

Common Stock

Stock options exercised for common stock, shares of common stock issued under the Solid Power, Inc. 2021 Employee Stock Purchase Plan (“ESPP”), and shares of common stock issued upon vesting of restricted stock units (“RSUs”) for the three and nine months ended September 30, 2023 and 2022 are summarized in the table below:

	Three Months Ended September 30,		Nine Months Ended September 30,
	2023	2022	2023	2022
Stock options exercised	58,065	1,293,762	2,084,695	8,162,906
Shares of common stock issued under ESPP	—	—	129,928	—
Shares of common stock issued for vested RSUs	32,442	—	195,590	20,672

Cash received from stock options exercised under the Solid Power, Inc. 2014 Equity Incentive Plan (the “2014 Plan”) for the three months ended September 30, 2023 and 2022 was $11 and $417, respectively. Cash received from stock options exercised under the 2014 Plan for the nine months ended September 30, 2023 and 2022 was $194 and $771, respectively.

Cash received from shares of common stock issued under the ESPP for the three months ended September 30, 2023 and 2022 was $0. Cash received from shares of common stock issued under the ESPP for the nine months ended September 30, 2023 and 2022 was $214 and $0, respectively.