0000921895-21-002750.txt : 20211122
0000921895-21-002750.hdr.sgml : 20211122
20211122191625
ACCESSION NUMBER: 0000921895-21-002750
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211118
FILED AS OF DATE: 20211122
DATE AS OF CHANGE: 20211122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McCoy David M.
CENTRAL INDEX KEY: 0001888953
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 211434201
MAIL ADDRESS:
STREET 1: C/O P10, INC.
STREET 2: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blatherwick Nell M.
CENTRAL INDEX KEY: 0001888782
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 211434202
MAIL ADDRESS:
STREET 1: C/O P10, INC.
STREET 2: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Abell Alexander I.
CENTRAL INDEX KEY: 0001888941
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 211434200
MAIL ADDRESS:
STREET 1: C/O P10, INC.
STREET 2: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomas P. Danis, Jr. Revocable Living Trust dated March 10, 2003
CENTRAL INDEX KEY: 0001889693
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 211434197
BUSINESS ADDRESS:
STREET 1: C/O P10, INC.
STREET 2: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
BUSINESS PHONE: (214) 999-6063
MAIL ADDRESS:
STREET 1: C/O P10, INC.
STREET 2: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Feinglass Michael
CENTRAL INDEX KEY: 0001889108
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 211434199
MAIL ADDRESS:
STREET 1: C/O P10, INC.
STREET 2: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nelson Andrew Rowan
CENTRAL INDEX KEY: 0001889330
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 211434198
MAIL ADDRESS:
STREET 1: C/O P10, INC.
STREET 2: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: P10, Inc.
CENTRAL INDEX KEY: 0001841968
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
BUSINESS PHONE: (214) 999-6063
MAIL ADDRESS:
STREET 1: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
4
1
form411980003rcp_11222021.xml
OWNERSHIP DOCUMENT
X0306
4
2021-11-18
0
0001841968
P10, Inc.
PX
0001888782
Blatherwick Nell M.
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
0
0
0
1
Member of 10% Owner Group
0001888953
McCoy David M.
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
0
0
0
1
Member of 10% Owner Group
0001888941
Abell Alexander I.
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
0
0
0
1
Member of 10% Owner Group
0001889108
Feinglass Michael
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
0
0
0
1
Member of 10% Owner Group
0001889330
Nelson Andrew Rowan
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
0
0
0
1
Member of 10% Owner Group
0001889693
Thomas P. Danis, Jr. Revocable Living Trust dated March 10, 2003
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
0
0
0
1
Member of 10% Owner Group
Class A Common Stock
2021-11-18
4
C
0
40053
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Class A Common Stock
2021-11-18
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Class A Common Stock
2021-11-18
4
C
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168795
A
168795
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Class A Common Stock
2021-11-18
4
S
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168795
12
D
0
D
Class A Common Stock
2021-11-18
4
C
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168795
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Class A Common Stock
2021-11-18
4
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Class A Common Stock
2021-11-18
4
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Class A Common Stock
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Class A Common Stock
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4
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Class A Common Stock
2021-11-18
4
S
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Class A Common Stock
2021-11-18
4
C
0
54358
A
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Class A Common Stock
2021-11-18
4
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Class A Common Stock
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4
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Class A Common Stock
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4
S
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12
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Class A Common Stock
2021-11-18
4
C
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Class A Common Stock
2021-11-18
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D
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Class B Common Stock
2021-11-18
4
C
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Class A Common Stock
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Class B Common Stock
2021-11-18
4
C
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Class A Common Stock
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D
Class B Common Stock
2021-11-18
4
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Class A Common Stock
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Class B Common Stock
2021-11-18
4
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Class A Common Stock
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Class B Common Stock
2021-11-18
4
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Class A Common Stock
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Class B Common Stock
2021-11-18
4
C
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Class A Common Stock
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Class B Common Stock
2021-11-18
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Class A Common Stock
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This Form 4 is being filed by (i) Nell M. Blatherwick, (ii) the Thomas P. Danis, Jr. Revocable Living Trust (the "Danis Trust"), (iii) Thomas P. Danis, as trustee of the Danis Trust, (iv) the Charles K. Huebner Trust (the "Huebner Trust"), (v) Charles K. Huebner, as trustee of the Huebner Trust, (vi) the Jon I. Madorsky Revocable Trust (the "Madorsky Trust"), (vii) Jon I. Madorsky, as trustee of the Madorsky Trust, (viii) David McCoy, (ix) Alexander Abell, (x) Michael Feinglass and (xi) Andrew Nelson (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's Common Stock. The securities reported herein do not include securities held by any group member other than the Reporting Persons, as such securities are being reported in separate Form 4 filings.
Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.
Continued from Footnote 2: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. On November 18, 2021, each Reporting Person directed the sale of shares of Class B Common Stock, as reported herein, resulting in the automatic conversion of the shares into Class A Common Stock upon execution of the sale.
Represents securities of the Issuer owned directly by Ms. Blatherwick.
Represents securities of the Issuer beneficially owned by the Danis Trust and includes securities owned directly by Prism 2 LLC, of which Mr. Danis and his wife are co-managers and of which the Danis Trust is a member. Mr. Danis, as trustee of the Danis Trust, may be deemed to beneficially own the shares of Class B Common Stock beneficially owned by the Danis Trust.
Represents securities of the Issuer owned directly by the Huebner Trust. Mr. Huebner, as trustee of the Huebner Trust, may be deemed to beneficially own the securities of the Issuer owned directly by Mr. Huebner.
Represents securities of the Issuer owned directly by the Madorsky Trust. Mr. Madorsky, as the trustee of the Madorsky Trust, may be deemed to beneficially own the shares of Class B Common Stock owned directly by the Madorsky Trust.
Represents securities of the Issuer owned directly by Mr. McCoy.
Represents securities of the Issuer owned directly by Mr. Abell.
Represents securities of the Issuer owned directly by Mr. Feinglass.
Represents securities of the Issuer owned directly by Mr. Nelson.
Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his, her or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons are beneficial owners of the securities of the Issuer reported herein.
/s/William F. Souder, as Attorney-in-Fact for the Reporting Persons
2021-11-22