The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
360 DIGITECH INC AMERICAN DEP 88557W101 5,237 125,159 SH   SOLE   125,159 0 0
AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 1,106 950,000 PRN   SOLE   950,000 0 0
ALBEMARLE CORP COM 012653101 6,250 37,099 SH   SOLE   37,099 0 0
ALGONQUIN PWR UTILS CORP COM 015857105 2,994 200,993 SH   SOLE   200,993 0 0
AMERESCO INC CL A 02361E108 4,772 76,084 SH   SOLE   76,084 0 0
AMERICAN WTR WKS CO INC NEW COM 030420103 1,945 12,622 SH   SOLE   12,622 0 0
BALLARD PWR SYS INC NEW COM 058586108 2,335 128,855 SH   SOLE   128,855 0 0
BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 509 12,134 SH   SOLE   12,134 0 0
BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 1,315 34,027 SH   SOLE   34,027 0 0
CANADIAN SOLAR INC COM 136635109 2,947 65,724 SH   SOLE   65,724 0 0
CREE INC COM 225447101 2,005 20,474 SH   SOLE   20,474 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 2,292 11,750 SH   SOLE   11,750 0 0
CSX CORP COM 126408103 1,963 61,200 SH   SOLE   61,200 0 0
ENPHASE ENERGY INC COM 29355A107 9,277 50,522 SH   SOLE   50,522 0 0
EQUINIX INC COM 29444U700 2,183 2,720 SH   SOLE   2,720 0 0
FARFETCH LTD ORD SH CL A 30744W107 3,248 64,499 SH   SOLE   64,499 0 0
FIRST SOLAR INC COM 336433107 2,018 22,299 SH   SOLE   22,299 0 0
FORTIVE CORP NOTE 0.875% 2/1 34959JAK4 1,105 1,100,000 PRN   SOLE   1,100,000 0 0
FUTU HLDGS LTD SPON ADS CL A 36118L106 13,869 77,439 SH   SOLE   77,439 0 0
GRUPO AEROPORTUARIO DEL CENT SPON ADR 400501102 835 16,000 SH   SOLE   16,000 0 0
HANNON ARMSTRONG SUST INFR C COM 41068X100 6,777 120,690 SH   SOLE   120,690 0 0
I MAB SPONSORED ADS 44975P103 6,394 76,159 SH   SOLE   76,159 0 0
II-VI INC NOTE 0.250% 9/0 902104AB4 475 300,000 PRN   SOLE   300,000 0 0
ITRON INC COM 465741106 3,539 35,401 SH   SOLE   35,401 0 0
JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 662 600,000 PRN   SOLE   600,000 0 0
LIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 531229AF9 946 700,000 PRN   SOLE   700,000 0 0
LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 867 800,000 PRN   SOLE   800,000 0 0
NEXTERA ENERGY INC COM 65339F101 5,298 72,292 SH   SOLE   72,292 0 0
NIO INC SPON ADS 62914V106 3,139 59,006 SH   SOLE   59,006 0 0
NORFOLK SOUTHN CORP COM 655844108 1,805 6,800 SH   SOLE   6,800 0 0
ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 566 300,000 PRN   SOLE   300,000 0 0
PLUG POWER INC COM NEW 72919P202 7,740 226,392 SH   SOLE   226,392 0 0
QTS RLTY TR INC COM CL A 74736A103 1,275 16,500 SH   SOLE   16,500 0 0
REPUBLIC SVCS INC COM 760759100 2,294 20,850 SH   SOLE   20,850 0 0
RINGCENTRAL INC NOTE3/0 76680RAF4 889 800,000 PRN   SOLE   800,000 0 0
SEA LTD SPONSORD ADS 81141R100 2,384 8,681 SH   SOLE   8,681 0 0
SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 2,002 42,300 SH   SOLE   42,300 0 0
SOLAREDGE TECHNOLOGIES INC COM 83417M104 6,515 23,573 SH   SOLE   23,573 0 0
SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 684 450,000 PRN   SOLE   450,000 0 0
SUNNOVA ENERGY INTL INC. COM 86745K104 2,139 56,805 SH   SOLE   56,805 0 0
SUNRUN INC COM 86771W105 6,882 123,381 SH   SOLE   123,381 0 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2,024 16,848 SH   SOLE   16,848 0 0
TERADYNE INC NOTE 1.250%12/1 880770AG7 636 150,000 PRN   SOLE   150,000 0 0
T-MOBILE US INC COM 872590104 2,218 15,312 SH   SOLE   15,312 0 0
TORM PLC SHS CL A G89479102 127 14,329 SH   SOLE   14,329 0 0
TPI COMPOSITES INC COM 87266J104 6,170 127,437 SH   SOLE   127,437 0 0
UNION PAC CORP COM 907818108 1,715 7,800 SH   SOLE   7,800 0 0
WASTE MGMT INC DEL COM 94106L109 2,069 14,765 SH   SOLE   14,765 0 0
WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 1,068 1,000,000 PRN   SOLE   1,000,000 0 0
ZAI LAB LTD ADR 98887Q104 3,623 20,468 SH   SOLE   20,468 0 0