0001104659-22-060497.txt : 20220513 0001104659-22-060497.hdr.sgml : 20220513 20220513172245 ACCESSION NUMBER: 0001104659-22-060497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220512 FILED AS OF DATE: 20220513 DATE AS OF CHANGE: 20220513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liebscher James CENTRAL INDEX KEY: 0001891897 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40284 FILM NUMBER: 22924106 MAIL ADDRESS: STREET 1: C/O SOLID POWER, INC. STREET 2: 486 S PIERCE AVE., SUITE E CITY: LOUISVILLE STATE: CO ZIP: 80027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Solid Power, Inc. CENTRAL INDEX KEY: 0001844862 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 861888095 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 486 S. PIERCE AVE., SUITE E CITY: LOUISVILLE STATE: CO ZIP: 80027 BUSINESS PHONE: (303) 219-0720 MAIL ADDRESS: STREET 1: 486 S. PIERCE AVE., SUITE E CITY: LOUISVILLE STATE: CO ZIP: 80027 FORMER COMPANY: FORMER CONFORMED NAME: Decarbonization Plus Acquisition Corp III DATE OF NAME CHANGE: 20210208 4 1 tm2215575-6_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-05-12 0 0001844862 Solid Power, Inc. SLDP 0001891897 Liebscher James C/O SOLID POWER, INC. 486 S PIERCE AVE., SUITE E LOUISVILLE CO 80027 0 1 0 0 Chief Legal Officer & Sec Common Stock 2022-05-12 4 A 0 116435 0 A 116435 D Common Stock 2022-05-12 4 A 0 53613 0 A 170048 D Stock Option (Right to Buy) 7.26 2022-05-12 4 A 0 273009 0.00 A 2032-05-12 Common Stock 273009 273009 D Stock Option (Right to Buy) 7.26 2022-05-12 4 A 0 125708 0.00 A 2032-05-12 Common Stock 125708 125708 D Represents restriced stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest in four equal annual installments commencing on June 11, 2022, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date. Represents restriced stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest in four equal annual installments commencing on May 12, 2023, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date. 25% of the shares issuable upon exercise of the option will vest in four equal annual installments commencing on June 11, 2022, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date. 25% of the shares issuable upon exercise of the option will vest in four equal annual installments commencing on May 12, 2023, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date. /s/ James Liebscher 2022-05-13