Chief Compliance Officer

0001172661-23-000696.txt : 20230213 0001172661-23-000696.hdr.sgml : 20230213 20230213111958 ACCESSION NUMBER: 0001172661-23-000696 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230213 DATE AS OF CHANGE: 20230213 EFFECTIVENESS DATE: 20230213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Galvin, Gaustad & Stein, LLC CENTRAL INDEX KEY: 0001840945 IRS NUMBER: 272327502 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20555 FILM NUMBER: 23615767 BUSINESS ADDRESS: STREET 1: 7377 E. DOUBLETREE RANCH ROAD STREET 2: SUITE 250 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: (480) 776-1441 MAIL ADDRESS: STREET 1: 7377 E. DOUBLETREE RANCH ROAD STREET 2: SUITE 250 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001840945 XXXXXXXX 12-31-2022 12-31-2022 false Galvin, Gaustad & Stein, LLC

7377 E. Doubletree Ranch Road Suite 250 Scottsdale AZ 85258

13F HOLDINGS REPORT 028-20555 000153410 801-71464 N Kim Jamieson Chief Compliance Officer 480-776-1441 /s/ Kim Jamieson Scottsdale AZ 02-13-2023 0 162 993070170 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 8566131 71432 SH SOLE 0 0 71432 ABBVIE INC COM 00287Y109 18148810 112300 SH SOLE 0 0 112300 ALPHABET INC CAP STK CL A 02079K305 4788419 54272 SH SOLE 0 0 54272 ALPHABET INC CAP STK CL C 02079K107 11666472 131483 SH SOLE 0 0 131483 AMAZON COM INC COM 023135106 21686532 258173 SH SOLE 0 0 258173 AMGEN INC COM 031162100 486672 1853 SH SOLE 0 0 1853 APPLE INC COM 037833100 17104202 131642 SH SOLE 0 0 131642 AUTOZONE INC COM 053332102 18449493 7481 SH SOLE 0 0 7481 BANK AMERICA CORP COM 060505104 237311 7165 SH SOLE 0 0 7165 BANK NEW YORK MELLON CORP COM 064058100 22601008 496507 SH SOLE 0 0 496507 BERKSHIRE HATHAWAY INC DEL CL A 084670108 468711 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1769685 5729 SH SOLE 0 0 5729 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 1151880 993 SH SOLE 0 0 993 BLACKROCK INC COM 09247X101 879518 1241 SH SOLE 0 0 1241 BLACKSTONE INC COM 09260D107 557929 7520 SH SOLE 0 0 7520 BOK FINL CORP COM NEW 05561Q201 1122489 10815 SH SOLE 0 0 10815 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 714031 17860 SH SOLE 0 0 17860 BROWN FORMAN CORP CL B 115637209 16130313 245589 SH SOLE 0 0 245589 CHEVRON CORP NEW COM 166764100 1311706 7308 SH SOLE 0 0 7308 CISCO SYS INC COM 17275R102 6653110 139654 SH SOLE 0 0 139654 CITIGROUP INC COM NEW 172967424 200686 4437 SH SOLE 0 0 4437 COCA COLA CO COM 191216100 26121851 410656 SH SOLE 0 0 410656 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 15638720 273452 SH SOLE 0 0 273452 CONOCOPHILLIPS COM 20825C104 423054 3585 SH SOLE 0 0 3585 CONSTELLATION ENERGY CORP COM 21037T109 534071 6195 SH SOLE 0 0 6195 COPART INC COM 217204106 15331798 251795 SH SOLE 0 0 251795 COSTCO WHSL CORP NEW COM 22160K105 17243972 37774 SH SOLE 0 0 37774 DANAHER CORPORATION COM 235851102 465798 1755 SH SOLE 0 0 1755 DEERE & CO COM 244199105 344286 803 SH SOLE 0 0 803 DEVON ENERGY CORP NEW COM 25179M103 239897 3900 SH SOLE 0 0 3900 DIREXION SHS ETF TR DLY S&P500 BR 1X 25460E869 1420347 86030 SH SOLE 0 0 86030 DISCOVER FINL SVCS COM 254709108 1366587 13969 SH SOLE 0 0 13969 DISNEY WALT CO COM 254687106 21958159 252741 SH SOLE 0 0 252741 DOLLAR GEN CORP NEW COM 256677105 211036 857 SH SOLE 0 0 857 ELECTRONIC ARTS INC COM 285512109 19263851 157668 SH SOLE 0 0 157668 ENTERPRISE PRODS PARTNERS L COM 293792107 725231 30068 SH SOLE 0 0 30068 EXXON MOBIL CORP COM 30231G102 21872583 198301 SH SOLE 0 0 198301 F N B CORP COM 302520101 132636 10164 SH SOLE 0 0 10164 FIDELITY COVINGTON TRUST MSCI FINLS IDX 316092501 5467180 114042 SH SOLE 0 0 114042 FIDELITY COVINGTON TRUST MSCI ENERGY IDX 316092402 721431 30261 SH SOLE 0 0 30261 FIDELITY COVINGTON TRUST MSCI RL EST ETF 316092857 2292831 92416 SH SOLE 0 0 92416 GENERAL DYNAMICS CORP COM 369550108 779562 3142 SH SOLE 0 0 3142 HOME DEPOT INC COM 437076102 17685275 55991 SH SOLE 0 0 55991 HONEYWELL INTL INC COM 438516106 6182918 28852 SH SOLE 0 0 28852 INTEL CORP COM 458140100 224470 8493 SH SOLE 0 0 8493 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 214699 4341 SH SOLE 0 0 4341 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 254642 3985 SH SOLE 0 0 3985 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 227957 5181 SH SOLE 0 0 5181 ISHARES GOLD TR ISHARES NEW 464285204 237806 6875 SH SOLE 0 0 6875 ISHARES INC MSCI EMERG MRKT 464286533 202383 3815 SH SOLE 0 0 3815 ISHARES INC CORE MSCI EMKT 46434G103 11102032 237731 SH SOLE 0 0 237731 ISHARES TR MSCI EAFE ETF 464287465 288695 4398 SH SOLE 0 0 4398 ISHARES TR CORE S&P MCP ETF 464287507 2170089 8971 SH SOLE 0 0 8971 ISHARES TR S&P 500 GRWT ETF 464287309 320129 5472 SH SOLE 0 0 5472 ISHARES TR CORE US AGGBD ET 464287226 18904680 194914 SH SOLE 0 0 194914 ISHARES TR S&P 500 VAL ETF 464287408 242992 1675 SH SOLE 0 0 1675 ISHARES TR CORE S&P TTL STK 464287150 547498 6456 SH SOLE 0 0 6456 ISHARES TR RUS MDCP VAL ETF 464287473 215429 2045 SH SOLE 0 0 2045 ISHARES TR CORE S&P500 ETF 464287200 2748866 7155 SH SOLE 0 0 7155 ISHARES TR RUS MID CAP ETF 464287499 227037 3366 SH SOLE 0 0 3366 ISHARES TR MSCI EAFE MIN VL 46429B689 313934 4937 SH SOLE 0 0 4937 ISHARES TR EAFE SML CP ETF 464288273 347926 6160 SH SOLE 0 0 6160 ISHARES TR CORE DIVID ETF 46435U861 471603 12573 SH SOLE 0 0 12573 ISHARES TR NATIONAL MUN ETF 464288414 4193359 39740 SH SOLE 0 0 39740 ISHARES TR CORE MSCI EAFE 46432F842 24624994 399497 SH SOLE 0 0 399497 ISHARES TR 0-5 YR TIPS ETF 46429B747 14646359 151056 SH SOLE 0 0 151056 ISHARES TR RUS 1000 GRW ETF 464287614 889488 4152 SH SOLE 0 0 4152 ISHARES TR CORE TOTAL USD 46434V613 3382045 75274 SH SOLE 0 0 75274 ISHARES TR RUS 2000 GRW ETF 464287648 274518 1280 SH SOLE 0 0 1280 ISHARES TR ISHS 1-5YR INVS 464288646 12700672 254931 SH SOLE 0 0 254931 ISHARES TR MBS ETF 464288588 20506830 221098 SH SOLE 0 0 221098 ISHARES TR CORE S&P SCP ETF 464287804 15703060 165924 SH SOLE 0 0 165924 ISHARES TR SHRT NAT MUN ETF 464288158 2905347 27864 SH SOLE 0 0 27864 ISHARES TR RUS 1000 ETF 464287622 619646 2943 SH SOLE 0 0 2943 ISHARES TR ISHS 5-10YR INVT 464288638 8604280 173789 SH SOLE 0 0 173789 ISHARES TR RUS 1000 VAL ETF 464287598 578887 3817 SH SOLE 0 0 3817 ISHARES TR 0-5YR HI YL CP 46434V407 943619 23077 SH SOLE 0 0 23077 ISHARES TR RUS 2000 VAL ETF 464287630 203385 1467 SH SOLE 0 0 1467 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 4578324 90597 SH SOLE 0 0 90597 J P MORGAN EXCHANGE TRADED F HIGH YLD RESRCH 46641Q878 3487633 79554 SH SOLE 0 0 79554 J P MORGAN EXCHANGE TRADED F DIV RTN INT EQ 46641Q209 1297705 26333 SH SOLE 0 0 26333 J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF 46641Q647 2525682 50829 SH SOLE 0 0 50829 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 10924812 217930 SH SOLE 0 0 217930 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 953601 17500 SH SOLE 0 0 17500 JOHNSON & JOHNSON COM 478160104 5361415 30350 SH SOLE 0 0 30350 JPMORGAN CHASE & CO COM 46625H100 29666049 221223 SH SOLE 0 0 221223 LILLY ELI & CO COM 532457108 1352423 3697 SH SOLE 0 0 3697 LOCKHEED MARTIN CORP COM 539830109 286543 589 SH SOLE 0 0 589 LOWES COS INC COM 548661107 1545797 7758 SH SOLE 0 0 7758 MASTERCARD INCORPORATED CL A 57636Q104 12667149 36428 SH SOLE 0 0 36428 MCKESSON CORP COM 58155Q103 458322 1222 SH SOLE 0 0 1222 MERCK & CO INC COM 58933Y105 548839 4947 SH SOLE 0 0 4947 META PLATFORMS INC CL A 30303M102 295916 2459 SH SOLE 0 0 2459 MICROSOFT CORP COM 594918104 26854041 111976 SH SOLE 0 0 111976 NEW YORK CMNTY CAP TR V UNIT 05/07/2051 64944P307 615128 14180 SH SOLE 0 0 14180 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 271907 3879 SH SOLE 0 0 3879 NIKE INC CL B 654106103 21700704 185460 SH SOLE 0 0 185460 NVIDIA CORPORATION COM 67066G104 238957 1635 SH SOLE 0 0 1635 PHILIP MORRIS INTL INC COM 718172109 1047425 10349 SH SOLE 0 0 10349 PPL CORP COM 69351T106 19947297 682659 SH SOLE 0 0 682659 PROCTER AND GAMBLE CO COM 742718109 13615254 89834 SH SOLE 0 0 89834 PROSHARES TR ULTRASHRT S&P500 74347G416 322890 7024 SH SOLE 0 0 7024 QUALCOMM INC COM 747525103 388532 3534 SH SOLE 0 0 3534 QUEST DIAGNOSTICS INC COM 74834L100 25964918 165974 SH SOLE 0 0 165974 RAYTHEON TECHNOLOGIES CORP COM 75513E101 553668 5486 SH SOLE 0 0 5486 ROYAL BK CDA SUSTAINABL COM 780087102 216058 2298 SH SOLE 0 0 2298 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 3466550 71860 SH SOLE 0 0 71860 SCHWAB STRATEGIC TR US REIT ETF 808524847 269731 13983 SH SOLE 0 0 13983 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 13282362 269802 SH SOLE 0 0 269802 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1068342 14143 SH SOLE 0 0 14143 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1536159 29661 SH SOLE 0 0 29661 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 374649 2901 SH SOLE 0 0 2901 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 766522 6160 SH SOLE 0 0 6160 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 6261831 183094 SH SOLE 0 0 183094 SELECT SECTOR SPDR TR ENERGY 81369Y506 688476 7871 SH SOLE 0 0 7871 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 213149 1569 SH SOLE 0 0 1569 SPDR S&P 500 ETF TR TR UNIT 78462F103 1026442 2684 SH SOLE 0 0 2684 SPDR SER TR PORTFOLIO SHORT 78464A474 4494529 152979 SH SOLE 0 0 152979 SPDR SER TR BLOOMBERG INVT 78468R200 1227807 40402 SH SOLE 0 0 40402 STARBUCKS CORP COM 855244109 23090860 232771 SH SOLE 0 0 232771 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1376806 18483 SH SOLE 0 0 18483 TESLA INC COM 88160R101 273585 2221 SH SOLE 0 0 2221 THERMO FISHER SCIENTIFIC INC COM 883556102 672655 1221 SH SOLE 0 0 1221 TRUIST FINL CORP COM 89832Q109 15254822 354516 SH SOLE 0 0 354516 UBER TECHNOLOGIES INC COM 90353T100 445758 18025 SH SOLE 0 0 18025 UNION PAC CORP COM 907818108 19115537 92314 SH SOLE 0 0 92314 UNITED PARCEL SERVICE INC CL B 911312106 10482851 60302 SH SOLE 0 0 60302 UNITEDHEALTH GROUP INC COM 91324P102 33845545 63838 SH SOLE 0 0 63838 VALERO ENERGY CORP COM 91913Y100 265772 2095 SH SOLE 0 0 2095 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 14246908 189252 SH SOLE 0 0 189252 VANGUARD BD INDEX FDS VANGUARD ULTRA 92203C303 985186 20106 SH SOLE 0 0 20106 VANGUARD BD INDEX FDS INTERMED TERM 921937819 5891030 79266 SH SOLE 0 0 79266 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 4257080 59258 SH SOLE 0 0 59258 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1761327 9212 SH SOLE 0 0 9212 VANGUARD INDEX FDS GROWTH ETF 922908736 249978 1173 SH SOLE 0 0 1173 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 7663592 92915 SH SOLE 0 0 92915 VANGUARD INDEX FDS SM CP VAL ETF 922908611 859743 5414 SH SOLE 0 0 5414 VANGUARD INDEX FDS SMALL CP ETF 922908751 5405930 29454 SH SOLE 0 0 29454 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 705757 2009 SH SOLE 0 0 2009 VANGUARD INDEX FDS VALUE ETF 922908744 867487 6180 SH SOLE 0 0 6180 VANGUARD INDEX FDS MID CAP ETF 922908629 551300 2705 SH SOLE 0 0 2705 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 210191 1554 SH SOLE 0 0 1554 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 17812264 173254 SH SOLE 0 0 173254 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 9357643 240063 SH SOLE 0 0 240063 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 739453 14748 SH SOLE 0 0 14748 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 3463551 69985 SH SOLE 0 0 69985 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 9190277 122227 SH SOLE 0 0 122227 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 4224810 55803 SH SOLE 0 0 55803 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 11430699 147474 SH SOLE 0 0 147474 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1096803 7223 SH SOLE 0 0 7223 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 20420136 486541 SH SOLE 0 0 486541 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 431939 6203 SH SOLE 0 0 6203 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 532389 6435 SH SOLE 0 0 6435 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 263429 1062 SH SOLE 0 0 1062 VANGUARD WORLD FDS INF TECH ETF 92204A702 405331 1269 SH SOLE 0 0 1269 VERIZON COMMUNICATIONS INC COM 92343V104 323065 8200 SH SOLE 0 0 8200 VISA INC COM CL A 92826C839 8853438 42614 SH SOLE 0 0 42614 WALMART INC COM 931142103 540007 3809 SH SOLE 0 0 3809 WASTE MGMT INC DEL COM 94106L109 21808052 139011 SH SOLE 0 0 139011 WELLS FARGO CO NEW PERP PFD CNV A 949746804 15266059 12883 SH SOLE 0 0 12883 WISDOMTREE TR US QTLY DIV GRT 97717X669 344052 5700 SH SOLE 0 0 5700 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 14565997 215028 SH SOLE 0 0 215028