0001213900-22-027185.txt : 20220516 0001213900-22-027185.hdr.sgml : 20220516 20220516164111 ACCESSION NUMBER: 0001213900-22-027185 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220516 DATE AS OF CHANGE: 20220516 EFFECTIVENESS DATE: 20220516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Asset Management, LLC CENTRAL INDEX KEY: 0001841077 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21702 FILM NUMBER: 22930134 BUSINESS ADDRESS: STREET 1: 3811 TURTLE CREEK BLVD, SUITE 2100 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214-556-2465 MAIL ADDRESS: STREET 1: 3811 TURTLE CREEK BLVD, SUITE 2100 CITY: DALLAS STATE: TX ZIP: 75219 FORMER COMPANY: FORMER CONFORMED NAME: 272 Capital LP DATE OF NAME CHANGE: 20210119 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001841077 XXXXXXXX 03-31-2022 03-31-2022 false B. Riley Asset Management, LLC

3811 TURTLE CREEK BLVD, SUITE 2100 DALLAS TX 75219

13F COMBINATION REPORT 028-21702 028-16782 BOOTHBAY FUND MANAGEMENT, LLC N Jeffrey Engelsman 908-635-8083 /s/ Jeffrey Engelsman South Pasadena CA 05-16-2022 0 69 209128 INFORMATION TABLE 2 infotable.xml ACV AUCTIONS INC-A COMM 00091G104 2726 184054 SH SOLE 174054 0 0 ALTA EQUIPMENT GROUP INC COMM 02128L106 5959 482144 SH SOLE 482144 0 0 AMERICAN WOODMARK CORP COMM 030506109 4308 88009 SH SOLE 87009 0 0 AMTECH SYSTEMS INC COMM 032332504 3358 333755 SH SOLE 333755 0 0 ARENA GROUP HOLDINGS INC/THE COMM 040044109 11830 1092300 SH SOLE 1046000 0 0 ARRAY TECHNOLOGIES INC COMM 04271T100 1217 107992 SH SOLE 107992 0 0 B RILEY FINANCIAL INC COMM 05580M108 5093 72799 SH SOLE 72799 0 0 B RILEY PRINCIPAL 150 MERG-A WRNT 05601V103 298 30000 SH SOLE 30000 0 0 BABCOCK & WILCOX ENTERPR COMM 05614L209 800 98022 SH SOLE 98022 0 0 BEBE STORES INC COMM 075571208 2050 241167 SH SOLE 241167 0 0 BTRS Holdings Inc COMM 11778X104 1945 260090 SH SOLE 260090 0 0 CADIZ INC COMM 127537207 2115 1021863 SH SOLE 1021863 0 0 CALAMP CORP COMM 128126109 640 87500 SH SOLE 87500 0 0 COLOMBIER ACQUISITION CORP-A WRNT 19533H108 580 60000 SH SOLE 60000 0 0 CONSOLIDATED COMMUNICATIONS COMM 209034107 2555 433026 SH SOLE 409146 0 0 CONTAINER STORE GROUP INC/TH COMM 210751103 3008 368125 SH SOLE 368125 0 0 DOCGO INC COMM 256086109 3534 382052 SH SOLE 382052 0 0 DOCGO INC WRNT 256086109 308 33333 SH SOLE 33333 0 0 DOUBLEDOWN INTERACTIVE -ADR ADRS 25862B109 2402 202566 SH SOLE 202566 0 0 ECOVYST INC COMM 27923Q109 1848 159839 SH SOLE 159839 0 0 ENPRO INDUSTRIES INC COMM 29355X107 718 7348 SH SOLE 7348 0 0 EOS ENERGY ENTERPRISES INC WRNT 29415C101 84 20022 SH SOLE 20022 0 0 EVERBRIDGE INC COMM 29978A104 3360 76988 SH SOLE 74988 0 0 EXELA TECHNOLOGIES INC COMM 30162V409 5000 12013455 SH SOLE 12013455 0 0 GALATA ACQUISITION CORP - A WRNT G3R23A108 859 87000 SH SOLE 87000 0 0 HARVARD BIOSCIENCE INC COMM 416906105 5579 898436 SH SOLE 838436 0 0 HEALTHCARE SERVICES ACQUI-A WRNT 42227K104 417 42500 SH SOLE 42500 0 0 HIVE BLOCKCHAIN TECHNOLOGIES COMM 43366H100 160 75000 SH SOLE 75000 0 0 INFORMATICA CORP COMM 45674M101 971 49174 SH SOLE 49174 0 0 ISLEWORTH HEALTHCARE ACQUISI WRNT 46468P102 297 30000 SH SOLE 30000 0 0 LAKESHORE ACQUISITION I CO-A WRNT G53521103 632 63750 SH SOLE 63750 0 0 LIGHTWAVE LOGIC INC COMM 532275104 4805 500000 SH Put SOLE 500000 0 0 LIVEVOX HOLDINGS INC COMM 53838L100 2277 753988 SH SOLE 733988 0 0 LIVEVOX HOLDINGS INC WRNT 53838L100 305 100965 SH SOLE 100965 0 0 LSI INDUSTRIES INC COMM 50216C108 1621 270225 SH SOLE 270225 0 0 MAGNACHIP SEMICONDUCT-DEP SH COMM 55933J203 2658 157199 SH SOLE 157199 0 0 MINIM INC COMM 60365W102 67 92390 SH SOLE 92390 0 0 MODEL N INC COMM 607525102 2287 85000 SH SOLE 85000 0 0 NEXTNAV INC WRNT 65345N106 600 80092 SH SOLE 80092 0 0 ONESPAN INC COMM 68287N100 2576 178382 SH SOLE 178382 0 0 ORION ENGINEERED CARBONS SAR COMM L72967109 1283 80349 SH SOLE 80349 0 0 PARTY CITY HOLDCO INC COMM 702149105 1962 548039 SH SOLE 493039 0 0 PEGASYSTEMS INC COMM 705573103 2490 30878 SH SOLE 30878 0 0 PENNANT GROUP INC/THE COMM 70805E109 1420 76234 SH SOLE 76234 0 0 PERPETUA RESOURCES CORP COMM 714266103 1589 387459 SH SOLE 387459 0 0 QUALTEK SERVICES INC-A WRNT 74760R303 48 15000 SH SOLE 15000 0 0 QUANTUM CORP COMM 747906501 1286 566431 SH SOLE 566431 0 0 REDBOX ENTERTAINMENT INC WRNT 75724T103 191 81008 SH SOLE 81008 0 0 REPRO MEDSYSTEMS INC COMM 759910102 1489 520537 SH SOLE 520537 0 0 RESERVOIR MEDIA INC WRNT 76119X105 147 15000 SH SOLE 15000 0 0 RISKIFIED LTD-A COMM M8216R109 1915 317032 SH SOLE 317032 0 0 SEQUANS COMMUNICATIONS-ADR ADRS 817323207 10954 3603333 SH SOLE 3303333 0 0 SIGNAL HILL ACQUISITION CORP UNIT 82664R204 413 41382 SH SOLE 41382 0 0 SMART GLOBAL HOLDINGS INC COMM G8232Y101 4471 173088 SH SOLE 163088 0 0 SONOS INC COMM 83570H108 1327 47035 SH SOLE 47035 0 0 SPORTSMAN'S WAREHOUSE HOLDIN COMM 84920Y106 2414 225815 SH SOLE 205815 0 0 SPORTSMAP TECH ACQUISITION C WRNT 84921J108 1113 112500 SH SOLE 112500 0 0 SUMO LOGIC INC COMM 86646P103 2552 218695 SH SOLE 218695 0 0 THERMON GROUP HOLDINGS INC COMM 88362T103 4576 282456 SH SOLE 272456 0 0 TILE SHOP HLDGS INC COMM 88677Q109 17375 2652659 SH SOLE 2590159 0 0 TUFIN SOFTWARE TECHNOLOGIES COMM M8893U102 12489 1398535 SH SOLE 1336035 0 0 UNISYS CORP COMM 909214306 15578 720860 SH SOLE 660860 0 0 UNISYS CORP COMM 909214306 2161 100000 SH Call SOLE 100000 0 0 UNISYS CORP COMM 909214306 5176 239500 SH Call SOLE 239500 0 0 VISHAY PRECISION GROUP INC COMM 92835K103 7716 240000 SH SOLE 240000 0 0 Whole Earth Brands Inc COMM 96684W100 1333 186214 SH SOLE 186214 0 0 XPERI CORP COMM 98390M103 3464 200000 SH Call SOLE 200000 0 0 XPERI CORP COMM 98390M103 9799 565746 SH SOLE 520746 0 0 YEXT INC COMM 98585N106 553 80270 SH SOLE 80270 0 0