0001628280-23-032310.txt : 20230914 0001628280-23-032310.hdr.sgml : 20230914 20230914213234 ACCESSION NUMBER: 0001628280-23-032310 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230913 FILED AS OF DATE: 20230914 DATE AS OF CHANGE: 20230914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smallwood Garrett CENTRAL INDEX KEY: 0001939764 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40764 FILM NUMBER: 231256522 MAIL ADDRESS: STREET 1: 55 SAN FRANCISCO STREET STREET 2: SUITE 360 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Wag! Group Co. CENTRAL INDEX KEY: 0001842356 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 FRANCISCO STREET, SUITE 360 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: (707) 324-4219 MAIL ADDRESS: STREET 1: 55 FRANCISCO STREET, SUITE 360 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 FORMER COMPANY: FORMER CONFORMED NAME: CHW Acquisition Corp DATE OF NAME CHANGE: 20210126 4 1 wk-form4_1694741545.xml FORM 4 X0508 4 2023-09-13 0 0001842356 Wag! Group Co. PET 0001939764 Smallwood Garrett C/O WAG! GROUP CO. 55 FRANCISCO STREET, SUITE 360 SAN FRANCISCO CA 94133 1 1 0 0 Chief Executive Officer 1 Common Stock 2023-09-13 4 M 0 26258 0.09 A 890669 D Common Stock 2023-09-13 4 S 0 26258 2.02 D 864411 D Common Stock 2023-09-14 4 M 0 4100 0.09 A 868511 D Common Stock 2023-09-14 4 S 0 4100 2 D 864411 D Options to purchase shares of Wag! Group Co. common stock 0.09 2023-09-13 4 M 0 26258 0 D 2030-03-17 Common Stock 26258 1256725 D Options to purchase shares of Wag! Group Co. common stock 0.09 2023-09-14 4 M 0 4100 0 D 2030-03-17 Common Stock 4100 1252625 D The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2023. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2023. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.04. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Security Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. The options to purchase shares of Wag! Group Co. common stock fully vested on November 29, 2022. /s/ Garrett Smallwood 2023-09-14