0001104659-21-147787.txt : 20211208
0001104659-21-147787.hdr.sgml : 20211208
20211208200419
ACCESSION NUMBER: 0001104659-21-147787
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211208
FILED AS OF DATE: 20211208
DATE AS OF CHANGE: 20211208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goldberg Steven H
CENTRAL INDEX KEY: 0001879989
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40284
FILM NUMBER: 211479985
MAIL ADDRESS:
STREET 1: C/O SOLID POWER, INC.
STREET 2: 486 S PIERCE AVE., SUITE E
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Decarbonization Plus Acquisition Corp III
CENTRAL INDEX KEY: 0001844862
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 861888095
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 486 S. PIERCE AVE., SUITE E
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
BUSINESS PHONE: (303) 219-0720
MAIL ADDRESS:
STREET 1: 486 S. PIERCE AVE., SUITE E
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
4
1
tm2134826-18_4seq.xml
OWNERSHIP DOCUMENT
X0306
4
2021-12-08
0
0001844862
Decarbonization Plus Acquisition Corp III
SLDP
0001879989
Goldberg Steven H
C/O SOLID POWER, INC.
486 S. PIERCE AVE., SUITE E
LOUISVILLE
CO
80027
1
0
0
0
Stock Option (Right to Buy)
0.17
2021-12-08
4
A
0
968620
A
2029-09-20
Common Stock
968620
968620
D
25% of the total number of shares issuable upon exercise of the option vested on September 6, 2020, and 1/36 of the remaining shares issuable upon exercise of the option vested or will vest, as applicable, monthly thereafter.
On December 8, 2021, the Issuer completed the merger (the "Merger") pursuant to the as amended Business Combination Agreement and Plan of Reorganization, by and among the Issuer, a wholly owned subsidiary of the Issuer, and Solid Power, Inc. ("Solid Power"). At the effective time of the Merger (the "Effective Time"), each Solid Power option was converted into an option to purchase a number of shares of Common Stock of the Issuer, equal to the product (rounded down to the nearest whole number) of (x) the number of shares of Solid Power Common Stock subject to such Solid Power Option immediately prior to the Effective Time and (y) an exchange ratio calculated at closing (the "Exchange Ratio"), at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Solid Power Option immediately prior to the Effective Time divided by (B) the Exchange Ratio.
/s/ James Liebscher, attorney-in-fact on behalf of Steven H. Goldberg
2021-12-08