EDGAR Filing Documents for 0001213900-21-032758

Form 8-K - Current report:

SEC Accession No. 0001213900-21-032758

Filing Date

2021-06-16

Accepted

2021-06-16 17:30:05

Documents

Period of Report

2021-06-10

Items

Item 1.01: Entry into a Material Definitive Agreement
Item 2.01: Completion of Acquisition or Disposition of Assets
Item 3.02: Unregistered Sales of Equity Securities
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.01: Changes in Control of Registrant
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.06: Change in Shell Company Status
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq	Description	Document	Type	Size
1	CURRENT REPORT	ea142795-8k_indiesemic.htm	8-K	171743
2	AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF INDIE SEMICONDUCTOR, INC.,	ea142795ex3-1_indiesemic.htm	EX-3.1	64766
3	AMENDED AND RESTATED BYLAWS OF INDIE SEMICONDUCTOR, INC	ea142795ex3-2_indiesemic.htm	EX-3.2	82374
4	SPECIMEN COMMON STOCK CERTIFICATE	ea142795ex4-1_indiesemic.htm	EX-4.1	15452
5	WARRANT AGREEMENT ASSIGNMENT AND ASSUMPTION AGREEMENT	ea142795ex4-4_indiesemic.htm	EX-4.4	43610
6	EIGHT AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF INDIE LLC	ea142795ex10-1_indiesemic.htm	EX-10.1	339105
7	INDIE SEMICONDUCTOR, INC. 2021 EQUITY INCENTIVE PLAN	ea142795ex10-3_indiesemic.htm	EX-10.3	139710
8	FORM OF INDEMNIFICATION AGREEMENT BETWEEN REGISTRANT AND CERTAIN OFFICERS AND DI	ea142795ex10-4_indiesemic.htm	EX-10.4	112539
9	EXCHANGE AGREEMENT, DATED JUNE 10, 2021, BETWEEN REGISTRANT AND CERTAIN INDIE EQ	ea142795ex10-5_indiesemic.htm	EX-10.5	95220
10	TAX RECEIVABLE AGREEMENT, DATED JUNE 10, 2021, BETWEEN REGISTRANT AND CERTAIN IN	ea142795ex10-6_indiesemic.htm	EX-10.6	176953
11	REGISTRATION RIGHTS AGREEMENT, DATED JUNE 10, 2021, BETWEEN REGISTRANT AND CERTA	ea142795ex10-7_indiesemic.htm	EX-10.7	123831
12	FORM OF LOCK-UP AGREEMENT BY CERTAIN INDIE EQUITY HOLDERS	ea142795ex10-8_indiesemic.htm	EX-10.8	26575
13	LOAN AND SECURITY AGREEMENT, DATED JANUARY 13, 2015, AND RELEVANT AMENDMENTS THE	ea142795ex10-12_indiesemic.htm	EX-10.12	399353
14	SUBSIDIARIES OF THE REGISTRANT	ea142795ex21-1_indiesemic.htm	EX-21.1	1802
15	UNAUDITED FINANCIAL STATEMENTS OF INDIE LLC AS OF AND FOR THE PERIODS ENDING MAR	ea142795ex99-2_indiesemic.htm	EX-99.2	332245
16	UNAUDITED PRO FORMA FINANCIAL STATEMENTS	ea142795ex99-3_indiesemic.htm	EX-99.3	252214
17	MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERA	ea142795ex99-4_indiesemic.htm	EX-99.4	51389
	Complete submission text file	0001213900-21-032758.txt		2430639

Mailing Address 32 JOURNEY ALISO VIEJO CA 92656

Business Address 32 JOURNEY ALISO VIEJO CA 92656 2024310507

indie Semiconductor, Inc. (Filer) CIK: 0001841925 (see all company filings)