0000899243-23-015788.txt : 20230616 0000899243-23-015788.hdr.sgml : 20230616 20230616173930 ACCESSION NUMBER: 0000899243-23-015788 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230317 FILED AS OF DATE: 20230616 DATE AS OF CHANGE: 20230616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nelson Andrew Rowan CENTRAL INDEX KEY: 0001889330 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 231022488 MAIL ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: P10, Inc. CENTRAL INDEX KEY: 0001841968 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: (214) 999-6063 MAIL ADDRESS: STREET 1: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-03-17 0 0001841968 P10, Inc. PX 0001889330 Nelson Andrew Rowan C/O P10, INC. 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 0 0 0 1 See Remarks 0 Class A Common Stock 2023-03-17 4 M 0 133000 2.03 A 137403 D Class A Common Stock 2023-03-17 4 F 0 59693 9.25 D 77710 D Class A Common Stock 2023-06-14 4 S 0 20000 11.57 D 57710 D Stock Options 2.03 2023-03-17 4 M 0 133000 0.00 D 2023-01-30 2028-04-11 Common Stock 133000 0 D Price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $11.49 to $11.63. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price. The reporting person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's Common Stock. /s/Amanda Coussens, as Attorney in Fact for the Reporting Person 2023-06-16