Managing Partner

0000870156-21-000011.txt : 20210202 0000870156-21-000011.hdr.sgml : 20210202 20210202154151 ACCESSION NUMBER: 0000870156-21-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 EFFECTIVENESS DATE: 20210202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: West Financial Advisors, LLC CENTRAL INDEX KEY: 0001843684 IRS NUMBER: 030587713 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20531 FILM NUMBER: 21581166 BUSINESS ADDRESS: STREET 1: 111 EAST GRAND AVE STREET 2: SUITE 412 CITY: DES MOINES STATE: IA ZIP: 50309 BUSINESS PHONE: 515-284-1011 MAIL ADDRESS: STREET 1: 111 EAST GRAND AVE STREET 2: SUITE 412 CITY: DES MOINES STATE: IA ZIP: 50309 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001843684 XXXXXXXX 12-31-2020 12-31-2020 West Financial Advisors, LLC

111 EAST GRAND AVE SUITE 412 DES MOINES IA 50309

13F HOLDINGS REPORT 028-20531 N Laura West Managing Partner 515-284-1011 Laura West Des Moines IA 02-02-2021 0 143 230323000 false INFORMATION TABLE 2 aci_13f.xml APPLE INC COM 037833100 1405000 3851 SH SOLE 0 0 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 1000 31 SH SOLE 0 0 0 0 ARISTA NETWORKS INC COM 040413106 1000 4 SH SOLE 0 0 0 0 AURORA CANNABIS INC COM 05156X884 0 25 SH SOLE 0 0 0 0 BP PLC SPONSORED ADR 055622104 1000 22 SH SOLE 0 0 0 0 BAXTER INTL INC COM 071813109 47000 550 SH SOLE 0 0 0 0 BECTON DICKINSON & CO COM 075887109 132000 550 SH SOLE 0 0 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 267000 1 SH SOLE 0 0 0 0 BEST BUY INC COM 086516101 23000 265 SH SOLE 0 0 0 0 BLACKROCK INC COM 09247X101 109000 200 SH SOLE 0 0 0 0 CVS HEALTH CORP COM 126650100 36000 550 SH SOLE 0 0 0 0 CANOPY GROWTH CORP COM 138035100 3000 200 SH SOLE 0 0 0 0 CASEYS GEN STORES INC COM 147528103 5000 34 SH SOLE 0 0 0 0 CHEMOURS CO COM 163851108 2000 117 SH SOLE 0 0 0 0 CHEVRON CORP NEW COM 166764100 1000 11 SH SOLE 0 0 0 0 CHURCH & DWIGHT INC COM 171340102 167000 2163 SH SOLE 0 0 0 0 COCA COLA CO COM 191216100 34000 750 SH SOLE 0 0 0 0 COMCAST CORP NEW CL A 20030N101 78000 2000 SH SOLE 0 0 0 0 CONSOLIDATED EDISON INC COM 209115104 29000 402 SH SOLE 0 0 0 0 CORTEVA INC COM 22052L104 59000 2202 SH SOLE 0 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 15000 50 SH SOLE 0 0 0 0 CRONOS GROUP INC COM 22717L101 1000 100 SH SOLE 0 0 0 0 DEERE & CO COM 244199105 9000 56 SH SOLE 0 0 0 0 DISNEY WALT CO COM DISNEY 254687106 106000 948 SH SOLE 0 0 0 0 DOLLAR GEN CORP NEW COM 256677105 95000 500 SH SOLE 0 0 0 0 DOW INC COM 260557103 10000 249 SH SOLE 0 0 0 0 DUPONT DE NEMOURS INC COM 26614N102 13000 249 SH SOLE 0 0 0 0 ECOLAB INC COM 278865100 25000 125 SH SOLE 0 0 0 0 EVERGY INC COM 30034W106 40000 681 SH SOLE 0 0 0 0 EXXON MOBIL CORP COM 30231G102 24000 541 SH SOLE 0 0 0 0 FACEBOOK INC CL A 30303M102 368000 1620 SH SOLE 0 0 0 0 FORD MTR CO DEL COM 345370860 1000 118 SH SOLE 0 0 0 0 GENERAL MTRS CO COM 37045V100 1000 32 SH SOLE 0 0 0 0 HEALTHPEAK PROPERTIES INC COM 42250P103 6000 200 SH SOLE 0 0 0 0 HONEYWELL INTL INC COM 438516106 142000 983 SH SOLE 0 0 0 0 INTEL CORP COM 458140100 60000 1000 SH SOLE 0 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 12845000 51877 SH SOLE 0 0 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 1579000 14583 SH SOLE 0 0 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 149000 3000 SH SOLE 0 0 0 0 INVESCO EXCH TRADED FD TR II GLOBAL WATER 46138E651 36000 1250 SH SOLE 0 0 0 0 ISHARES TR TIPS BD ETF 464287176 5438000 44208 SH SOLE 0 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 161000 520 SH SOLE 0 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 5700000 48220 SH SOLE 0 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 102000 2554 SH SOLE 0 0 0 0 ISHARES TR IBOXX INV CP ETF 464287242 335000 2489 SH SOLE 0 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 327000 5370 SH SOLE 0 0 0 0 ISHARES TR RUS MID CAP ETF 464287499 41000 762 SH SOLE 0 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 11217000 63078 SH SOLE 0 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 16000 146 SH SOLE 0 0 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 7000 71 SH SOLE 0 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 32000 225 SH SOLE 0 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 81000 1179 SH SOLE 0 0 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 707000 6555 SH SOLE 0 0 0 0 ISHARES TR EAFE SML CP ETF 464288273 65000 1203 SH SOLE 0 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 32182000 278875 SH SOLE 0 0 0 0 ISHARES TR MSCI KLD400 SOC 464288570 272000 2306 SH SOLE 0 0 0 0 ISHARES TR INTRM TR CRP ETF 464288638 167000 2770 SH SOLE 0 0 0 0 ISHARES TR SH TR CRPORT ETF 464288646 76000 1388 SH SOLE 0 0 0 0 ISHARES TR MSCI USA ESG SLC 464288802 353000 2640 SH SOLE 0 0 0 0 ISHARES TR CORE MSCI EAFE 46432F842 948000 16590 SH SOLE 0 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 39000 813 SH SOLE 0 0 0 0 JPMORGAN CHASE & CO COM 46625H100 80000 852 SH SOLE 0 0 0 0 JABIL INC COM 466313103 6000 200 SH SOLE 0 0 0 0 JOHNSON & JOHNSON COM 478160104 113000 800 SH SOLE 0 0 0 0 KROGER CO COM 501044101 113000 3326 SH SOLE 0 0 0 0 LOWES COS INC COM 548661107 83000 615 SH SOLE 0 0 0 0 LUMENTUM HLDGS INC COM 55024U109 0 2 SH SOLE 0 0 0 0 LUMOS PHARMA INC COM 55028X109 13000 784 SH SOLE 0 0 0 0 MASTERCARD INCORPORATED CL A 57636Q104 148000 500 SH SOLE 0 0 0 0 MCDONALDS CORP COM 580135101 4000 20 SH SOLE 0 0 0 0 MERCK & CO. INC COM 58933Y105 96000 1236 SH SOLE 0 0 0 0 MICROSOFT CORP COM 594918104 601000 2954 SH SOLE 0 0 0 0 NIKE INC CL B 654106103 59000 600 SH SOLE 0 0 0 0 NVIDIA CORPORATION COM 67066G104 2000 5 SH SOLE 0 0 0 0 ORACLE CORP COM 68389X105 358000 6475 SH SOLE 0 0 0 0 OTTER TAIL CORP COM 689648103 22000 572 SH SOLE 0 0 0 0 PEPSICO INC COM 713448108 84000 634 SH SOLE 0 0 0 0 PFIZER INC COM 717081103 19000 591 SH SOLE 0 0 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 22000 523 SH SOLE 0 0 0 0 PROCTER AND GAMBLE CO COM 742718109 146000 1221 SH SOLE 0 0 0 0 PRUDENTIAL FINL INC COM 744320102 10000 160 SH SOLE 0 0 0 0 QUALCOMM INC COM 747525103 146000 1600 SH SOLE 0 0 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 45000 733 SH SOLE 0 0 0 0 ROKU INC COM CL A 77543R102 2000 18 SH SOLE 0 0 0 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 0 154 SH SOLE 0 0 0 0 S&P GLOBAL INC COM 78409V104 66000 200 SH SOLE 0 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 42791000 138770 SH SOLE 0 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 13000 75 SH SOLE 0 0 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 3000 111 SH SOLE 0 0 0 0 SPDR SER TR PORTFOLIO AGRGTE 78464A649 2000 64 SH SOLE 0 0 0 0 SPDR SER TR S&P DIVID ETF 78464A763 51000 563 SH SOLE 0 0 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 7000 195 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 292000 3979 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 4000 70 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 4000 57 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 7000 285 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 489000 9457 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 98000 3295 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 324000 5765 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 20000 571 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 22000 417 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 44000 741 SH SOLE 0 0 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 3000 100 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 367000 3672 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 369000 2887 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 403000 3855 SH SOLE 0 0 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 354000 6549 SH SOLE 0 0 0 0 STARBUCKS CORP COM 855244109 49000 662 SH SOLE 0 0 0 0 TJX COS INC NEW COM 872540109 61000 1200 SH SOLE 0 0 0 0 TARGET CORP COM 87612E106 30000 253 SH SOLE 0 0 0 0 3-D SYS CORP DEL COM NEW 88554D205 0 25 SH SOLE 0 0 0 0 TILRAY INC COM CL 2 88688T100 1000 100 SH SOLE 0 0 0 0 TYLER TECHNOLOGIES INC COM 902252105 363000 1047 SH SOLE 0 0 0 0 US BANCORP DEL COM NEW 902973304 1000 19 SH SOLE 0 0 0 0 UBER TECHNOLOGIES INC COM 90353T100 1000 20 SH SOLE 0 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 133000 450 SH SOLE 0 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 16697000 142489 SH SOLE 0 0 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 4136000 84111 SH SOLE 0 0 0 0 VANGUARD WORLD FD ESG INTL STK ETF 921910725 691000 14359 SH SOLE 0 0 0 0 VANGUARD WORLD FD ESG US STK ETF 921910733 526000 9324 SH SOLE 0 0 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 780000 7125 SH SOLE 0 0 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 28300000 320356 SH SOLE 0 0 0 0 VANGUARD TAX-MANAGED FDS FTSE DEV MKT ETF 921943858 23407000 603427 SH SOLE 0 0 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 159000 2014 SH SOLE 0 0 0 0 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 115000 1720 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 6000 120 SH SOLE 0 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 9420000 237808 SH SOLE 0 0 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 6190000 74887 SH SOLE 0 0 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 21000 218 SH SOLE 0 0 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 42000 531 SH SOLE 0 0 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 240000 2240 SH SOLE 0 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 32000 225 SH SOLE 0 0 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 7034000 59442 SH SOLE 0 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 692000 3424 SH SOLE 0 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 78000 781 SH SOLE 0 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 6206000 42587 SH SOLE 0 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 21000 373 SH SOLE 0 0 0 0 VIAVI SOLUTIONS INC COM 925550105 0 12 SH SOLE 0 0 0 0 WHIRLPOOL CORP COM 963320106 1000 10 SH SOLE 0 0 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 529000 8713 SH SOLE 0 0 0 0 XILINX INC COM 983919101 1000 7 SH SOLE 0 0 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 172000 800 SH SOLE 0 0 0 0 MEDTRONIC PLC SHS G5960L103 92000 1000 SH SOLE 0 0 0 0