N-8A 1 n-8a.htm


SECURITIES AND EXCHANGE COMMISSION


Washington D.C. 20549


FORM N-8A


NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a)
OF THE INVESTMENT COMPANY ACT OF 1940



The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notification of registration submits the following information:





Name:
Neuberger Berman 5G Connectivity Fund Inc.
   
Address of Principal
 
Business Office:
1290 Avenue of the Americas

New York, NY  10104-0002
   
Telephone Number:
(877) 461-1899
   
   
Name and Address of Agent
 
for Service of Process:
CSC-Lawyers Incorporating Service Company
 
7 St. Paul Street, Suite 1660
 
Baltimore, MD 21202




Registrant is filing a Registration Statement pursuant to Section 8(b) of the Investment Company Act of 1940 concurrently with the filing of Form N-8A: ___ Yes         ____ X   No


Item 1.
Exact Name of registrant.
   
Neuberger Berman 5G Connectivity Fund Inc.
   
Item 2.
Name of State under the laws of which registrant was organized or created and the date of such organization or creation.
   
Registrant was organized under the laws of the State of Maryland on February 3, 2021.
   
Item 3.
Form of organization of registrant (for example, corporation, partnership, trust, joint stock company, association, fund).
   
Corporation
   
Item 4.
Classification of registrant (face amount certificate company, unit investment trust, or management company).
   
Registrant is a management company.
   
Item 5.
If registrant is a management company:
   

(a)
state whether registrant is registering as a “closed-end” company or an “open-end” company;
   
Registrant is registering as a closed-end company.
   

(b)
state whether registrant is registering as a “diversified” company or a “non-diversified” company (read Instruction 4(i) carefully before replying).
     
Registrant is registering as a non-diversified company.
   
Item 6.
Name and address of each investment adviser of registrant.
   
Neuberger Berman Investment Advisers LLC
1290 Avenue of the Americas
New York, NY  10104
   
Item 7.
If registrant is an investment company having a board of directors, state the name and address of each officer and director of the registrant.

Joseph Vincent Amato
1290 Avenue of the Americas
New York, NY  10104
Director; Chief Executive Officer; and
President
   
Claudia Ann Brandon
1290 Avenue of the Americas
Director; Secretary

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New York, NY  10104  
   
Brian Patrick Kerrane
1290 Avenue of the Americas
New York, NY  10104
Director and Treasurer

Item 8.
If registrant is an unincorporated investment company not having a board of directors:
     
 
(a)
state the name and address of each sponsor of registrant;
     
Not Applicable
     
 
(b)
state the name and address of each officer and director of each sponsor of registrant;
     
Not Applicable
     
 
(c)
state the name and address of each trustee and each custodian of registrant.
     
Not Applicable
     
Item 9.

 
     
 
(a)
State whether registrant is currently issuing and offering its securities directly to the public (yes or no).
     
No
     
 
(b)
If registrant is currently issuing and offering its securities to the public through an underwriter, state the name and address of such underwriter.
     
Not Applicable
     
 
(c)
If the answer to Item 9(a) is “no” and the answer to Item 9(b) is “not applicable,” state whether registrant presently proposes to make a public offering of its securities (yes or no).
     
Yes
     
 
(d)
State whether registrant has any securities currently issued and outstanding (yes or no).
   
No
     

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(e)
If the answer to Item 9(d) is “yes,” state as of a date not to exceed ten days prior to the filing of this notification of registration the number of beneficial owners of registrant’s outstanding securities (other than short-term paper) and the name of any company owning 10 percent or more of registrant’s outstanding voting securities.
     
Not Applicable
     
Item 10.
State the current value of registrant’s total assets.
     
Zero (0)
     
Item 11.
State whether registrant has applied or intends to apply for a license to operate as a small business investment company under the Small Business Investment Act of 1958 (yes or no).
     
No
     
Item 12.
Attach as an exhibit a copy of the registrant’s last regular periodic report to its securityholders, if any.
     
Not Applicable
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SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has caused this notification of registration to be duly signed on its behalf in the city of New York and the state of New York on the 3rd day of February, 2021.




 

NEUBERGER BERMAN 5G CONNECTIVITY FUND INC.
 
         
         
   
By:
    /s/ Joseph V. Amato
 
     
Joseph V. Amato
 
     
Chief Executive Officer and President
 
         
         
         
Attest:
   /s/ Claudia A. Brandon
       
 
Claudia A. Brandon
     
 
Director and Secretary