0000899243-23-002702.txt : 20230125 0000899243-23-002702.hdr.sgml : 20230125 20230125194331 ACCESSION NUMBER: 0000899243-23-002702 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230125 DATE AS OF CHANGE: 20230125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jon I. Madorsky Revocable Trust dated December 1, 2008 CENTRAL INDEX KEY: 0001895437 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 23553665 BUSINESS ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: (214) 999-6063 MAIL ADDRESS: STREET 1: C/O P10, INC. STREET 2: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: P10, Inc. CENTRAL INDEX KEY: 0001841968 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: (214) 999-6063 MAIL ADDRESS: STREET 1: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2022-12-31 0 0 0 0001841968 P10, Inc. PX 0001895437 Jon I. Madorsky Revocable Trust dated December 1, 2008 C/O P10, INC. 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 0 0 0 1 See Remarks Class B Common Stock 2022-12-27 5 G 0 15000 0.00 D Class A Common Stock 15000 3946939 D This Form 4 is being filed by the Jon I. Madorsky Revocable Trust dated December 1, 2008 (the "Madorsky Trust"). Jon I. Madorsky, as trustee of the Madorsky Trust, may be deemed to beneficially own the shares of Class B Common Stock owned directly by the Madorsky Trust. Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock. Continued from Footnote 1: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. On December 27, 2022, the Reporting Person gifted 15,000 shares of Class B Common Stock of the Issuer to a charitable foundation, which automatically converted into 15,000 shares of Class A Common Stock of the Issuer upon such transfer in accordance with the terms of the Charter. The reporting person may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's Common Stock. The securities reported herein do not include securities held by any group member other than the reporting person, as such securities are being reported in separate Form 4 filings. /s/Amanda Coussens as Attorney-in-Fact for the Reporting Person 2023-01-20