Managing Partner

0000870156-21-000017.txt : 20210222 0000870156-21-000017.hdr.sgml : 20210222 20210222114912 ACCESSION NUMBER: 0000870156-21-000017 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210222 DATE AS OF CHANGE: 20210222 EFFECTIVENESS DATE: 20210222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: West Financial Advisors, LLC CENTRAL INDEX KEY: 0001843684 IRS NUMBER: 030587713 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-20531 FILM NUMBER: 21658926 BUSINESS ADDRESS: STREET 1: 111 EAST GRAND AVE STREET 2: SUITE 412 CITY: DES MOINES STATE: IA ZIP: 50309 BUSINESS PHONE: 515-284-1011 MAIL ADDRESS: STREET 1: 111 EAST GRAND AVE STREET 2: SUITE 412 CITY: DES MOINES STATE: IA ZIP: 50309 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001843684 XXXXXXXX 12-31-2020 12-31-2020 true 1 RESTATEMENT West Financial Advisors, LLC

111 EAST GRAND AVE SUITE 412 DES MOINES IA 50309

13F HOLDINGS REPORT 028-20531 N Laura West Managing Partner 515-284-1011 Laura West Des Moines IA 02-22-2021 0 153 282215 false INFORMATION TABLE 2 aci_13f.xml AFLAC INC COM 001055102 345 7769 SH SOLE 0 0 0 0 AT&T INC COM 00206R102 0 5 SH SOLE 0 0 0 0 AIR PRODS & CHEMS INC COM 009158106 96 350 SH SOLE 0 0 0 0 ALLIANT ENERGY CORP COM 018802108 555 10768 SH SOLE 0 0 0 0 ALPHABET INC CAP STK CL C 02079K107 175 100 SH SOLE 0 0 0 0 ALPHABET INC CAP STK CL A 02079K305 175 100 SH SOLE 0 0 0 0 ALTERYX INC COM CL A 02156B103 21 170 SH SOLE 0 0 0 0 ALTRIA GROUP INC COM 02209S103 9 209 SH SOLE 0 0 0 0 AMAZON COM INC COM 023135106 55 17 SH SOLE 0 0 0 0 AMERICAN ELEC PWR CO INC COM 025537101 10 120 SH SOLE 0 0 0 0 AMES NATL CORP COM 031001100 19 804 SH SOLE 0 0 0 0 APPLE INC COM 037833100 2042 15390 SH SOLE 0 0 0 0 BP PLC SPONSORED ADR 055622104 3 148 SH SOLE 0 0 0 0 BARRICK GOLD CORP COM 067901108 1 40 SH SOLE 0 0 0 0 BAXTER INTL INC COM 071813109 74 925 SH SOLE 0 0 0 0 BECTON DICKINSON & CO COM 075887109 138 550 SH SOLE 0 0 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 348 1 SH SOLE 0 0 0 0 BEST BUY INC COM 086516101 27 271 SH SOLE 0 0 0 0 BLACKROCK INC COM 09247X101 144 200 SH SOLE 0 0 0 0 CVS HEALTH CORP COM 126650100 38 550 SH SOLE 0 0 0 0 CANOPY GROWTH CORP COM 138035100 5 200 SH SOLE 0 0 0 0 CASEYS GEN STORES INC COM 147528103 13 73 SH SOLE 0 0 0 0 CHEMOURS CO COM 163851108 3 117 SH SOLE 0 0 0 0 CHURCH & DWIGHT INC COM 171340102 189 2163 SH SOLE 0 0 0 0 COCA COLA CO COM 191216100 41 750 SH SOLE 0 0 0 0 COMCAST CORP NEW CL A 20030N101 105 2000 SH SOLE 0 0 0 0 CONSOLIDATED EDISON INC COM 209115104 29 402 SH SOLE 0 0 0 0 CORTEVA INC COM 22052L104 85 2202 SH SOLE 0 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 19 50 SH SOLE 0 0 0 0 DEERE & CO COM 244199105 20 75 SH SOLE 0 0 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 36 225 SH SOLE 0 0 0 0 DISNEY WALT CO COM 254687106 196 1081 SH SOLE 0 0 0 0 DOLLAR GEN CORP NEW COM 256677105 105 500 SH SOLE 0 0 0 0 DOW INC COM 260557103 14 249 SH SOLE 0 0 0 0 DUPONT DE NEMOURS INC COM 26614N102 18 249 SH SOLE 0 0 0 0 ECOLAB INC COM 278865100 27 125 SH SOLE 0 0 0 0 EVERGY INC COM 30034W106 38 681 SH SOLE 0 0 0 0 EXXON MOBIL CORP COM 30231G102 22 528 SH SOLE 0 0 0 0 FACEBOOK INC CL A 30303M102 418 1530 SH SOLE 0 0 0 0 FUBOTV INC COM 35953D104 1 40 SH SOLE 0 0 0 0 GLADSTONE LD CORP COM 376549101 1 100 SH SOLE 0 0 0 0 GREAT WESTN BANCORP INC COM 391416104 105 5000 SH SOLE 0 0 0 0 HEALTHPEAK PROPERTIES INC COM 42250P103 6 200 SH SOLE 0 0 0 0 HONEYWELL INTL INC COM 438516106 184 864 SH SOLE 0 0 0 0 INTEL CORP COM 458140100 50 1000 SH SOLE 0 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 13743 43804 SH SOLE 0 0 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 1795 13478 SH SOLE 0 0 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 169 3000 SH SOLE 0 0 0 0 INVESCO EXCH TRADED FD TR II GLOBAL WATER 46138E651 44 1250 SH SOLE 0 0 0 0 ISHARES TR TIPS BD ETF 464287176 5785 45323 SH SOLE 0 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 195 520 SH SOLE 0 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 7733 65425 SH SOLE 0 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 112 2170 SH SOLE 0 0 0 0 ISHARES TR IBOXX INV CP ETF 464287242 171 1239 SH SOLE 0 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 327 4485 SH SOLE 0 0 0 0 ISHARES TR RUS MID CAP ETF 464287499 71 1040 SH SOLE 0 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 13968 60776 SH SOLE 0 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 20 146 SH SOLE 0 0 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 9 71 SH SOLE 0 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 65 333 SH SOLE 0 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 103 1119 SH SOLE 0 0 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 4510 41720 SH SOLE 0 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 35900 306314 SH SOLE 0 0 0 0 ISHARES TR MSCI KLD400 SOC 464288570 326 4557 SH SOLE 0 0 0 0 ISHARES TR ISHS 5-10YR INVT 464288638 171 2770 SH SOLE 0 0 0 0 ISHARES TR MSCI USA ESG SLC 464288802 428 5200 SH SOLE 0 0 0 0 ISHARES TR CORE MSCI EAFE 46432F842 1062 15376 SH SOLE 0 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 225 3634 SH SOLE 0 0 0 0 JPMORGAN CHASE & CO COM 46625H100 95 750 SH SOLE 0 0 0 0 JABIL INC COM 466313103 9 200 SH SOLE 0 0 0 0 JOHNSON & JOHNSON COM 478160104 126 800 SH SOLE 0 0 0 0 KROGER CO COM 501044101 107 3377 SH SOLE 0 0 0 0 LOWES COS INC COM 548661107 99 615 SH SOLE 0 0 0 0 LUMOS PHARMA INC COM 55028X109 28 784 SH SOLE 0 0 0 0 MASTERCARD INCORPORATED CL A 57636Q104 178 500 SH SOLE 0 0 0 0 MCDONALDS CORP COM 580135101 4 20 SH SOLE 0 0 0 0 MERCK & CO. INC COM 58933Y105 130 1586 SH SOLE 0 0 0 0 MICROSOFT CORP COM 594918104 548 2465 SH SOLE 0 0 0 0 MODERNA INC COM 60770K107 1 10 SH SOLE 0 0 0 0 NIO INC SPON ADS 62914V106 2 32 SH SOLE 0 0 0 0 NIKE INC CL B 654106103 85 600 SH SOLE 0 0 0 0 NVIDIA CORPORATION COM 67066G104 3 5 SH SOLE 0 0 0 0 ORACLE CORP COM 68389X105 411 6354 SH SOLE 0 0 0 0 OTTER TAIL CORP COM 689648103 24 572 SH SOLE 0 0 0 0 PEPSICO INC COM 713448108 93 625 SH SOLE 0 0 0 0 PFIZER INC COM 717081103 23 631 SH SOLE 0 0 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 21 414 SH SOLE 0 0 0 0 PROCTER AND GAMBLE CO COM 742718109 91 656 SH SOLE 0 0 0 0 PRUDENTIAL FINL INC COM 744320102 10 131 SH SOLE 0 0 0 0 QUALCOMM INC COM 747525103 244 1600 SH SOLE 0 0 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 52 733 SH SOLE 0 0 0 0 ROKU INC COM CL A 77543R102 6 18 SH SOLE 0 0 0 0 S & T BANCORP INC COM 783859101 7 262 SH SOLE 0 0 0 0 S&P GLOBAL INC COM 78409V104 66 200 SH SOLE 0 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 49636 132759 SH SOLE 0 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 4 25 SH SOLE 0 0 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 4 130 SH SOLE 0 0 0 0 SPDR SER TR PORTFOLIO AGRGTE 78464A649 2 73 SH SOLE 0 0 0 0 SPDR SER TR S&P DIVID ETF 78464A763 33 313 SH SOLE 0 0 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 10 222 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 510 5604 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2 30 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2 26 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 3 107 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 343 5349 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 133 3690 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 348 6213 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 14 357 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1 28 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 42 682 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 531 7341 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 524 3257 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 496 5603 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 536 4122 SH SOLE 0 0 0 0 STARBUCKS CORP COM 855244109 71 663 SH SOLE 0 0 0 0 TJX COS INC NEW COM 872540109 82 1200 SH SOLE 0 0 0 0 TARGET CORP COM 87612E106 18 103 SH SOLE 0 0 0 0 TESLA INC COM 88160R101 36 51 SH SOLE 0 0 0 0 3-D SYS CORP DEL COM NEW 88554D205 0 25 SH SOLE 0 0 0 0 TYLER TECHNOLOGIES INC COM 902252105 443 1014 SH SOLE 0 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 34 200 SH SOLE 0 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 158 450 SH SOLE 0 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 16471 116677 SH SOLE 0 0 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 5873 97622 SH SOLE 0 0 0 0 VANGUARD WORLD FD ESG US CORP BD 921910691 168 2209 SH SOLE 0 0 0 0 VANGUARD WORLD FD ESG INTL STK ETF 921910725 855 14425 SH SOLE 0 0 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 576 8215 SH SOLE 0 0 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 943 7063 SH SOLE 0 0 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 33189 376338 SH SOLE 0 0 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 29705 629213 SH SOLE 0 0 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 161 1764 SH SOLE 0 0 0 0 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 140 1720 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 11 114 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 7 120 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 12604 251523 SH SOLE 0 0 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 11620 139583 SH SOLE 0 0 0 0 VEEVA SYS INC CL A COM 922475108 1 4 SH SOLE 0 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 26 218 SH SOLE 0 0 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 45 530 SH SOLE 0 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 304 2140 SH SOLE 0 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 40 225 SH SOLE 0 0 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 10070 61148 SH SOLE 0 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 779 3074 SH SOLE 0 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 93 781 SH SOLE 0 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 8271 42485 SH SOLE 0 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 50 846 SH SOLE 0 0 0 0 VIATRIS INC COM 92556V106 1 77 SH SOLE 0 0 0 0 WHIRLPOOL CORP COM 963320106 2 10 SH SOLE 0 0 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 502 7570 SH SOLE 0 0 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 22 64 SH SOLE 0 0 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 152 580 SH SOLE 0 0 0 0 MEDTRONIC PLC SHS G5960L103 117 1000 SH SOLE 0 0 0 0 STONECO LTD COM CL A G85158106 1 13 SH SOLE 0 0 0 0