0001193805-21-001500.txt : 20211027 0001193805-21-001500.hdr.sgml : 20211027 20211027175546 ACCESSION NUMBER: 0001193805-21-001500 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211025 FILED AS OF DATE: 20211027 DATE AS OF CHANGE: 20211027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCoy David M. CENTRAL INDEX KEY: 0001888953 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 211354207 MAIL ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blatherwick Nell M. CENTRAL INDEX KEY: 0001888782 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 211354208 MAIL ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Abell Alexander I. CENTRAL INDEX KEY: 0001888941 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 211354206 MAIL ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas P. Danis, Jr. Revocable Living Trust dated March 10, 2003 CENTRAL INDEX KEY: 0001889693 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 211354203 BUSINESS ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: (214) 999-6063 MAIL ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Feinglass Michael CENTRAL INDEX KEY: 0001889108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 211354205 MAIL ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nelson Andrew Rowan CENTRAL INDEX KEY: 0001889330 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 211354204 MAIL ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: P10, Inc. CENTRAL INDEX KEY: 0001841968 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: (214) 999-6063 MAIL ADDRESS: STREET 1: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 4 1 e621036_4-rcp.xml X0306 4 2021-10-25 0 0001841968 P10, Inc. PX 0001888782 Blatherwick Nell M. C/O P10, INC. 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 0 0 0 1 Member of 10% Owner Group 0001888953 McCoy David M. C/O P10, INC. 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 0 0 0 1 Member of 10% Owner Group 0001888941 Abell Alexander I. C/O P10, INC. 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 0 0 0 1 Member of 10% Owner Group 0001889108 Feinglass Michael C/O P10, INC. 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 0 0 0 1 Member of 10% Owner Group 0001889330 Nelson Andrew Rowan C/O P10, INC. 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 0 0 0 1 Member of 10% Owner Group 0001889693 Thomas P. Danis, Jr. Revocable Living Trust dated March 10, 2003 C/O P10, INC. 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 0 0 0 1 Member of 10% Owner Group Class A Common Stock 2021-10-25 4 C 0 112603 A 112603 D Class A Common Stock 2021-10-25 4 S 0 112603 12 D 0 D Class A Common Stock 2021-10-25 4 C 0 474540 A 474540 D Class A Common Stock 2021-10-25 4 S 0 474540 12 D 0 D Class A Common Stock 2021-10-25 4 C 0 474540 A 474540 D Class A Common Stock 2021-10-25 4 S 0 474540 12 D 0 D Class A Common Stock 2021-10-25 4 C 0 474540 A 474540 D Class A Common Stock 2021-10-25 4 S 0 474540 12 D 0 D Class A Common Stock 2021-10-25 4 C 0 313679 A 313679 D Class A Common Stock 2021-10-25 4 S 0 313679 12 D 0 D Class A Common Stock 2021-10-25 4 C 0 152818 A 152818 D Class A Common Stock 2021-10-25 4 S 0 152818 12 D 0 D Class A Common Stock 2021-10-25 4 C 0 152818 A 152818 D Class A Common Stock 2021-10-25 4 S 0 152818 12 D 0 D Class A Common Stock 2021-10-25 4 C 0 112603 A 112603 D Class A Common Stock 2021-10-25 4 S 0 112603 12 D 0 D Class B Common Stock 2021-10-25 4 C 0 112603 D Class A Common Stock 112603 1051360 D Class B Common Stock 2021-10-25 4 C 0 474540 D Class A Common Stock 474540 4430734 D Class B Common Stock 2021-10-25 4 C 0 474540 D Class A Common Stock 474540 4430734 D Class B Common Stock 2021-10-25 4 C 0 474540 D Class A Common Stock 474540 4430734 D Class B Common Stock 2021-10-25 4 C 0 313679 D Class A Common Stock 313679 2928790 D Class B Common Stock 2021-10-25 4 C 0 152818 D Class A Common Stock 152818 1426847 D Class B Common Stock 2021-10-25 4 C 0 152818 D Class A Common Stock 152818 1426847 D Class B Common Stock 2021-10-25 4 C 0 112603 D Class A Common Stock 112603 1051360 D This Form 4 is being filed by (i) Nell M. Blatherwick, (ii) the Thomas P. Danis, Jr. Revocable Living Trust (the "Danis Trust"), (iii) Thomas P. Danis, as trustee of the Danis Trust, (iv) the Charles K. Huebner Trust (the "Huebner Trust"), (v) Charles K. Huebner, as trustee of the Huebner Trust, (vi) the Jon I. Madorsky Revocable Trust (the "Madorsky Trust"), (vii) Jon I. Madorsky, as trustee of the Madorsky Trust, (viii) David McCoy, (ix) Alexander Abell, (x) Michael Feinglass and (xi) Andrew Nelson (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's Common Stock. The securities reported herein do not include securities held by any group member other than the Reporting Persons, as such securities are being reported in separate Form 4 filings. Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock. Continued from Footnote 2: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. On October 25, 2021, each Reporting Person directed the sale of shares of Class B Common Stock, as reported herein, resulting in the automatic conversion of the shares into Class A Common Stock upon execution of the sale. Represents securities of the Issuer owned directly by Ms. Blatherwick. Represents securities of the Issuer beneficially owned by the Danis Trust and includes securities owned directly by Prism 2 LLC, of which Mr. Danis and his wife are co-managers and of which the Danis Trust is a member. Mr. Danis, as trustee of the Danis Trust, may be deemed to beneficially own the shares of Class B Common Stock beneficially owned by the Danis Trust. Represents securities of the Issuer owned directly by the Huebner Trust. Mr. Huebner, as trustee of the Huebner Trust, may be deemed to beneficially own the securities of the Issuer owned directly by Mr. Huebner. Represents securities of the Issuer owned directly by the Madorsky Trust. Mr. Madorsky, as the trustee of the Madorsky Trust, may be deemed to beneficially own the shares of Class B Common Stock owned directly by the Madorsky Trust. Represents securities of the Issuer owned directly by Mr. McCoy. Represents securities of the Issuer owned directly by Mr. Abell. Represents securities of the Issuer owned directly by Mr. Feinglass. Representssecurities of the Issuer owned directly by Mr. Nelson. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his, her or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons are beneficial owners of the securities of the Issuer reported herein. /s/William F. Souder, as Attorney-in-Fact for the Reporting Persons 2021-10-27