Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
SEC Accession No. 0001193125-21-046549
Filing Date
2021-02-17
Accepted
2021-02-17 16:29:13
Documents
3

Document Format Files

Seq Description Document Type Size
1 40-APP d39187d40app.htm 40-APP 131764
2 EX-99.A d39187dex99a.htm EX-99.A 7514
3 EX-99.B d39187dex99b.htm EX-99.B 1240
  Complete submission text file 0001193125-21-046549.txt   142771
Mailing Address 60 EAST 42ND STREET 26TH FLOOR NEW YORK NY 10017
Business Address 60 EAST 42ND STREET 26TH FLOOR NEW YORK NY 10165 551-208-4504
ICAPITAL SECURITIES, LLC (Filer) CIK: 0001603904 (see all company filings)

EIN.: 371749152 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-15201-02 | Film No.: 21645220

Mailing Address 1200 PROSPECT STREET, SUITE 400 LA JOLLA CA 92037
Business Address 1200 PROSPECT STREET, SUITE 400 LA JOLLA CA 92037 (888) 524-9441
iCapital KKR Private Markets Fund (Filer) CIK: 0001606789 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-15201 | Film No.: 21645218

Mailing Address 60 EAST 42ND STREET NEW YORK NY 10165
Business Address 60 EAST 42ND STREET NEW YORK NY 10165 212-994-7402
iCapital Registered Fund Adviser LLC (Filer) CIK: 0001840886 (see all company filings)

EIN.: 000000000 | State of Incorp.: DE
Type: 40-APP | Act: 40 | File No.: 812-15201-01 | Film No.: 21645219