0001654954-23-008797.txt : 20230705 0001654954-23-008797.hdr.sgml : 20230705 20230705181737 ACCESSION NUMBER: 0001654954-23-008797 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230623 FILED AS OF DATE: 20230705 DATE AS OF CHANGE: 20230705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foreman Albert John CENTRAL INDEX KEY: 0001844616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56348 FILM NUMBER: 231071260 MAIL ADDRESS: STREET 1: TUATARA CAPITAL, L.P. STREET 2: 655 THIRD AVENUE, 8TH FL CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TPCO Holding Corp. CENTRAL INDEX KEY: 0001876945 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 981566338 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 LEIGH AVENUE CITY: SAN JOSE STATE: CA ZIP: 95125 BUSINESS PHONE: 647-823-9692 MAIL ADDRESS: STREET 1: 1550 LEIGH AVENUE CITY: SAN JOSE STATE: CA ZIP: 95125 4 1 section16.xml FORM 4 X0407 4 2023-06-23 0001876945 TPCO Holding Corp. GRAMF 0001844616 Foreman Albert John 1550 LEIGH AVENUE SAN JOSE CA 95125 true false Common Shares 2023-06-23 4 J false 13653 0 D 505 D Common Shares 2023-06-30 4 M false 33000 A 33505 D Common Shares 2023-07-01 4 M false 506 A 34011 D Common Shares 4086974 I See Footnote Restricted Stock Units 2023-06-30 4 M false 33000 0 D Common Shares 33000 73068 D Restricted Stock Units 2023-07-01 4 M false 506 0 D Common Shares 506 72562 D Represents transfer of Common Shares to affiliates of Tuatara Capital LP. Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Represents Common Shares held by affiliates of Tuatara Capital LP. Mr. Foreman is a Managing Partner and the Chief Investment Officer of Tuatara Capital LP and shares voting and dispositive power of these Common Shares with two other persons. Mr. Foreman disclaims beneficial ownership over these shares, except to the extent of his pecuniary interest. On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments. On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. /s/ Emily Jennings, Attorney-in-fact 2023-07-05