0001628280-24-031126.txt : 20240703
0001628280-24-031126.hdr.sgml : 20240703
20240703163553
ACCESSION NUMBER: 0001628280-24-031126
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240701
FILED AS OF DATE: 20240703
DATE AS OF CHANGE: 20240703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wittmann Michael
CENTRAL INDEX KEY: 0002009989
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40481
FILM NUMBER: 241100580
MAIL ADDRESS:
STREET 1: C/O INDIE SEMICONDUCTOR
STREET 2: 32 JOURNEY
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: indie Semiconductor, Inc.
CENTRAL INDEX KEY: 0001841925
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32 JOURNEY
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
BUSINESS PHONE: 2024310507
MAIL ADDRESS:
STREET 1: 32 JOURNEY
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
FORMER COMPANY:
FORMER CONFORMED NAME: Thunder Bridge II Surviving Pubco, Inc.
DATE OF NAME CHANGE: 20210122
4
1
wk-form4_1720038946.xml
FORM 4
X0508
4
2024-07-01
0
0001841925
indie Semiconductor, Inc.
INDI
0002009989
Wittmann Michael
C/O INDIE SEMICONDUCTOR, INC.
32 JOURNEY
ALISO VIEJO
CA
92656
0
1
0
0
Chief Operating Officer
1
Class A Common Stock
2024-07-01
4
M
0
12500
0
A
50360
D
Class A Common Stock
2024-07-03
4
F
0
4521
6.13
D
45839
D
Class A Common Stock
2024-07-03
4
S
0
1729
6.13
D
44110
D
Restricted Stock Units
0
2024-07-01
4
M
0
12500
0
D
Class A Common Stock
12500
25000
D
Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2024. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through March 10, 2026.
The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.07 to $6.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
Such restricted stock units vest at the rate of 25% annually beginning July 1, 2023.
/s/ Michael Wittmann, by Naixi Wu pursuant to power of attorney filed on January 22, 2024
2024-07-03