0000899243-23-008908.txt : 20230317
0000899243-23-008908.hdr.sgml : 20230317
20230317170515
ACCESSION NUMBER: 0000899243-23-008908
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230302
FILED AS OF DATE: 20230317
DATE AS OF CHANGE: 20230317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Poston Edwin A.
CENTRAL INDEX KEY: 0001888753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 23743641
MAIL ADDRESS:
STREET 1: C/O P10, INC.
STREET 2: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Mel
CENTRAL INDEX KEY: 0001890819
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 23743639
MAIL ADDRESS:
STREET 1: C/O P10, INC.
STREET 2: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TrueBridge Colonial Fund, u/a dated 11/15/2015
CENTRAL INDEX KEY: 0001889675
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40937
FILM NUMBER: 23743640
BUSINESS ADDRESS:
STREET 1: C/O P10, INC.
STREET 2: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
BUSINESS PHONE: (214) 999-6063
MAIL ADDRESS:
STREET 1: C/O P10, INC.
STREET 2: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: P10, Inc.
CENTRAL INDEX KEY: 0001841968
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
BUSINESS PHONE: (214) 999-6063
MAIL ADDRESS:
STREET 1: 4514 COLE AVENUE, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75205
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-03-02
0
0001841968
P10, Inc.
PX
0001888753
Poston Edwin A.
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
1
0
0
1
See Remarks
0001889675
TrueBridge Colonial Fund, u/a dated 11/15/2015
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
0
0
1
0
0001890819
Williams Mel
C/O P10, INC.
4514 COLE AVENUE, SUITE 1600
DALLAS
TX
75205
0
0
1
0
Class A Common Stock
2023-03-02
4
M
0
33540
A
33540
D
Class A Common Stock
2023-03-02
4
F
0
10046
10.82
D
23494
D
Class A Common Stock
2023-03-02
4
M
0
33540
A
33540
D
Class A Common Stock
2023-03-02
4
F
0
10046
10.82
D
23494
D
Restricted Stock Units
2023-03-02
4
M
0
33540
0.00
D
Class A Common Stock
33540
0
D
Restricted Stock Units
2023-03-02
4
M
0
33540
0.00
D
Class A Common Stock
33540
0
D
Restricted Stock Units
2023-03-09
4
A
0
43155
0.00
A
Class A Common Stock
43155
43155
D
Restricted Stock Units
2023-03-09
4
A
0
43155
0.00
A
Class A Common Stock
43155
43155
D
This Form 4 is being filed by Edwin Poston and Mel Williams (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons are beneficial owners of the securities of the Issuer reported herein. In addition, Mr. Poston serves as a director on the Board of Directors of the Issuer.
Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
These securities are owned directly by Mr. Poston.
These securities are owned directly by Mr. Williams.
On March 2, 2022, Mr. Poston was granted 33,540 RSUs, all of which vested on the first anniversary of such grant date.
On March 2, 2022, Mr. Williams was granted 33,540 RSUs, all of which vested on the first anniversary of such grant date.
On March 9, 2023, Mr. Poston was granted a total of 43,155 RSUs, all of which will vest on the first anniversary of the grant date (March 9, 2024), provided that Mr. Poston remains in continuous service with the Issuer through such date.
On March 9, 2023, Mr. Williams was granted a total of 43,155 RSUs, all of which will vest on the first anniversary of the grant date (March 9, 2024), provided that Mr. Williams remains in continuous service with the Issuer through such date.
Member of 10% Owner Group (see Footnote 1)
/s/Amanda Coussens as Attorney-in-Fact for the Reporting Persons
2023-03-17