0000899243-23-020041.txt : 20231025 0000899243-23-020041.hdr.sgml : 20231025 20231025161013 ACCESSION NUMBER: 0000899243-23-020041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231023 FILED AS OF DATE: 20231025 DATE AS OF CHANGE: 20231025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sarsfield Luke A. III CENTRAL INDEX KEY: 0001997448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 231346075 MAIL ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: P10, Inc. CENTRAL INDEX KEY: 0001841968 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: (214) 999-6063 MAIL ADDRESS: STREET 1: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-10-23 0 0001841968 P10, Inc. PX 0001997448 Sarsfield Luke A. III C/O P10, INC. 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 1 1 0 0 Chief Executive Officer 0 Class A Common Stock 2023-10-23 4 A 0 107527 9.30 A 107527 D Class A Common Stock 2023-10-23 4 F 0 44198 9.30 D 63329 D Restricted Stock Units 2023-10-23 4 A 0 654308 0.00 D Class A Common Stock 654308 654308 D On October 23, 2023, the reporting person received an initial signing bonus in the form of 107,527 fully vested shares of Class A Common Stock in lieu of cash. Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting. On October 23, 2023, the reporting person was granted 654,308 RSUs, which will vest ratably on the first, second and third anniversaries of the grant date, provided that the reporting person remains in continuous service with the Issuer through each such vesting date. /s/Amanda Coussens as Attorney-in-Fact for the Reporting Person 2023-10-25