0001866018-21-000001.txt : 20210621
0001866018-21-000001.hdr.sgml : 20210621
20210621180612
ACCESSION NUMBER: 0001866018-21-000001
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210610
FILED AS OF DATE: 20210621
DATE AS OF CHANGE: 20210621
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McClymont Donald
CENTRAL INDEX KEY: 0001866018
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40481
FILM NUMBER: 211032299
MAIL ADDRESS:
STREET 1: C/O INDIE SEMICONDUCTOR
STREET 2: 32 JOURNEY
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: indie Semiconductor, Inc.
CENTRAL INDEX KEY: 0001841925
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32 JOURNEY
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
BUSINESS PHONE: 2024310507
MAIL ADDRESS:
STREET 1: 32 JOURNEY
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
FORMER COMPANY:
FORMER CONFORMED NAME: Thunder Bridge II Surviving Pubco, Inc.
DATE OF NAME CHANGE: 20210122
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2021-06-10
0
0001841925
indie Semiconductor, Inc.
INDI
0001866018
McClymont Donald
C/O INDIE SEMICONDUCTOR
32 JOURNEY
ALISO VIEJO
CA
92656
1
1
0
0
Chief Executive Officer
Class A Common Stock, par value $0.0001
633
D
Class V Common Stock, no par value per share
6334349
D
ADK Class A Units
2021-12-10
Class A Common Stock, par value $0.0001
6334349
D
Phantom Awards
2021-12-10
Class A Common Stock, par value $0.0001
83401
I
By spouse
Pursuant to the Master Transactions Agreement by and among Thunder Bridge II Surviving Pubco, Inc., Thunder Bridge Acquisition II, Ltd., Ay Dee Kay, LLC d/b/a indie Semiconductor ("ADK") and certain other parties (dated as of December 14, 2020 and amended as that same date) (the "Agreement"), upon closing the transactions contemplated by the Agreement, the Reporting Person received: (i) 633 shares of Class A common stock, par value $0.0001 per share, of the Issuer (the "Class A Common Stock"); (ii) 6,334,349 shares of Class V common stock of the Issuer (the "Class V Common Stock"); and (iii) 6,334,349 newly issued ADK Class A Units (each an "ADK Unit").
The ADK Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal number of shares of Class A Common. Upon the Reporting Person's exchange of an ADK Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.
N/A
The phantom awards allow the recipient to acquire the number of shares of Class A Common Stock set forth above after the date they become exercisable upon satisfaction of the further vesting condition. The awards vest 25% annually beginning December 1, 2021. At the option of Issuer, these awards may be settled either in cash or shares of Class A Common Stock.
Exhibit List - Exhibit 1 - Power of Attorney
/s/ Donald McClymont, by Ellen Bancroft pursuant to power of attorney filed herewith
2021-06-21