0001628280-24-000735.txt : 20240105 0001628280-24-000735.hdr.sgml : 20240105 20240105193334 ACCESSION NUMBER: 0001628280-24-000735 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240103 FILED AS OF DATE: 20240105 DATE AS OF CHANGE: 20240105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: schiller Thomas CENTRAL INDEX KEY: 0001865418 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40481 FILM NUMBER: 24517988 MAIL ADDRESS: STREET 1: C/O INDIE SEMICONDUCTOR STREET 2: 32 JOURNEY CITY: ALISO VIEJO STATE: CA ZIP: 92656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: indie Semiconductor, Inc. CENTRAL INDEX KEY: 0001841925 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32 JOURNEY CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 2024310507 MAIL ADDRESS: STREET 1: 32 JOURNEY CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER COMPANY: FORMER CONFORMED NAME: Thunder Bridge II Surviving Pubco, Inc. DATE OF NAME CHANGE: 20210122 4 1 wk-form4_1704501203.xml FORM 4 X0508 4 2024-01-03 0 0001841925 indie Semiconductor, Inc. INDI 0001865418 schiller Thomas 32 JOURNEY ALISO VIEJO CA 92656 0 1 0 0 CFO and EVP of Strategy 1 Class A Common Stock 2024-01-03 4 M 0 2308 0 A 1120123 D Class A Common Stock 2024-01-03 4 M 0 56625 0 A 1176748 D Class A Common Stock 2024-01-04 4 F 0 988 7.04 D 1175760 D Class A Common Stock 2024-01-04 4 F 0 22198 7.04 D 1153562 D Class A Common Stock 2024-01-05 4 S 0 60000 7.05 D 1093562 D Restricted Stock Units 2024-01-03 4 M 0 2308 0 D Class A Common Stock 2308 4616 D Restricted Stock Units 2024-01-03 4 M 0 56625 0 D Class A Common Stock 56625 169875 D Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units. The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2024. The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.89 to $7.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Each restricted stock unit represents a contingent right to receive one share of Class A common stock. The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date. /s/ Thomas Schiller, by Naixi Wu pursuant to power of attorney filed on June 21, 2021 2024-01-05