Chief Compliance Officer

0001172661-24-000206.txt : 20240111 0001172661-24-000206.hdr.sgml : 20240111 20240111165240 ACCESSION NUMBER: 0001172661-24-000206 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240111 DATE AS OF CHANGE: 20240111 EFFECTIVENESS DATE: 20240111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Galvin, Gaustad & Stein, LLC CENTRAL INDEX KEY: 0001840945 ORGANIZATION NAME: IRS NUMBER: 272327502 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20555 FILM NUMBER: 24529791 BUSINESS ADDRESS: STREET 1: 7377 E. DOUBLETREE RANCH ROAD STREET 2: SUITE 250 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: (480) 776-1441 MAIL ADDRESS: STREET 1: 7377 E. DOUBLETREE RANCH ROAD STREET 2: SUITE 250 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001840945 XXXXXXXX 12-31-2023 12-31-2023 false Galvin, Gaustad & Stein, LLC

7377 E. Doubletree Ranch Road Suite 250 Scottsdale AZ 85258

13F HOLDINGS REPORT 028-20555 000153410 801-71464 N Kim Jamieson Chief Compliance Officer 480-776-1441 /s/ Kim Jamieson Scottsdale AZ 01-11-2024 0 183 1069310667 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 11070625 101268 SH SOLE 0 0 101268 ABBVIE INC COM 00287Y109 545906 3523 SH SOLE 0 0 3523 ALPHABET INC CAP STK CL C 02079K107 14751284 104671 SH SOLE 0 0 104671 ALPHABET INC CAP STK CL A 02079K305 10908128 78088 SH SOLE 0 0 78088 AMAZON COM INC COM 023135106 29692863 195425 SH SOLE 0 0 195425 AMERICAN EXPRESS CO COM 025816109 247476 1321 SH SOLE 0 0 1321 AMGEN INC COM 031162100 783990 2722 SH SOLE 0 0 2722 APPLE INC COM 037833100 22660800 117700 SH SOLE 0 0 117700 ASML HOLDING N V N Y REGISTRY SHS N07059210 368620 487 SH SOLE 0 0 487 AUTOZONE INC COM 053332102 19393988 7501 SH SOLE 0 0 7501 BANK AMERICA CORP COM 060505104 239231 7105 SH SOLE 0 0 7105 BANK AMERICA CORP 7.25%CNV PFD L 060505682 404974 336 SH SOLE 0 0 336 BANK NEW YORK MELLON CORP COM 064058100 27451939 527415 SH SOLE 0 0 527415 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1567161 4394 SH SOLE 0 0 4394 BERKSHIRE HATHAWAY INC DEL CL A 084670108 542625 1 SH SOLE 0 0 1 BLACKROCK INC COM 09247X101 1109347 1367 SH SOLE 0 0 1367 BLACKSTONE INC COM 09260D107 809089 6180 SH SOLE 0 0 6180 BOEING CO COM 097023105 206917 794 SH SOLE 0 0 794 BOK FINL CORP COM NEW 05561Q201 926305 10815 SH SOLE 0 0 10815 BROWN FORMAN CORP CL B 115637209 20579325 360409 SH SOLE 0 0 360409 CARDINAL HEALTH INC COM 14149Y108 243807 2419 SH SOLE 0 0 2419 CHEVRON CORP NEW COM 166764100 793805 5322 SH SOLE 0 0 5322 CISCO SYS INC COM 17275R102 11903451 235619 SH SOLE 0 0 235619 COCA COLA CO COM 191216100 25064832 425332 SH SOLE 0 0 425332 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 276062 3655 SH SOLE 0 0 3655 CONOCOPHILLIPS COM 20825C104 475601 4098 SH SOLE 0 0 4098 CONSTELLATION ENERGY CORP COM 21037T109 490354 4195 SH SOLE 0 0 4195 COPART INC COM 217204106 20833885 425181 SH SOLE 0 0 425181 COSTCO WHSL CORP NEW COM 22160K105 21273722 32229 SH SOLE 0 0 32229 CROWDSTRIKE HLDGS INC CL A 22788C105 632235 2476 SH SOLE 0 0 2476 DEERE & CO COM 244199105 324764 812 SH SOLE 0 0 812 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 205340 7025 SH SOLE 0 0 7025 DIREXION SHS ETF TR DLY S&P500 BR 1X 25460E869 306999 23100 SH SOLE 0 0 23100 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 223056 2635 SH SOLE 0 0 2635 DISCOVER FINL SVCS COM 254709108 1048580 9329 SH SOLE 0 0 9329 DISNEY WALT CO COM 254687106 808547 8955 SH SOLE 0 0 8955 ELECTRONIC ARTS INC COM 285512109 22581058 165054 SH SOLE 0 0 165054 ELI LILLY & CO COM 532457108 1463009 2510 SH SOLE 0 0 2510 ENTERPRISE PRODS PARTNERS L COM 293792107 797552 30268 SH SOLE 0 0 30268 EOG RES INC COM 26875P101 16716848 138213 SH SOLE 0 0 138213 EXXON MOBIL CORP COM 30231G102 2278769 22792 SH SOLE 0 0 22792 FIDELITY COVINGTON TRUST MSCI FINLS IDX 316092501 9541326 178176 SH SOLE 0 0 178176 FIDELITY COVINGTON TRUST MSCI RL EST ETF 316092857 3428576 128652 SH SOLE 0 0 128652 FIDELITY COVINGTON TRUST MSCI ENERGY IDX 316092402 551243 23925 SH SOLE 0 0 23925 FIDELITY COVINGTON TRUST MSCI UTILS INDEX 316092865 1339888 32792 SH SOLE 0 0 32792 GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 36266G107 22672566 293230 SH SOLE 0 0 293230 GENERAL DYNAMICS CORP COM 369550108 606459 2336 SH SOLE 0 0 2336 HOME DEPOT INC COM 437076102 19123362 55182 SH SOLE 0 0 55182 HONEYWELL INTL INC COM 438516106 1889298 9009 SH SOLE 0 0 9009 ICON PLC SHS G4705A100 282221 997 SH SOLE 0 0 997 INTEL CORP COM 458140100 259592 5166 SH SOLE 0 0 5166 INTUIT COM 461202103 207414 332 SH SOLE 0 0 332 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 249700 3985 SH SOLE 0 0 3985 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 396968 2516 SH SOLE 0 0 2516 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 281655 5208 SH SOLE 0 0 5208 INVESCO QQQ TR UNIT SER 1 46090E103 329713 805 SH SOLE 0 0 805 ISHARES GOLD TR ISHARES NEW 464285204 274654 7037 SH SOLE 0 0 7037 ISHARES INC CORE MSCI EMKT 46434G103 12520342 247535 SH SOLE 0 0 247535 ISHARES TR RUS MID CAP ETF 464287499 234278 3014 SH SOLE 0 0 3014 ISHARES TR MSCI EAFE ETF 464287465 282197 3745 SH SOLE 0 0 3745 ISHARES TR CORE S&P500 ETF 464287200 2743000 5743 SH SOLE 0 0 5743 ISHARES TR 0-5 YR TIPS ETF 46429B747 12888394 130727 SH SOLE 0 0 130727 ISHARES TR MBS ETF 464288588 22873571 243129 SH SOLE 0 0 243129 ISHARES TR 0-5YR HI YL CP 46434V407 253531 6005 SH SOLE 0 0 6005 ISHARES TR RUS 1000 GRW ETF 464287614 886161 2923 SH SOLE 0 0 2923 ISHARES TR ISHS 1-5YR INVS 464288646 11316021 220693 SH SOLE 0 0 220693 ISHARES TR CORE TOTAL USD 46434V613 8264935 179399 SH SOLE 0 0 179399 ISHARES TR BLACKROCK ULTRA 46434V878 510509 10137 SH SOLE 0 0 10137 ISHARES TR EAFE SML CP ETF 464288273 255162 4122 SH SOLE 0 0 4122 ISHARES TR CORE S&P MCP ETF 464287507 2048435 7391 SH SOLE 0 0 7391 ISHARES TR ISHS 5-10YR INVT 464288638 12133941 233345 SH SOLE 0 0 233345 ISHARES TR CORE DIVID ETF 46435U861 978031 23825 SH SOLE 0 0 23825 ISHARES TR US INDUSTRIALS 464287754 205848 1800 SH SOLE 0 0 1800 ISHARES TR RUS 1000 ETF 464287622 203670 777 SH SOLE 0 0 777 ISHARES TR BROAD USD HIGH 46435U853 778198 21408 SH SOLE 0 0 21408 ISHARES TR CORE MSCI EAFE 46432F842 36956889 525329 SH SOLE 0 0 525329 ISHARES TR RUS 1000 VAL ETF 464287598 530124 3208 SH SOLE 0 0 3208 ISHARES TR CORE S&P SCP ETF 464287804 16741272 154654 SH SOLE 0 0 154654 ISHARES TR CORE US AGGBD ET 464287226 23232174 234077 SH SOLE 0 0 234077 ISHARES TR S&P 500 VAL ETF 464287408 267443 1538 SH SOLE 0 0 1538 ISHARES TR NATIONAL MUN ETF 464288414 5238227 48319 SH SOLE 0 0 48319 ISHARES TR SHRT NAT MUN ETF 464288158 2330016 22100 SH SOLE 0 0 22100 ISHARES TR MSCI EAFE MIN VL 46429B689 322655 4653 SH SOLE 0 0 4653 ISHARES TR CORE S&P TTL STK 464287150 746758 7096 SH SOLE 0 0 7096 J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 46654Q203 464349 9300 SH SOLE 0 0 9300 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 1479060 26902 SH SOLE 0 0 26902 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 2798914 55722 SH SOLE 0 0 55722 J P MORGAN EXCHANGE TRADED F BETABUILDERS USD 46641Q878 1231466 26821 SH SOLE 0 0 26821 J P MORGAN EXCHANGE TRADED F DIV RTN INT EQ 46641Q209 1030738 18975 SH SOLE 0 0 18975 J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 46641Q647 3325482 65257 SH SOLE 0 0 65257 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 3042841 59969 SH SOLE 0 0 59969 JOHNSON & JOHNSON COM 478160104 2599579 16585 SH SOLE 0 0 16585 JPMORGAN CHASE & CO COM 46625H100 29160091 171429 SH SOLE 0 0 171429 KENVUE INC COM 49177J102 243459 11308 SH SOLE 0 0 11308 LABORATORY CORP AMER HLDGS COM NEW 50540R409 22087899 97179 SH SOLE 0 0 97179 LINDE PLC SHS G54950103 244350 595 SH SOLE 0 0 595 LOCKHEED MARTIN CORP COM 539830109 263786 582 SH SOLE 0 0 582 LOWES COS INC COM 548661107 1300260 5843 SH SOLE 0 0 5843 MASTERCARD INCORPORATED CL A 57636Q104 4804073 11264 SH SOLE 0 0 11264 MCKESSON CORP COM 58155Q103 535139 1156 SH SOLE 0 0 1156 MERCK & CO INC COM 58933Y105 502717 4611 SH SOLE 0 0 4611 META PLATFORMS INC CL A 30303M102 751103 2122 SH SOLE 0 0 2122 MICROSOFT CORP COM 594918104 32926134 87560 SH SOLE 0 0 87560 NEW YORK CMNTY CAP TR V UNIT 05/07/2051 64944P307 455987 10985 SH SOLE 0 0 10985 NIKE INC CL B 654106103 17878931 164677 SH SOLE 0 0 164677 NVIDIA CORPORATION COM 67066G104 1860730 3757 SH SOLE 0 0 3757 OKTA INC CL A 679295105 258031 2850 SH SOLE 0 0 2850 ORACLE CORP COM 68389X105 250502 2376 SH SOLE 0 0 2376 PALO ALTO NETWORKS INC COM 697435105 626329 2124 SH SOLE 0 0 2124 PHILIP MORRIS INTL INC COM 718172109 478032 5081 SH SOLE 0 0 5081 PPL CORP COM 69351T106 15890837 586378 SH SOLE 0 0 586378 PROCTER AND GAMBLE CO COM 742718109 18790342 128227 SH SOLE 0 0 128227 PROSHARES TR PSHS ULTRA QQQ 74347R206 498180 6555 SH SOLE 0 0 6555 PROSHARES TR PSHS ULT S&P 500 74347R107 471432 7245 SH SOLE 0 0 7245 QUEST DIAGNOSTICS INC COM 74834L100 607224 4404 SH SOLE 0 0 4404 ROYAL BK CDA COM 780087102 232397 2298 SH SOLE 0 0 2298 RTX CORPORATION COM 75513E101 451849 5370 SH SOLE 0 0 5370 SCHWAB STRATEGIC TR MUN BD ETF 808524649 353628 6722 SH SOLE 0 0 6722 SCHWAB STRATEGIC TR US TIPS ETF 808524870 2788691 53423 SH SOLE 0 0 53423 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 21420202 430817 SH SOLE 0 0 430817 SCHWAB STRATEGIC TR US REIT ETF 808524847 564557 27260 SH SOLE 0 0 27260 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 8295487 171217 SH SOLE 0 0 171217 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 213444 5775 SH SOLE 0 0 5775 SCHWAB STRATEGIC TR LONG TERM US 808524680 2928961 83494 SH SOLE 0 0 83494 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1502914 19741 SH SOLE 0 0 19741 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 5188543 137993 SH SOLE 0 0 137993 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 200342 1469 SH SOLE 0 0 1469 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 488740 2733 SH SOLE 0 0 2733 SELECT SECTOR SPDR TR ENERGY 81369Y506 590653 7045 SH SOLE 0 0 7045 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1104792 5740 SH SOLE 0 0 5740 SERVICENOW INC COM 81762P102 529868 750 SH SOLE 0 0 750 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 254387 675 SH SOLE 0 0 675 SPDR S&P 500 ETF TR TR UNIT 78462F103 743860 1565 SH SOLE 0 0 1565 SPDR SER TR RUSSELL YIELD 78468R770 383989 3812 SH SOLE 0 0 3812 SPDR SER TR S&P REGL BKG 78464A698 900889 17183 SH SOLE 0 0 17183 SPDR SER TR BLOOMBERG INVT 78468R200 255274 8345 SH SOLE 0 0 8345 SPDR SER TR PORTFOLIO SHORT 78464A474 984446 33057 SH SOLE 0 0 33057 STARBUCKS CORP COM 855244109 20172837 210112 SH SOLE 0 0 210112 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1755434 16879 SH SOLE 0 0 16879 TESLA INC COM 88160R101 504667 2031 SH SOLE 0 0 2031 TRUIST FINL CORP COM 89832Q109 1434534 38855 SH SOLE 0 0 38855 UBER TECHNOLOGIES INC COM 90353T100 1110046 18029 SH SOLE 0 0 18029 UNION PAC CORP COM 907818108 21090017 85864 SH SOLE 0 0 85864 UNITED PARCEL SERVICE INC CL B 911312106 1447594 9207 SH SOLE 0 0 9207 UNITEDHEALTH GROUP INC COM 91324P102 33175897 63016 SH SOLE 0 0 63016 VALERO ENERGY CORP COM 91913Y100 259350 1995 SH SOLE 0 0 1995 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 1279916 17162 SH SOLE 0 0 17162 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 10517276 136553 SH SOLE 0 0 136553 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 13205502 179545 SH SOLE 0 0 179545 VANGUARD BD INDEX FDS INTERMED TERM 921937819 8524763 111610 SH SOLE 0 0 111610 VANGUARD BD INDEX FDS VANGUARD ULTRA 92203C303 284391 5752 SH SOLE 0 0 5752 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 223961 1020 SH SOLE 0 0 1020 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 460927 1055 SH SOLE 0 0 1055 VANGUARD INDEX FDS GROWTH ETF 922908736 364662 1173 SH SOLE 0 0 1173 VANGUARD INDEX FDS SM CP VAL ETF 922908611 932964 5184 SH SOLE 0 0 5184 VANGUARD INDEX FDS MID CAP ETF 922908629 483426 2078 SH SOLE 0 0 2078 VANGUARD INDEX FDS SML CP GRW ETF 922908595 208889 864 SH SOLE 0 0 864 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1474619 6216 SH SOLE 0 0 6216 VANGUARD INDEX FDS SMALL CP ETF 922908751 5588680 26197 SH SOLE 0 0 26197 VANGUARD INDEX FDS VALUE ETF 922908744 1088207 7279 SH SOLE 0 0 7279 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 7351892 83204 SH SOLE 0 0 83204 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 24053072 209103 SH SOLE 0 0 209103 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 9678864 235495 SH SOLE 0 0 235495 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 847589 15098 SH SOLE 0 0 15098 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 3466112 67896 SH SOLE 0 0 67896 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 3680099 45915 SH SOLE 0 0 45915 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 8055273 104114 SH SOLE 0 0 104114 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 11391946 140157 SH SOLE 0 0 140157 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1815416 10654 SH SOLE 0 0 10654 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 31440959 656387 SH SOLE 0 0 656387 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 461012 5811 SH SOLE 0 0 5811 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 223493 2002 SH SOLE 0 0 2002 VANGUARD WORLD FDS INF TECH ETF 92204A702 560956 1159 SH SOLE 0 0 1159 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 236661 944 SH SOLE 0 0 944 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 422406 4578 SH SOLE 0 0 4578 VERIZON COMMUNICATIONS INC COM 92343V104 237184 6291 SH SOLE 0 0 6291 VERTEX PHARMACEUTICALS INC COM 92532F100 8563814 21047 SH SOLE 0 0 21047 VISA INC COM CL A 92826C839 22084943 84828 SH SOLE 0 0 84828 WALMART INC COM 931142103 563362 3574 SH SOLE 0 0 3574 WASTE MGMT INC DEL COM 94106L109 22381947 124969 SH SOLE 0 0 124969 WELLS FARGO CO NEW PERP PFD CNV A 949746804 14799384 12378 SH SOLE 0 0 12378 WISDOMTREE TR US QTLY DIV GRT 97717X669 400596 5700 SH SOLE 0 0 5700 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 23589932 328048 SH SOLE 0 0 328048