0001095449-22-000008.txt : 20220207 0001095449-22-000008.hdr.sgml : 20220207 20220204203225 ACCESSION NUMBER: 0001095449-22-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220207 DATE AS OF CHANGE: 20220204 EFFECTIVENESS DATE: 20220207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: McCarthy Asset Management, Inc. CENTRAL INDEX KEY: 0001843169 IRS NUMBER: 721589298 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20499 FILM NUMBER: 22595256 BUSINESS ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 155 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 BUSINESS PHONE: (650) 610-9540 MAIL ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 155 CITY: REDWOOD SHORES STATE: CA ZIP: 94065 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001843169 XXXXXXXX 12-31-2021 12-31-2021 McCarthy Asset Management, Inc.
3 LAGOON DRIVE SUITE 155 REDWOOD SHORES CA 94065
13F HOLDINGS REPORT 028-20499 N
Stephen P. McCarthy President (650) 610-9540 Stephen P. McCarthy Redwood Shores CA 01-19-2022 0 333 145427 false
INFORMATION TABLE 2 table.2021-12.xml INFORMATION TABLE FOR DECEMBER 31, 2021 3M COCOM88579Y10129166SHSOLE00166 ABBOTT LABSCOM00282410064454SHSOLE00454 ABBVIE INCCOM00287Y10987642SHSOLE00642 ACADIA PHARMACEUTICALS INCCOM004225108391666SHSOLE001666 ACCO BRANDS CORPCOM00081T1082200SHSOLE00200 ADIENT PLCORD SHSG0084W10111220SHSOLE00220 ADVANCED MICRO DEVICES INCCOM00790310743302SHSOLE00302 AEGON N VNY REGISTRY SHS0079241032500SHSOLE00500 AEHR TEST SYSCOM00760J108482000SHSOLE002000 ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102220SHSOLE0020 ALKERMES PLCSHSG01767105290SHSOLE0090 ALPHABET INCCAP STK CL A02079K3051286444SHSOLE00444 ALPHABET INCCAP STK CL C02079K1071308452SHSOLE00452 ALTICE USA INCCL A02156K1032100SHSOLE00100 ALTRIA GROUP INCCOM02209S10319400SHSOLE00400 AMAZON COM INCCOM023135106433130SHSOLE00130 AMC NETWORKS INCCL A00164V103380SHSOLE0080 AMERICAN SUPERCONDUCTOR CORPSHS NEW0301112074375SHSOLE00375 ANALOG DEVICES INCCOM0326541051477SHSOLE0077 ANAPLAN INCCOM03272L10801SHSOLE001 ANTERO MIDSTREAM CORPCOM03676B1022187SHSOLE00187 ANTHEM INCCOM03675210325SHSOLE005 APOLLO INVT CORPCOM NEW03761U50211836SHSOLE00836 APPLE INCCOM037833100677438150SHSOLE0038150 APPLIED MATLS INCCOM0382221051581002SHSOLE001002 ARES CAPITAL CORPCOM04010L103241117SHSOLE001117 ARISTA NETWORKS INCCOM0404131061072SHSOLE0072 ARK ETF TRGENOMIC REV ETF00214Q30214231SHSOLE00231 ARK ETF TRINNOVATION ETF00214Q10446490SHSOLE00490 AT&T INCCOM00206R10222906SHSOLE00906 AUTOMATIC DATA PROCESSING INCOM05301510331000SHSOLE001000 AVALONBAY CMNTYS INCCOM0534841011246SHSOLE0046 AZEK CO INCCL A05478C1059200SHSOLE00200 BAIDU INCSPON ADR REP A05675210849329SHSOLE00329 BALL CORPCOM0584981061131172SHSOLE001172 BARRICK GOLD CORPCOM067901108301600SHSOLE001600 BAUSCH HEALTH COS INCCOM0717341073100SHSOLE00100 BAXTER INTL INCCOM07181310924275SHSOLE00275 BED BATH & BEYOND INCCOM075896100150SHSOLE0050 BERKSHIRE HATHAWAY INC DELCL B NEW084670702215720SHSOLE00720 BIG 5 SPORTING GOODS CORPCOM08915P101177SHSOLE0077 BIG LOTS INCCOM089302103491SHSOLE0091 BIOMARIN PHARMACEUTICAL INCCOM09061G101225SHSOLE0025 BK OF AMERICA CORPCOM060505104631419SHSOLE001419 BLACKROCK INCCOM09247X1013235SHSOLE0035 BLACKSTONE INCCOM09260D1072261746SHSOLE001746 BOEING COCOM09702310546229SHSOLE00229 BOOKING HOLDINGS INCCOM09857L108674281SHSOLE00281 BORGWARNER INCCOM099724106253SHSOLE0053 BP PLCSPONSORED ADR0556221043100SHSOLE00100 BRIGHTHOUSE FINL INCCOM10922N103110SHSOLE0010 BRISTOL-MYERS SQUIBB COCOM11012210841654SHSOLE00654 BROADCOM INCCOM11135F101141212SHSOLE00212 CALLON PETE CO DELCOM13123X50811235SHSOLE00235 CARDINAL HEALTH INCCOM14149Y108235SHSOLE0035 CASSAVA SCIENCES INCCOM14817C107368SHSOLE0068 CATALENT INCCOM148806102645SHSOLE0045 CATERPILLAR INCCOM14912310101SHSOLE001 CELESTICA INCSUB VTG SHS15101Q1083300SHSOLE00300 CELSION CORPCOM PAR NEW15117N5030500SHSOLE00500 CENTENE CORP DELCOM15135B101335SHSOLE0035 CENTRAL SECS CORPCOM1551231024100SHSOLE00100 CHEMED CORP NEWCOM16359R103145274SHSOLE00274 CHEMOCENTRYX INCCOM16383L1064100SHSOLE00100 CHEVRON CORP NEWCOM1667641002171846SHSOLE001846 CISCO SYS INCCOM17275R10231494SHSOLE00494 CITIGROUP INCCOM NEW172967424345SHSOLE0045 CLOROX CO DELCOM18905410932186SHSOLE00186 COCA COLA COCOM19121610047790SHSOLE00790 COLGATE PALMOLIVE COCOM19416210334400SHSOLE00400 COMERICA INCCOM200340107334SHSOLE0034 COMPASS MINERALS INTL INCCOM20451N101125SHSOLE0025 CONAGRA BRANDS INCCOM20588710214400SHSOLE00400 CONDUENT INCCOM2067871031225SHSOLE00225 CONOCOPHILLIPSCOM20825C10412165SHSOLE00165 CORE LABORATORIES N VCOMN22717107280SHSOLE0080 CORSAIR GAMING INCCOM22041X10202SHSOLE002 COSTCO WHSL CORP NEWCOM22160K105195344SHSOLE00344 COTERRA ENERGY INCCOM1270971034200SHSOLE00200 CREDIT SUISSE GROUPSPONSORED ADR2254011082250SHSOLE00250 CRESCENT PT ENERGY CORPCOM22576C1013500SHSOLE00500 CVS HEALTH CORPCOM12665010099955SHSOLE00955 DANAHER CORPORATIONCOM2358511021957SHSOLE0057 DBX ETF TRXTRACK MSCI EAFE233051200253SHSOLE0053 DEERE & COCOM24419910544128SHSOLE00128 DELTA AIR 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A29530P102524SHSOLE0024 ETF MANAGERS TRETFMG ALTR HRVST26924G508199SHSOLE0099 ETSY INCCOM29786A1061150SHSOLE0050 EXXON MOBIL CORPCOM30231G1021372238SHSOLE002238 FIRSTHAND TECHNOLOGY VALUE FCOM33766Y1003850SHSOLE00850 FLEX LTDORDY2573F1022100SHSOLE00100 FOOT LOCKER INCCOM344849104250SHSOLE0050 FORD MTR CO DELCOM34537086003SHSOLE003 GALMED PHARMACEUTICALS LTDSHSM472381061700SHSOLE00700 GANNETT CO INCCOM36472T1093650SHSOLE00650 GENERAL ELECTRIC COCOM NEW36960430184891SHSOLE00891 GENERAL MTRS COCOM37045V100711211SHSOLE001211 GILEAD SCIENCES INCCOM37555810310924150447SHSOLE00150447 GLADSTONE INVT CORPCOM3765461074251SHSOLE00251 GLAXOSMITHKLINE PLCSPONSORED ADR37733W1054100SHSOLE00100 GLOBAL X FDSUS INFR DEV ETF37954Y673321095SHSOLE001095 GOLDMAN SACHS GROUP INCCOM38141G104254664SHSOLE00664 GUARDANT HEALTH INCCOM40131M10932315SHSOLE00315 HALLIBURTON COCOM40621610113586SHSOLE00586 HANESBRANDS INCCOM4103451026363SHSOLE00363 HOLLYFRONTIER CORPCOM436106108341044SHSOLE001044 HOME DEPOT 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TRRUS 1000 GRW ETF464287614428414035SHSOLE0014035 ISHARES TRMODERT ALLOC ETF46428987520433SHSOLE00433 ISHARES TRMSCI GBL SUS DEV46435G53227293SHSOLE00293 ISHARES TRRUS 1000 ETF46428762210433943SHSOLE003943 ISHARES TRMICRO-CAP ETF46428886916SHSOLE006 ISHARES TRRUSSELL 2000 ETF464287655314SHSOLE0014 ISHARES TRUS HLTHCARE ETF4642877621859SHSOLE0059 ISHARES TRRUS 1000 VAL ETF46428759845270SHSOLE00270 ISHARES TREXPND TEC SC ETF4642875493376SHSOLE0076 ISHARES TREXPANDED TECH4642875152359SHSOLE0059 ISHARES TRU.S. MED DVC ETF46428881028426SHSOLE00426 ISHARES TRCORE US AGGBD ET464287226437SHSOLE0037 ISHARES TRCORE S&P500 ETF4642872002553SHSOLE0053 J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC46641Q83719312382561SHSOLE00382561 J P MORGAN EXCHANGE-TRADED FDIV RTN INT EQ46641Q209120SHSOLE0020 JABIL INCCOM466313103570SHSOLE0070 JACOBS ENGR GROUP INCCOM46981410728198SHSOLE00198 JOHNSON & JOHNSONCOM4781601041971154SHSOLE001154 JPMORGAN CHASE & COCOM46625H100112708SHSOLE00708 JUNIPER NETWORKS INCCOM48203R104115SHSOLE0015 KB HOMECOM48666K10927600SHSOLE00600 KINDER MORGAN INC DELCOM49456B1015310SHSOLE00310 KOHLS CORPCOM500255104480SHSOLE0080 KRAFT HEINZ COCOM500754106392SHSOLE0092 KRISPY KREME INCCOM50101L106191003SHSOLE001003 KULICKE & SOFFA INDS INCCOM501242101575SHSOLE0075 LAMB WESTON HLDGS INCCOM5132721048133SHSOLE00133 LAREDO PETROLEUM INCCOM516806205237SHSOLE0037 LAS VEGAS SANDS CORPCOM5178341074100SHSOLE00100 LENNAR CORPCL A52605710470600SHSOLE00600 LILLY ELI & COCOM532457108219792SHSOLE00792 LINCOLN NATL CORP INDCOM534187109340SHSOLE0040 LOCKHEED MARTIN CORPCOM5398301091953SHSOLE0053 LUMEN TECHNOLOGIES INCCOM5502411033250SHSOLE00250 MACERICH COCOM5543821015309SHSOLE00309 MACYS INCCOM55616P104277SHSOLE0077 MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801065106SHSOLE00106 MARATHON OIL CORPCOM5658491063200SHSOLE00200 MARVELL TECHNOLOGY INCCOM5738741042392729SHSOLE002729 MASTERCARD INCORPORATEDCL A57636Q10413053633SHSOLE003633 MCDONALDS CORPCOM58013510139145SHSOLE00145 MCKESSON CORPCOM58155Q103210SHSOLE0010 MEDTRONIC PLCSHSG5960L10347450SHSOLE00450 MELCO RESORTS AND ENTMNT LTDADR5854641002160SHSOLE00160 MERCK & CO INCCOM58933Y10528360SHSOLE00360 META PLATFORMS INCCL A30303M1026421909SHSOLE001909 METLIFE INCCOM59156R1088128SHSOLE00128 METTLER TOLEDO INTERNATIONALCOM5926881058047SHSOLE0047 MICRON TECHNOLOGY INCCOM59511210310111SHSOLE00111 MICROSOFT CORPCOM5949181046131823SHSOLE001823 MONDELEZ INTL INCCL A60920710538573SHSOLE00573 MPLX LPCOM UNIT REP LTD55336V1004125SHSOLE00125 NETFLIX INCCOM64110L106248411SHSOLE00411 NEXTERA ENERGY PARTNERS LPCOM UNIT PART IN65341B10643507SHSOLE00507 NISOURCE INCCOM65473P1053100SHSOLE00100 NORDSTROM INCCOM6556641004160SHSOLE00160 NORTHROP GRUMMAN CORPCOM666807102111286SHSOLE00286 NOVARTIS AGSPONSORED ADR66987V1099108SHSOLE00108 NOVAVAX INCCOM NEW670002401746SHSOLE0046 NUVEEN MUNICIPAL CREDIT INCCOM SH BEN INT67070X1011569152SHSOLE009152 NVIDIA CORPORATIONCOM67066G104164556SHSOLE00556 OKTA INCCL A67929510567300SHSOLE00300 ORACLE CORPCOM68389X10528316SHSOLE00316 ORGANON & COCOMMON STOCK68622V106264SHSOLE0064 PAGERDUTY INCCOM69553P10002SHSOLE002 PALANTIR TECHNOLOGIES INCCL A69608A108020SHSOLE0020 PALO ALTO NETWORKS INCCOM69743510512SHSOLE002 PARATEK PHARMACEUTICALS INCCOM6993743024800SHSOLE00800 PARK HOTELS & RESORTS INCCOM7005171052100SHSOLE00100 PARKER-HANNIFIN CORPCOM70109410443136SHSOLE00136 PAYPAL HLDGS INCCOM70450Y10325131SHSOLE00131 PERDOCEO ED CORPCOM71363P1064320SHSOLE00320 PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V4083300SHSOLE00300 PFIZER INCCOM7170811031232089SHSOLE002089 PHILIP MORRIS INTL INCCOM71817210956586SHSOLE00586 PHILLIPS 66COM71854610420274SHSOLE00274 PIONEER NAT RES COCOM723787107314SHSOLE0014 PITNEY BOWES INCCOM7244791001200SHSOLE00200 PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN7265031055523SHSOLE00523 PNC FINL SVCS GROUP INCCOM693475105420SHSOLE0020 PROCTER AND GAMBLE COCOM74271810964393SHSOLE00393 PROSPECT CAP CORPCOM74348T10291090SHSOLE001090 PVH 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SCHWAB STRATEGIC TRUS LCAP VA ETF8085244091171596SHSOLE001596 SCHWAB STRATEGIC TRSCHWAB FDT US LG808524771881507SHSOLE001507 SCHWAB STRATEGIC TRINTL EQTY ETF80852480522567SHSOLE00567 SCHWAB STRATEGIC TRUS AGGREGATE B80852483941767SHSOLE00767 SCHWAB STRATEGIC TRUS SML CAP ETF80852460727259SHSOLE00259 SILICON MOTION TECHNOLOGY COSPONSORED ADR82706C108557SHSOLE0057 SIMON PPTY GROUP INC NEWCOM82880610921133SHSOLE00133 SMITH MICRO SOFTWARE INCCOM NEW8321542073655SHSOLE00655 SOLID POWER INCCLASS A COM83422N1052250SHSOLE00250 SONIC AUTOMOTIVE INCCL A83545G102250SHSOLE0050 SORRENTO THERAPEUTICS INCCOM NEW83587F2022375SHSOLE00375 SOUTHWESTERN ENERGY COCOM8454671094850SHSOLE00850 SPDR GOLD TRGOLD SHS78463V107130762SHSOLE00762 SPDR S&P 500 ETF TRTR UNIT78462F1033267SHSOLE0067 SPDR SER TRBLOOMBERG CONV78464A3593123761SHSOLE003761 SPDR SER TRS&P BIOTECH78464A87067597SHSOLE00597 SPDR SER TRPORTFLI TIPS ETF78464A656268SHSOLE0068 SPDR SER TRDJ REIT ETF78464A607321SHSOLE0021 SPLUNK INCCOM848637104217SHSOLE0017 SSGA ACTIVE ETF TRSPDR TR TACTIC78467V84822471SHSOLE00471 STARBUCKS CORPCOM8552441091299SHSOLE0099 STELLANTIS N.VSHSN824051067380SHSOLE00380 T ROWE PRICE ETF INCPRICE BLUE CHIP87283Q107371129SHSOLE001129 TAL EDUCATION GROUPSPONSORED ADS8740801041325SHSOLE00325 TAYLOR MORRISON HOME CORPCOM87724P10616447SHSOLE00447 TECHNIPFMC PLCCOMG871101053500SHSOLE00500 TELEFONICA S ASPONSORED ADR8793822083787SHSOLE00787 TENNECO INCCL A VTG COM STK88034910511935SHSOLE00935 TESLA INCCOM88160R10126862542SHSOLE002542 TRAVELERS COMPANIES INCCOM89417E109321SHSOLE0021 TRI CONTL CORPCOM89543610333987SHSOLE00987 TRI POINTE HOMES INCCOM87265H1097260SHSOLE00260 TTM TECHNOLOGIES INCCOM87305R1093170SHSOLE00170 TUTOR PERINI CORPCOM9011091086450SHSOLE00450 TWITTER INCCOM90184L1029200SHSOLE00200 UGI CORP NEWCOM9026811051032250SHSOLE002250 ULTRA CLEAN HLDGS INCCOM90385V107468SHSOLE0068 UNION PAC CORPCOM90781810844175SHSOLE00175 UNITED PARCEL SERVICE INCCL B91131210645210SHSOLE00210 UNIVERSAL DISPLAY CORPCOM91347P10522136SHSOLE00136 UNUM GROUPCOM91529Y1064170SHSOLE00170 US BANCORP DELCOM NEW9029733049167SHSOLE00167 VANECK ETF TRUSTMRNGSTR WDE MOAT92189F6439118SHSOLE00118 VANGUARD BD INDEX FDSSHORT TRM BOND92193782793811599SHSOLE0011599 VANGUARD INDEX FDSREAL ESTATE ETF92290855346396SHSOLE00396 VANGUARD INDEX FDSSMALL CP ETF9229087514952190SHSOLE002190 VANGUARD INDEX FDSMID CAP ETF92290862997381SHSOLE00381 VANGUARD INDEX FDSTOTAL STK MKT92290876928117SHSOLE00117 VANGUARD INDEX FDSS&P 500 ETF SHS92290836355125SHSOLE00125 VANGUARD INDEX FDSEXTEND MKT ETF922908652210SHSOLE0010 VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775355SHSOLE0055 VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428585110SHSOLE00110 VANGUARD SCOTTSDALE FDSMTG-BKD SECS ETF92206C771588SHSOLE0088 VANGUARD SPECIALIZED FUNDSDIV APP ETF92190884424030139966SHSOLE00139966 VANGUARD STAR FDSVG TL INTL STK F921909768577990879SHSOLE0090879 VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF92194385820389SHSOLE00389 VANGUARD WHITEHALL FDSHIGH DIV YLD921946406325SHSOLE0025 VANGUARD WORLD FDMEGA GRWTH IND921910816150575SHSOLE00575 VANGUARD WORLD FDSHEALTH CAR ETF92204A504237888SHSOLE00888 VANGUARD WORLD FDSCONSUM DIS ETF92204A10826SHSOLE006 VANGUARD WORLD FDSCONSUM STP ETF92204A207421SHSOLE0021 VANGUARD WORLD FDSFINANCIALS ETF92204A405551SHSOLE0051 VANGUARD WORLD FDSINDUSTRIAL ETF92204A603313SHSOLE0013 VANGUARD WORLD FDSINF TECH ETF92204A7021123SHSOLE0023 VEEVA SYS INCCL A COM922475108726SHSOLE0026 VERISIGN INCCOM92343E102415SHSOLE0015 VERIZON COMMUNICATIONS INCCOM92343V10416300SHSOLE00300 VERTEX PHARMACEUTICALS INCCOM92532F100211SHSOLE0011 VIACOMCBS INCCL B92556H2065175SHSOLE00175 VIATRIS INCCOM92556V1062150SHSOLE00150 VIRNETX HLDG CORPCOM92823T108097SHSOLE0097 VISA INCCOM CL A92826C8395172388SHSOLE002388 VISTRA CORPCOM92840M1022100SHSOLE00100 WALGREENS BOOTS ALLIANCE INCCOM93142710842810SHSOLE00810 WALMART INCCOM9311421031390SHSOLE0090 WEATHERFORD INTL PLCORD SHSG488331183120SHSOLE00120 WELLS FARGO CO NEWCOM94974610153211079SHSOLE0011079 WESCO INTL INCCOM95082P10548366SHSOLE00366 WESTAMERICA BANCORPORATIONCOM95709010326446SHSOLE00446 WESTERN DIGITAL CORP.COM958102105345SHSOLE0045 WHITING PETE CORP NEWCOM NEW966387508350SHSOLE0050 WISDOMTREE TRCLOUD COMPUTNG97717Y69126510SHSOLE00510 WPP PLC NEWADR92937A102450SHSOLE0050 XPERI HOLDING CORPCOM98390M1033139SHSOLE00139 ZILLOW GROUP INCCL C CAP STK98954M200225SHSOLE0025 ZOOM VIDEO COMMUNICATIONS INCL A98980L101109591SHSOLE00591