Managing Partner

0000870156-21-000038.txt : 20210727 0000870156-21-000038.hdr.sgml : 20210727 20210727084734 ACCESSION NUMBER: 0000870156-21-000038 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210727 DATE AS OF CHANGE: 20210727 EFFECTIVENESS DATE: 20210727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: West Financial Advisors, LLC CENTRAL INDEX KEY: 0001843684 IRS NUMBER: 030587713 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20531 FILM NUMBER: 211116001 BUSINESS ADDRESS: STREET 1: 111 EAST GRAND AVE STREET 2: SUITE 412 CITY: DES MOINES STATE: IA ZIP: 50309 BUSINESS PHONE: 515-284-1011 MAIL ADDRESS: STREET 1: 111 EAST GRAND AVE STREET 2: SUITE 412 CITY: DES MOINES STATE: IA ZIP: 50309 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001843684 XXXXXXXX 06-30-2021 06-30-2021 West Financial Advisors, LLC

111 EAST GRAND AVE SUITE 412 DES MOINES IA 50309

13F HOLDINGS REPORT 028-20531 N Laura West Managing Partner 515-284-1011 Laura West Des Moines IA 07-26-2021 0 146 327185 false INFORMATION TABLE 2 aci_13f.xml AFLAC INC COM 001055102 412 7669 SH SOLE 0 0 0 AT&T INC COM 00206R102 0 5 SH SOLE 0 0 0 AIR PRODS & CHEMS INC COM 009158106 101 350 SH SOLE 0 0 0 ALLIANT ENERGY CORP COM 018802108 600 10768 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 251 100 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A 02079K305 244 100 SH SOLE 0 0 0 ALTERYX INC COM CL A 02156B103 15 170 SH SOLE 0 0 0 ALTRIA GROUP INC COM 02209S103 11 233 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 55 16 SH SOLE 0 0 0 AMERICAN ELEC PWR CO INC COM 025537101 10 120 SH SOLE 0 0 0 AMES NATL CORP COM 031001100 20 804 SH SOLE 0 0 0 APPLE INC COM 037833100 2103 15351 SH SOLE 0 0 0 BP PLC SPONSORED ADR 055622104 4 148 SH SOLE 0 0 0 BAXTER INTL INC COM 071813109 92 1145 SH SOLE 0 0 0 BECTON DICKINSON & CO COM 075887109 134 550 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 419 1 SH SOLE 0 0 0 BEST BUY INC COM 086516101 33 289 SH SOLE 0 0 0 BLACKROCK INC COM 09247X101 175 200 SH SOLE 0 0 0 CVS HEALTH CORP COM 126650100 46 550 SH SOLE 0 0 0 CANOPY GROWTH CORP COM 138035100 5 200 SH SOLE 0 0 0 CASEYS GEN STORES INC COM 147528103 20 100 SH SOLE 0 0 0 CHEMOURS CO COM 163851108 4 117 SH SOLE 0 0 0 CHURCH & DWIGHT INC COM 171340102 184 2163 SH SOLE 0 0 0 COCA COLA CO COM 191216100 41 750 SH SOLE 0 0 0 COMCAST CORP NEW CL A 20030N101 74 1300 SH SOLE 0 0 0 CONSOLIDATED EDISON INC COM 209115104 29 402 SH SOLE 0 0 0 CORTEVA INC COM 22052L104 98 2202 SH SOLE 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 40 100 SH SOLE 0 0 0 DEERE & CO COM 244199105 15 43 SH SOLE 0 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 43 225 SH SOLE 0 0 0 DISNEY WALT CO COM 254687106 93 531 SH SOLE 0 0 0 DOLLAR GEN CORP NEW COM 256677105 108 500 SH SOLE 0 0 0 DOW INC COM 260557103 16 249 SH SOLE 0 0 0 DUPONT DE NEMOURS INC COM 26614N102 19 249 SH SOLE 0 0 0 ECOLAB INC COM 278865100 26 125 SH SOLE 0 0 0 EVERGY INC COM 30034W106 41 681 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 33 528 SH SOLE 0 0 0 FACEBOOK INC CL A 30303M102 497 1430 SH SOLE 0 0 0 GREAT WESTERN BANCORP INC COM 391416104 164 5000 SH SOLE 0 0 0 HONEYWELL INTL INC COM 438516106 190 864 SH SOLE 0 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 71 600 SH SOLE 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 4715 13304 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 2093 13054 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 183 3000 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II GLOBAL WATER 46138E651 50 1250 SH SOLE 0 0 0 ISHARES TR TIPS BD ETF 464287176 7710 60232 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 224 520 SH SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 120 2170 SH SOLE 0 0 0 ISHARES TR IBOXX INV CP ETF 464287242 166 1239 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 354 4485 SH SOLE 0 0 0 ISHARES TR RUS MID CAP ETF 464287499 82 1040 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 17996 66967 SH SOLE 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 28 178 SH SOLE 0 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 2 10 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 76 333 SH SOLE 0 0 0 ISHARES TR CORE S&P US VLU 464287663 3 40 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 126 1119 SH SOLE 0 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 10604 98349 SH SOLE 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 36815 314117 SH SOLE 0 0 0 ISHARES TR MSCI KLD400 SOC 464288570 463 5589 SH SOLE 0 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 168 2770 SH SOLE 0 0 0 ISHARES TR MSCI USA ESG SLC 464288802 543 5679 SH SOLE 0 0 0 ISHARES TR CORE MSCI EAFE 46432F842 1146 15312 SH SOLE 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 54 813 SH SOLE 0 0 0 ISHARES TR CORE DIV GRWTH 46434V621 3 50 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 117 750 SH SOLE 0 0 0 JABIL INC COM 466313103 12 200 SH SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 132 800 SH SOLE 0 0 0 KROGER CO COM 501044101 79 2072 SH SOLE 0 0 0 LOWES COS INC COM 548661107 119 615 SH SOLE 0 0 0 LUMOS PHARMA INC COM 55028X109 8 784 SH SOLE 0 0 0 MASTERCARD INCORPORATED CL A 57636Q104 183 500 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 5 20 SH SOLE 0 0 0 MERCK & CO INC COM 58933Y105 96 1236 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 665 2455 SH SOLE 0 0 0 NIKE INC CL B 654106103 93 600 SH SOLE 0 0 0 ORACLE CORP COM 68389X105 190 2435 SH SOLE 0 0 0 ORGANON & CO COMMON STOCK 68622V106 5 158 SH SOLE 0 0 0 OTTER TAIL CORP COM 689648103 16 334 SH SOLE 0 0 0 PEPSICO INC COM 713448108 93 625 SH SOLE 0 0 0 PFIZER INC COM 717081103 23 591 SH SOLE 0 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 26 414 SH SOLE 0 0 0 PROCTER AND GAMBLE CO COM 742718109 89 656 SH SOLE 0 0 0 PRUDENTIAL FINL INC COM 744320102 13 131 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 229 1600 SH SOLE 0 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 63 733 SH SOLE 0 0 0 S & T BANCORP INC COM 783859101 8 262 SH SOLE 0 0 0 S&P GLOBAL INC COM 78409V104 82 200 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 64826 151441 SH SOLE 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 4 25 SH SOLE 0 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 5 130 SH SOLE 0 0 0 SPDR SER TR PORTFOLIO AGRGTE 78464A649 2 73 SH SOLE 0 0 0 SPDR SER TR S&P DIVID ETF 78464A763 38 313 SH SOLE 0 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 12 222 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 597 5726 SH SOLE 0 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2 46 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 367 4857 SH SOLE 0 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 149 3781 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 366 6696 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 2 42 SH SOLE 0 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1 28 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 38 615 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 49 598 SH SOLE 0 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 1096 29870 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 335 3268 SH SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 296 2007 SH SOLE 0 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1097 13545 SH SOLE 0 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 694 15661 SH SOLE 0 0 0 STARBUCKS CORP COM 855244109 74 665 SH SOLE 0 0 0 TJX COS INC NEW COM 872540109 61 900 SH SOLE 0 0 0 TARGET CORP COM 87612E106 25 103 SH SOLE 0 0 0 TESLA INC COM 88160R101 86 126 SH SOLE 0 0 0 3-D SYS CORP DEL COM NEW 88554D205 1 25 SH SOLE 0 0 0 TIDAL ETF TR GOTHAM ENHNCD 886364835 2 100 SH SOLE 0 0 0 TYLER TECHNOLOGIES INC COM 902252105 451 996 SH SOLE 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 42 200 SH SOLE 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 180 450 SH SOLE 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 17621 113838 SH SOLE 0 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 2432 37031 SH SOLE 0 0 0 VANGUARD WORLD FD ESG US CORP BD 921910691 338 4532 SH SOLE 0 0 0 VANGUARD WORLD FD ESG INTL STK ETF 921910725 1080 16837 SH SOLE 0 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 832 10406 SH SOLE 0 0 0 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 3 30 SH SOLE 0 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 1076 7063 SH SOLE 0 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 36457 424467 SH SOLE 0 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 36756 713437 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 130 1244 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 150 1720 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 8 120 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 15473 284902 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 17298 209146 SH SOLE 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 31 218 SH SOLE 0 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 54 530 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 361 2081 SH SOLE 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 45 225 SH SOLE 0 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 12774 67732 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 889 3099 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 7948 57823 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 11027 48949 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 14 253 SH SOLE 0 0 0 VIATRIS INC COM 92556V106 1 73 SH SOLE 0 0 0 WHIRLPOOL CORP COM 963320106 2 10 SH SOLE 0 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 577 7570 SH SOLE 0 0 0 ZYMERGEN INC COM 98985X100 9 229 SH SOLE 0 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 171 580 SH SOLE 0 0 0 MEDTRONIC PLC SHS G5960L103 124 1000 SH SOLE 0 0 0