0001654954-23-008797.txt : 20230705
0001654954-23-008797.hdr.sgml : 20230705
20230705181737
ACCESSION NUMBER: 0001654954-23-008797
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230623
FILED AS OF DATE: 20230705
DATE AS OF CHANGE: 20230705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foreman Albert John
CENTRAL INDEX KEY: 0001844616
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56348
FILM NUMBER: 231071260
MAIL ADDRESS:
STREET 1: TUATARA CAPITAL, L.P.
STREET 2: 655 THIRD AVENUE, 8TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TPCO Holding Corp.
CENTRAL INDEX KEY: 0001876945
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 981566338
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1550 LEIGH AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95125
BUSINESS PHONE: 647-823-9692
MAIL ADDRESS:
STREET 1: 1550 LEIGH AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95125
4
1
section16.xml
FORM 4
X0407
4
2023-06-23
0001876945
TPCO Holding Corp.
GRAMF
0001844616
Foreman Albert John
1550 LEIGH AVENUE
SAN JOSE
CA
95125
true
false
Common Shares
2023-06-23
4
J
false
13653
0
D
505
D
Common Shares
2023-06-30
4
M
false
33000
A
33505
D
Common Shares
2023-07-01
4
M
false
506
A
34011
D
Common Shares
4086974
I
See Footnote
Restricted Stock Units
2023-06-30
4
M
false
33000
0
D
Common Shares
33000
73068
D
Restricted Stock Units
2023-07-01
4
M
false
506
0
D
Common Shares
506
72562
D
Represents transfer of Common Shares to affiliates of Tuatara Capital LP.
Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
Represents Common Shares held by affiliates of Tuatara Capital LP. Mr. Foreman is a Managing Partner and the Chief Investment Officer of Tuatara Capital LP and shares voting and dispositive power of these Common Shares with two other persons. Mr. Foreman disclaims beneficial ownership over these shares, except to the extent of his pecuniary interest.
On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments.
On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.
/s/ Emily Jennings, Attorney-in-fact
2023-07-05