UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
Amendment No. 1
For
the fiscal year ended:
For the transition period from ____________ to _____________
Commission
File No.
(Exact name of registrant as specified in its charter) |
(State or other jurisdiction of | (I.R.S. Employer | |
incorporation or organization) | Identification No.) | |
(Address of principal executive offices) | (Zip code) |
(Registrant’s telephone number, including area code) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
Units, each consisting of one share of Class A common stock and three-quarters of one warrant | CENQU | The NASDAQ Stock Market LLC | ||
The | ||||
Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share | CENQW | The NASDAQ Stock Market LLC |
Securities registered pursuant to Section 12(g) of the Act: None.
Indicate
by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes ☐
Indicate
by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes ☐
Indicate
by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange
Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2)
has been subject to such filing requirements for the past 90 days.
Indicate
by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule
405 of Regulation S-T (§ 232.
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer ☐ | Accelerated filer ☐ |
Smaller
reporting company | |
Emerging
growth company |
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Indicate
by check mark whether the registrant has filed a report on and attestation to its management’s assessment of the effectiveness
of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered
public
Indicate
by check mark whether registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes
As of June 30, 2021, which was the last business day of the registrant’s most recently completed second fiscal quarter, the registrant’s securities were not publicly traded. The registrant’s units began trading on the NASDAQ Stock Market on August 13, 2021, and the registrant’s Class A common stock public shares and public warrants commenced separate public trading on the NASDAQ Stock Market on October 4, 2021.
There
were
EXPLANATORY NOTE
This Amendment No. 1 on Form 10-K/A (“Amendment No. 1”) amends our Annual Report on Form 10-K for the fiscal year ended December 31, 2021 (“Original Filing”), filed with the U.S. Securities and Exchange Commission (“SEC”) on March 30, 2022 (“Original Filing Date”). The sole purpose of this Amendment No. 1 is to correct errors in the exhibit index.
This Amendment No. 1 contains only the Cover Page to this Amendment No. 1, this Explanatory Note, Item 15, the Signature Page, the Bylaws attached to this Amendment No. 1 as Exhibit 3.2 and new certifications attached to this Amendment No. 1 as Exhibits 31.1 and 31.2 pursuant to Rule 12b-15 under the Securities Exchange Act of 1934, as amended.
No other changes have been made to the Original Filing. This Amendment No. 1 speaks as of the Original Filing Date, does not reflect events that may have occurred subsequent to the Original Filing Date and does not modify or update in any way disclosures made in the Original Filing.
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PART IV
ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES.
(a) The following documents are filed as part of this Annual Report on Form 10-K/A:
(3) Exhibits
2
* | Previously filed or furnished with the Original Filing |
** | Filed herewith |
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: September 15, 2022
CENAQ Energy Corp. | ||
/s/ J. Russell Porter | ||
Name: | J. Russell Porter | |
Title: | Chief Executive Officer | |
(Principal Executive Officer) | ||
/s/ Michael J. Mayell | ||
Name: | Michael J. Mayell | |
Title: | Chief Financial Officer | |
(Principal Financial and Accounting Officer) |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
SIGNATURE | TITLE | Date | ||
/s/ J. Russell Porter |
Chief Executive Officer and Director | September 15, 2022 | ||
J. Russell Porter | (Principal Executive Officer) | |||
/s/ Michael J. Mayell |
Chief Financial Officer and Director | September 15, 2022 | ||
Michael J. Mayell | (Principal Financial and Accounting Officer) | |||
* |
Chairman of the Board | September 15, 2022 | ||
John B. Connally III | ||||
* |
Director | September 15, 2022 | ||
Benjamin Francisco Salinas Sada | ||||
* |
Director | September 15, 2022 | ||
Denise DuBard | ||||
* |
Director | September 15, 2022 | ||
Michael S. Bahorich | ||||
* | Director | September 15, 2022 | ||
David Bullion |
* | Pursuant to Power of Attorney |
By: | /s/ J. Russell Porter | |
J. Russell Porter | ||
Attorney-in-Fact |
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