0001628280-24-028381.txt : 20240614 0001628280-24-028381.hdr.sgml : 20240614 20240614194041 ACCESSION NUMBER: 0001628280-24-028381 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240612 FILED AS OF DATE: 20240614 DATE AS OF CHANGE: 20240614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parekh Sonalee Elizabeth CENTRAL INDEX KEY: 0001849122 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40481 FILM NUMBER: 241046650 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: indie Semiconductor, Inc. CENTRAL INDEX KEY: 0001841925 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32 JOURNEY CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 2024310507 MAIL ADDRESS: STREET 1: 32 JOURNEY CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER COMPANY: FORMER CONFORMED NAME: Thunder Bridge II Surviving Pubco, Inc. DATE OF NAME CHANGE: 20210122 4 1 wk-form4_1718408434.xml FORM 4 X0508 4 2024-06-12 0 0001841925 indie Semiconductor, Inc. INDI 0001849122 Parekh Sonalee Elizabeth C/O INDIE SEMICONDUCTOR 32 JOURNEY ALISO VIEJO CA 92656 1 0 0 0 1 Class A Common Stock 2024-06-12 4 S 0 10000 7.58 D 75185 D Class A Common Stock 2024-06-13 4 M 0 18919 0 A 94104 D Restricted Stock Units 2024-06-13 4 M 0 18919 0 D Class A Common Stock 18919 0 D Restricted Stock Units 2024-06-13 4 A 0 23681 0 A Class A Common Stock 23681 23681 D The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock through December 31, 2024. The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.44 to $7.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. The restricted stock units vest on the earlier of June 22, 2024 or the date of the 2024 Annual Shareholder Meeting. The restricted stock units vest on the earlier of June 13, 2025 or the date of the 2025 Annual Shareholder Meeting. /s/ Sonalee Parekh, by Naixi Wu pursuant to power of attorney filed on June 21, 2021 2024-06-14