0001127602-23-016010.txt : 20230517
0001127602-23-016010.hdr.sgml : 20230517
20230517180739
ACCESSION NUMBER: 0001127602-23-016010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230515
FILED AS OF DATE: 20230517
DATE AS OF CHANGE: 20230517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cervantes Sergio
CENTRAL INDEX KEY: 0001930565
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40263
FILM NUMBER: 23933177
MAIL ADDRESS:
STREET 1: C/O GROVE COLLABORATIVE INC.
STREET 2: 1301 SANSOME STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Grove Collaborative Holdings, Inc.
CENTRAL INDEX KEY: 0001841761
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 882840659
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1301 SANSOME STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (800) 231-8527
MAIL ADDRESS:
STREET 1: 1301 SANSOME STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: Virgin Group Acquisition Corp. II
DATE OF NAME CHANGE: 20210122
4
1
form4.xml
PRIMARY DOCUMENT
X0407
4
2023-05-15
0001841761
Grove Collaborative Holdings, Inc.
GROV
0001930565
Cervantes Sergio
C/O GROVE COLLABORATIVE HOLDINGS, INC.
1301 SANSOME STREET
SAN FRANCISCO
CA
94111
1
Chief Financial Officer
0
Class A Common Stock
2023-05-15
4
M
0
176413
A
368824
D
Class A Common Stock
2023-05-15
4
F
0
86767
.4925
D
282057
D
Class A Common Stock
2023-05-15
4
M
0
156049
A
438106
D
Class A Common Stock
2023-05-15
4
F
0
77370
.4925
D
360736
D
Class A Common Stock
2023-05-15
4
M
0
20000
A
380736
D
Class A Common Stock
2023-05-15
4
F
0
9917
.4925
D
370819
D
Restricted Stock Units
2023-05-15
4
M
0
176413
D
Class A Common Stock
176413
529212
D
Restricted Stock Units
2023-05-15
4
M
0
156049
D
Class A Common Stock
156049
1404438
D
Restricted Stock Units
2023-05-15
4
M
0
20000
D
Class A Common Stock
20000
180000
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock
These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
These RSUs vest 25% on May 15, 2023, and then in quarterly installments for the next 36 months, with accelerated vesting following a change in control if the Reporting Person's services are terminated by the Issuer without cause or he resigns for good reason.
The RSUs have no expiration date.
1/10th of the shares subject to the Award shall vest on each of the Company's Standard Quarterly Vesting Dates (February 15th, May 15th, August 15th and November 15th of each year; provided, that if such date occurs on a weekend or federal holiday, vesting shall occur on the next business day) beginning on May 15, 2023.
/s/Barbara Wallace, Attorney-in-Fact for Sergio Cervantes
2023-05-17