| | | | | 1 | | | |
| | | | | 2 | | | |
| | | | | 14 | | | |
| | | | | 16 | | | |
| | | | | 17 | | | |
| | | | | 22 | | | |
| | | | | 24 | | | |
| | | | | 25 | | | |
| | | | | 26 | | | |
| | | | | 27 | | | |
| | | | | 34 | | | |
| | | | | 46 | | | |
| | | | | 49 | | | |
| | | | | 50 | | | |
| | | | | 50 | | | |
| | | | | 50 | | | |
| | | | | A-1 | | | |
| | | | | B-1 | | |
Name
|
| |
Age
|
| |
Position
|
|
Christopher Sorrells | | |
55
|
| | Chief Executive Officer and Chairman | |
Robert Kaplan | | |
50
|
| | Chief Financial Officer and Vice President of Business Development | |
David Buzby | | |
63
|
| | Director | |
Richard Thompson | | |
74
|
| | Director | |
David Levinson | | |
52
|
| | Director | |
Kevin Pohler | | |
33
|
| | Director | |
Sharon Youngblood | | |
71
|
| | Director | |
|
Individual
|
| |
Entity
|
| |
Entity’s Business
|
| |
Affiliation
|
|
| Christopher Sorrells | | | NuScale Power Corporation | | | Energy | | | Director | |
| | | | ENGlobal Corporation | | | Engineering Services | | | Director, Committee Member | |
| Robert Kaplan | | | Two Nil, LLC | | | Marketing | | | Director | |
| | | | Arkay Management, Inc. | | | Management / Consulting | | | Founder | |
| David Buzby | | | Leading Edge Equipment Technologies | | | Manufacturing | | | Director | |
| | | | Stem, Inc. | | | Energy | | | Director | |
| | | | PRIME Coalition, Inc. | | | Energy | | | Committee Member | |
| | | | Climate Transition Capital Acquisition I B.V. | | | Energy | | | Director | |
| Richard Thompson | | | Sumeru Equity Partners | | | Private Equity | | | Strategic Advisor | |
|
David Levinson
|
| | Pearl Energy Investment Management, LLC(1) | | | Private Equity | | | Managing Director and Chief Operating Officer | |
|
Individual
|
| |
Entity
|
| |
Entity’s Business
|
| |
Affiliation
|
|
| Kevin Pohler | | | Pearl Energy Investment Management, LLC(1) | | | Private Equity | | | Vice President | |
| Sharon Youngblood | | | The World Wildlife Fund | | | Conservation | | | Director | |
Name and Address of Beneficial Owner(1)
|
| |
Number of Shares
Beneficially Owned(2) |
| |
Approximate Percentage of Issued
and Outstanding Ordinary Shares |
| ||||||
Spring Valley Acquisition Sponsor II, LLC (our
Sponsor) |
| | | | 7,546,667(3) | | | | | | 24.6% | | |
Christopher Sorrells
|
| | | | — | | | | | | — | | |
Robert Kaplan
|
| | | | — | | | | | | — | | |
David Buzby
|
| | | | 40,000 | | | | | | * | | |
Richard Thompson
|
| | | | 40,000 | | | | | | * | | |
Sharon Youngblood
|
| | | | 40,000 | | | | | | * | | |
David Levinson
|
| | | | — | | | | | | — | | |
Kevin Pohler
|
| | | | — | | | | | | — | | |
All officers and directors as a group (seven individuals)
|
| | | | 7,666,667 | | | | | | 25.0% | | |
| | | | | | | SPRING VALLEY ACQUISITION SPONSOR II, LLC, a Delaware limited liability company | | |||
| | | | | | | By: | | |
Name: David Levinson
Title: Corporate Secretary |
|
| | | | | | | By: | | |
Name: Christopher Sorrells
|
|
| | | | | | | By: | | |
Name: Robert Kaplan
|
|
| | | | | | | By: | | |
Name: David Levinson
|
|
| | | | | | | By: | | |
Name: Kevin Pohler
|
|
| | | | | | | By: | | |
Name: David Buzby
|
|
| | | | | | | By: | | |
Name: Richard Thompson
|
|
| | | | | | | By: | | |
Name: Sharon Youngblood
|
|
| Acknowledged and Agreed: | | | | | |||
|
SPRING VALLEY ACQUISITION CORP. II,
a Cayman Islands exempted company |
| | | | | ||
|
By:
|
| | | | | ||
|
Name: Christopher Sorrells
Title: Chief Executive Officer |
| | |