0000899243-22-004230.txt : 20220202 0000899243-22-004230.hdr.sgml : 20220202 20220202191335 ACCESSION NUMBER: 0000899243-22-004230 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220201 FILED AS OF DATE: 20220202 DATE AS OF CHANGE: 20220202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foreman Albert John CENTRAL INDEX KEY: 0001844616 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56348 FILM NUMBER: 22585747 MAIL ADDRESS: STREET 1: TUATARA CAPITAL, L.P. STREET 2: 655 THIRD AVENUE, 8TH FL CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TPCO Holding Corp. CENTRAL INDEX KEY: 0001876945 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 981566338 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 LEIGH AVENUE CITY: SAN JOSE STATE: CA ZIP: 95125 BUSINESS PHONE: 647-823-9692 MAIL ADDRESS: STREET 1: 1550 LEIGH AVENUE CITY: SAN JOSE STATE: CA ZIP: 95125 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-02-01 0 0001876945 TPCO Holding Corp. GRAMF 0001844616 Foreman Albert John 1550 LEIGH AVENUE SAN JOSE CA 95125 1 0 0 0 Common Shares 2022-02-01 4 M 0 506 A 6068 D Common Shares 4073321 I See Footnote Restricted Stock Units 2022-02-01 4 M 0 506 0.00 D Common Shares 506 14158 D Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Represents Common Shares held by affiliates of Tuatara Capital. Mr. Foreman is a Managing Partner and the Chief Investment Officer of Tuatara Capital and shares voting and dispositive power of these Common Shares with two other persons. Mr. Foreman disclaims beneficial ownership over these shares, except to the extent of his pecuniary interest. On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. By: /s/ Emily Jennings, Attorney-in-fact 2022-02-02