0001628280-24-031126.txt : 20240703 0001628280-24-031126.hdr.sgml : 20240703 20240703163553 ACCESSION NUMBER: 0001628280-24-031126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240701 FILED AS OF DATE: 20240703 DATE AS OF CHANGE: 20240703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wittmann Michael CENTRAL INDEX KEY: 0002009989 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40481 FILM NUMBER: 241100580 MAIL ADDRESS: STREET 1: C/O INDIE SEMICONDUCTOR STREET 2: 32 JOURNEY CITY: ALISO VIEJO STATE: CA ZIP: 92656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: indie Semiconductor, Inc. CENTRAL INDEX KEY: 0001841925 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32 JOURNEY CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 2024310507 MAIL ADDRESS: STREET 1: 32 JOURNEY CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER COMPANY: FORMER CONFORMED NAME: Thunder Bridge II Surviving Pubco, Inc. DATE OF NAME CHANGE: 20210122 4 1 wk-form4_1720038946.xml FORM 4 X0508 4 2024-07-01 0 0001841925 indie Semiconductor, Inc. INDI 0002009989 Wittmann Michael C/O INDIE SEMICONDUCTOR, INC. 32 JOURNEY ALISO VIEJO CA 92656 0 1 0 0 Chief Operating Officer 1 Class A Common Stock 2024-07-01 4 M 0 12500 0 A 50360 D Class A Common Stock 2024-07-03 4 F 0 4521 6.13 D 45839 D Class A Common Stock 2024-07-03 4 S 0 1729 6.13 D 44110 D Restricted Stock Units 0 2024-07-01 4 M 0 12500 0 D Class A Common Stock 12500 25000 D Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2024. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through March 10, 2026. The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.07 to $6.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. Such restricted stock units vest at the rate of 25% annually beginning July 1, 2023. /s/ Michael Wittmann, by Naixi Wu pursuant to power of attorney filed on January 22, 2024 2024-07-03