Chief Compliance Officer

0001172661-23-003440.txt : 20231018 0001172661-23-003440.hdr.sgml : 20231018 20231018165723 ACCESSION NUMBER: 0001172661-23-003440 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231018 DATE AS OF CHANGE: 20231018 EFFECTIVENESS DATE: 20231018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Galvin, Gaustad & Stein, LLC CENTRAL INDEX KEY: 0001840945 IRS NUMBER: 272327502 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20555 FILM NUMBER: 231332682 BUSINESS ADDRESS: STREET 1: 7377 E. DOUBLETREE RANCH ROAD STREET 2: SUITE 250 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: (480) 776-1441 MAIL ADDRESS: STREET 1: 7377 E. DOUBLETREE RANCH ROAD STREET 2: SUITE 250 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001840945 XXXXXXXX 09-30-2023 09-30-2023 false Galvin, Gaustad & Stein, LLC

7377 E. Doubletree Ranch Road Suite 250 Scottsdale AZ 85258

13F HOLDINGS REPORT 028-20555 000153410 801-71464 N Kim Jamieson Chief Compliance Officer 480-776-1441 /s/ Kim Jamieson Scottsdale AZ 10-18-2023 0 168 986979414 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 9194427 98210 SH SOLE 0 0 98210 ABBVIE INC COM 00287Y109 587609 3942 SH SOLE 0 0 3942 ALPHABET INC CAP STK CL A 02079K305 7332362 56032 SH SOLE 0 0 56032 ALPHABET INC CAP STK CL C 02079K107 14198436 107686 SH SOLE 0 0 107686 ALTRIA GROUP INC COM 02209S103 213720 5083 SH SOLE 0 0 5083 AMAZON COM INC COM 023135106 26206414 206155 SH SOLE 0 0 206155 AMGEN INC COM 031162100 1004569 3738 SH SOLE 0 0 3738 APPLE INC COM 037833100 20518964 119847 SH SOLE 0 0 119847 AUTOZONE INC COM 053332102 18796790 7400 SH SOLE 0 0 7400 BANK AMERICA CORP COM 060505104 217267 7935 SH SOLE 0 0 7935 BANK AMERICA CORP 7.25%CNV PFD L 060505682 790781 711 SH SOLE 0 0 711 BANK NEW YORK MELLON CORP COM 064058100 21522502 504631 SH SOLE 0 0 504631 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1666962 4759 SH SOLE 0 0 4759 BERKSHIRE HATHAWAY INC DEL CL A 084670108 531477 1 SH SOLE 0 0 1 BLACKROCK INC COM 09247X101 809559 1252 SH SOLE 0 0 1252 BLACKSTONE INC COM 09260D107 773295 7218 SH SOLE 0 0 7218 BOK FINL CORP COM NEW 05561Q201 864984 10815 SH SOLE 0 0 10815 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 553932 17636 SH SOLE 0 0 17636 BROWN FORMAN CORP CL B 115637209 13820806 239570 SH SOLE 0 0 239570 CHEVRON CORP NEW COM 166764100 898211 5327 SH SOLE 0 0 5327 CISCO SYS INC COM 17275R102 6109565 113645 SH SOLE 0 0 113645 COCA COLA CO COM 191216100 19964656 356639 SH SOLE 0 0 356639 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 18415889 271861 SH SOLE 0 0 271861 CONOCOPHILLIPS COM 20825C104 488498 4078 SH SOLE 0 0 4078 CONSTELLATION ENERGY CORP COM 21037T109 566702 5195 SH SOLE 0 0 5195 COPART INC COM 217204106 18299691 424685 SH SOLE 0 0 424685 COSTCO WHSL CORP NEW COM 22160K105 19697003 34864 SH SOLE 0 0 34864 CROWDSTRIKE HLDGS INC CL A 22788C105 414474 2476 SH SOLE 0 0 2476 DEERE & CO COM 244199105 305614 810 SH SOLE 0 0 810 DEVON ENERGY CORP NEW COM 25179M103 305927 6414 SH SOLE 0 0 6414 DIREXION SHS ETF TR DLY S&P500 BR 1X 25460E869 378420 25500 SH SOLE 0 0 25500 DISCOVER FINL SVCS COM 254709108 851919 9834 SH SOLE 0 0 9834 DISNEY WALT CO COM 254687106 15754272 194377 SH SOLE 0 0 194377 ELECTRONIC ARTS INC COM 285512109 18123050 150524 SH SOLE 0 0 150524 ELI LILLY & CO COM 532457108 1404382 2615 SH SOLE 0 0 2615 ENTERPRISE PRODS PARTNERS L COM 293792107 836718 30571 SH SOLE 0 0 30571 EOG RES INC COM 26875P101 17154319 135329 SH SOLE 0 0 135329 EXXON MOBIL CORP COM 30231G102 2816933 23958 SH SOLE 0 0 23958 FIDELITY COVINGTON TRUST MSCI RL EST ETF 316092857 2616640 115017 SH SOLE 0 0 115017 FIDELITY COVINGTON TRUST MSCI UTILS INDEX 316092865 231502 6105 SH SOLE 0 0 6105 FIDELITY COVINGTON TRUST MSCI ENERGY IDX 316092402 614825 24682 SH SOLE 0 0 24682 FIDELITY COVINGTON TRUST MSCI FINLS IDX 316092501 4749768 102014 SH SOLE 0 0 102014 GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 36266G107 19111587 280888 SH SOLE 0 0 280888 GENERAL DYNAMICS CORP COM 369550108 534305 2418 SH SOLE 0 0 2418 HOME DEPOT INC COM 437076102 15361642 50839 SH SOLE 0 0 50839 HONEYWELL INTL INC COM 438516106 4679241 25329 SH SOLE 0 0 25329 ICON PLC SHS G4705A100 248077 1007 SH SOLE 0 0 1007 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 234278 3985 SH SOLE 0 0 3985 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 355392 2508 SH SOLE 0 0 2508 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 260397 5204 SH SOLE 0 0 5204 INVESCO QQQ TR UNIT SER 1 46090E103 288444 805 SH SOLE 0 0 805 ISHARES GOLD TR ISHARES NEW 464285204 246225 7037 SH SOLE 0 0 7037 ISHARES INC CORE MSCI EMKT 46434G103 11769894 247319 SH SOLE 0 0 247319 ISHARES TR S&P 500 VAL ETF 464287408 236914 1540 SH SOLE 0 0 1540 ISHARES TR CORE DIVID ETF 46435U861 815255 21898 SH SOLE 0 0 21898 ISHARES TR NATIONAL MUN ETF 464288414 5028690 49041 SH SOLE 0 0 49041 ISHARES TR CORE S&P SCP ETF 464287804 14962990 158624 SH SOLE 0 0 158624 ISHARES TR RUS 1000 GRW ETF 464287614 771899 2902 SH SOLE 0 0 2902 ISHARES TR CORE TOTAL USD 46434V613 6988365 159862 SH SOLE 0 0 159862 ISHARES TR CORE MSCI EAFE 46432F842 32677746 507813 SH SOLE 0 0 507813 ISHARES TR CORE US AGGBD ET 464287226 22065538 234640 SH SOLE 0 0 234640 ISHARES TR MBS ETF 464288588 23056056 259640 SH SOLE 0 0 259640 ISHARES TR CORE S&P500 ETF 464287200 2507079 5838 SH SOLE 0 0 5838 ISHARES TR 0-5 YR TIPS ETF 46429B747 13097453 135137 SH SOLE 0 0 135137 ISHARES TR SHRT NAT MUN ETF 464288158 2550106 24792 SH SOLE 0 0 24792 ISHARES TR MSCI EAFE ETF 464287465 258116 3745 SH SOLE 0 0 3745 ISHARES TR CORE S&P TTL STK 464287150 692117 7348 SH SOLE 0 0 7348 ISHARES TR RUS MID CAP ETF 464287499 217307 3138 SH SOLE 0 0 3138 ISHARES TR EAFE SML CP ETF 464288273 436918 7737 SH SOLE 0 0 7737 ISHARES TR MSCI EAFE MIN VL 46429B689 302179 4633 SH SOLE 0 0 4633 ISHARES TR BROAD USD HIGH 46435U853 688282 19830 SH SOLE 0 0 19830 ISHARES TR 0-5YR HI YL CP 46434V407 668091 16283 SH SOLE 0 0 16283 ISHARES TR RUS 1000 VAL ETF 464287598 482638 3179 SH SOLE 0 0 3179 ISHARES TR ISHS 1-5YR INVS 464288646 12571772 252293 SH SOLE 0 0 252293 ISHARES TR BLACKROCK ULTRA 46434V878 539866 10716 SH SOLE 0 0 10716 ISHARES TR ISHS 5-10YR INVT 464288638 12083378 248374 SH SOLE 0 0 248374 ISHARES TR CORE S&P MCP ETF 464287507 1880090 7540 SH SOLE 0 0 7540 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 1480589 27644 SH SOLE 0 0 27644 J P MORGAN EXCHANGE TRADED F DIV RTN INT EQ 46641Q209 1182182 23386 SH SOLE 0 0 23386 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 3142004 62280 SH SOLE 0 0 62280 J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 46654Q203 389519 8300 SH SOLE 0 0 8300 J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 46641Q647 3332043 68887 SH SOLE 0 0 68887 J P MORGAN EXCHANGE TRADED F BETABUILDERS USD 46641Q878 2627427 59878 SH SOLE 0 0 59878 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 3842952 76583 SH SOLE 0 0 76583 JOHNSON & JOHNSON COM 478160104 703269 4515 SH SOLE 0 0 4515 JPMORGAN CHASE & CO COM 46625H100 25981093 179155 SH SOLE 0 0 179155 KENVUE INC COM 49177J102 253767 12638 SH SOLE 0 0 12638 LABORATORY CORP AMER HLDGS COM NEW 50540R409 19689818 97935 SH SOLE 0 0 97935 LINDE PLC SHS G54950103 206271 554 SH SOLE 0 0 554 LOCKHEED MARTIN CORP COM 539830109 238133 582 SH SOLE 0 0 582 LOWES COS INC COM 548661107 1274643 6133 SH SOLE 0 0 6133 MASTERCARD INCORPORATED CL A 57636Q104 4567738 11537 SH SOLE 0 0 11537 MCKESSON CORP COM 58155Q103 513025 1180 SH SOLE 0 0 1180 MERCK & CO INC COM 58933Y105 490572 4765 SH SOLE 0 0 4765 META PLATFORMS INC CL A 30303M102 634745 2114 SH SOLE 0 0 2114 MICROSOFT CORP COM 594918104 28535976 90375 SH SOLE 0 0 90375 NEW YORK CMNTY CAP TR V UNIT 05/07/2051 64944P307 453504 12435 SH SOLE 0 0 12435 NIKE INC CL B 654106103 15904814 166334 SH SOLE 0 0 166334 NVIDIA CORPORATION COM 67066G104 1058580 2434 SH SOLE 0 0 2434 OKTA INC CL A 679295105 256775 3150 SH SOLE 0 0 3150 ORACLE CORP COM 68389X105 251666 2376 SH SOLE 0 0 2376 PALO ALTO NETWORKS INC COM 697435105 342051 1459 SH SOLE 0 0 1459 PHILIP MORRIS INTL INC COM 718172109 478218 5165 SH SOLE 0 0 5165 PPL CORP COM 69351T106 15113713 641499 SH SOLE 0 0 641499 PROCTER AND GAMBLE CO COM 742718109 13127415 90000 SH SOLE 0 0 90000 PROSHARES TR PSHS ULT S&P 500 74347R107 522857 9795 SH SOLE 0 0 9795 PROSHARES TR PSHS ULTRA QQQ 74347R206 525544 8855 SH SOLE 0 0 8855 QUEST DIAGNOSTICS INC COM 74834L100 536777 4405 SH SOLE 0 0 4405 ROYAL BK CDA COM 780087102 200937 2298 SH SOLE 0 0 2298 RTX CORPORATION COM 75513E101 372891 5181 SH SOLE 0 0 5181 SCHWAB STRATEGIC TR LONG TERM US 808524680 1809903 57131 SH SOLE 0 0 57131 SCHWAB STRATEGIC TR US REIT ETF 808524847 347279 19565 SH SOLE 0 0 19565 SCHWAB STRATEGIC TR US TIPS ETF 808524870 2720650 53885 SH SOLE 0 0 53885 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1232149 17413 SH SOLE 0 0 17413 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 19934013 415812 SH SOLE 0 0 415812 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 6065631 126658 SH SOLE 0 0 126658 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 4360903 131471 SH SOLE 0 0 131471 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 442332 2748 SH SOLE 0 0 2748 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 957314 5840 SH SOLE 0 0 5840 SELECT SECTOR SPDR TR ENERGY 81369Y506 650356 7195 SH SOLE 0 0 7195 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 200644 3060 SH SOLE 0 0 3060 SERVICENOW INC COM 81762P102 447168 800 SH SOLE 0 0 800 SPDR S&P 500 ETF TR TR UNIT 78462F103 476640 1115 SH SOLE 0 0 1115 SPDR SER TR RUSSELL YIELD 78468R770 348529 3812 SH SOLE 0 0 3812 SPDR SER TR PORTFOLIO SHORT 78464A474 1443207 49223 SH SOLE 0 0 49223 SPDR SER TR BLOOMBERG INVT 78468R200 441766 14380 SH SOLE 0 0 14380 STARBUCKS CORP COM 855244109 18584006 203616 SH SOLE 0 0 203616 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1459179 16791 SH SOLE 0 0 16791 TESLA INC COM 88160R101 523201 2091 SH SOLE 0 0 2091 TRUIST FINL CORP COM 89832Q109 12075807 422083 SH SOLE 0 0 422083 UBER TECHNOLOGIES INC COM 90353T100 760183 16529 SH SOLE 0 0 16529 UNION PAC CORP COM 907818108 17340180 85155 SH SOLE 0 0 85155 UNITED PARCEL SERVICE INC CL B 911312106 4641566 29778 SH SOLE 0 0 29778 UNITEDHEALTH GROUP INC COM 91324P102 31471294 62420 SH SOLE 0 0 62420 VALERO ENERGY CORP COM 91913Y100 282711 1995 SH SOLE 0 0 1995 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 12285613 163438 SH SOLE 0 0 163438 VANGUARD BD INDEX FDS VANGUARD ULTRA 92203C303 518815 10547 SH SOLE 0 0 10547 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 11389535 163221 SH SOLE 0 0 163221 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 1226546 18290 SH SOLE 0 0 18290 VANGUARD BD INDEX FDS INTERMED TERM 921937819 7836312 108371 SH SOLE 0 0 108371 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1373231 6465 SH SOLE 0 0 6465 VANGUARD INDEX FDS MID CAP ETF 922908629 435846 2093 SH SOLE 0 0 2093 VANGUARD INDEX FDS GROWTH ETF 922908736 319420 1173 SH SOLE 0 0 1173 VANGUARD INDEX FDS SMALL CP ETF 922908751 5023740 26571 SH SOLE 0 0 26571 VANGUARD INDEX FDS VALUE ETF 922908744 1021644 7407 SH SOLE 0 0 7407 VANGUARD INDEX FDS SM CP VAL ETF 922908611 826796 5184 SH SOLE 0 0 5184 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 6521726 86198 SH SOLE 0 0 86198 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 384452 979 SH SOLE 0 0 979 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 9382657 239292 SH SOLE 0 0 239292 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 20863975 196459 SH SOLE 0 0 196459 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 790902 15248 SH SOLE 0 0 15248 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 3931701 81740 SH SOLE 0 0 81740 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 4180988 58377 SH SOLE 0 0 58377 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 11512555 151521 SH SOLE 0 0 151521 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 8911547 118583 SH SOLE 0 0 118583 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1684414 10841 SH SOLE 0 0 10841 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 27284743 624079 SH SOLE 0 0 624079 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 392747 5506 SH SOLE 0 0 5506 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 223815 952 SH SOLE 0 0 952 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 378939 4718 SH SOLE 0 0 4718 VANGUARD WORLD FDS INF TECH ETF 92204A702 492486 1187 SH SOLE 0 0 1187 VERIZON COMMUNICATIONS INC COM 92343V104 271053 8363 SH SOLE 0 0 8363 VISA INC COM CL A 92826C839 17891151 77784 SH SOLE 0 0 77784 WALMART INC COM 931142103 571509 3574 SH SOLE 0 0 3574 WASTE MGMT INC DEL COM 94106L109 19647254 128885 SH SOLE 0 0 128885 WELLS FARGO CO NEW PERP PFD CNV A 949746804 14223776 12757 SH SOLE 0 0 12757 WISDOMTREE TR US QTLY DIV GRT 97717X669 361893 5700 SH SOLE 0 0 5700 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 18297353 261615 SH SOLE 0 0 261615