0000950142-23-001104.txt : 20230414 0000950142-23-001104.hdr.sgml : 20230414 20230414172641 ACCESSION NUMBER: 0000950142-23-001104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230412 FILED AS OF DATE: 20230414 DATE AS OF CHANGE: 20230414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawks Carney CENTRAL INDEX KEY: 0001840842 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40888 FILM NUMBER: 23822158 MAIL ADDRESS: STREET 1: C/O EXTRACTION OIL & GAS STREET 2: 370 17TH STREET, SUITE 5300 CITY: DENVER STATE: CO ZIP: 80202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JC Hawks & Co LLC CENTRAL INDEX KEY: 0001841140 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40888 FILM NUMBER: 23822155 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-542-4540 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawks Acquisition Founders Co LLC CENTRAL INDEX KEY: 0001841142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40888 FILM NUMBER: 23822156 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-542-4540 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawks Sponsor LLC CENTRAL INDEX KEY: 0001841143 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40888 FILM NUMBER: 23822157 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-542-4540 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hawks Acquisition Corp CENTRAL INDEX KEY: 0001841144 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 861273146 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-542-4540 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 es230349208_4-hawks.xml OWNERSHIP DOCUMENT X0407 4 2023-04-12 0 0001841144 Hawks Acquisition Corp HWKZ 0001840842 Hawks Carney 600 LEXINGTON AVENUE, 9TH FLOOR NEW YORK NY 10022 1 0 1 1 See Remarks 0001841143 Hawks Sponsor LLC 600 LEXINGTON AVENUE, 9TH FLOOR NEW YORK NY 10022 0 0 1 0 0001841142 Hawks Acquisition Founders Co LLC 600 LEXINGTON AVENUE, 9TH FLOOR NEW YORK NY 10022 0 0 1 0 0001841140 JC Hawks & Co LLC 600 LEXINGTON AVENUE, 9TH FLOOR NEW YORK NY 10022 0 0 1 0 0 Class A Common Stock 2023-04-12 4 C 0 5482000 A 5482000 D Class B Common Stock 2023-04-12 4 C 0 5482000 D Class A Common Stock 5482000 0 I See footnote On April 12, 2023, the Reporting Person converted its shares of Class B common stock, par value $0.0001 per share, into shares of Class A common stock, par value $0.0001 per share, pursuant to the terms of the Class B common stock as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-258264). J. Carney Hawks is the managing member of JC Hawks & Co LLC, which is the managing member of Hawks Acquisition Founders Company LLC, which is the managing member of Hawks Sponsor LLC. The shares beneficially owned by Hawks Sponsor LLC may also be deemed to be beneficially owned by Mr. Hawks, JC Hawks & Co LLC, and Hawks Acquisition Founders Company LLC. Chief Executive Officer and Chairman of the Board of Directors /s/ See Signatures Included in Exhibit 99.1 2023-04-14 EX-99.1 2 es230349208_ex9901.htm EXHIBIT 99.1

 

EXHIBIT 99.1

  

This statement on Form 4 is filed jointly by each of the undersigned. The principal business address of each of these reporting persons is 600 Lexington Avenue, 9th Floor, New York, NY 10022.

 

Name of Designated Filer: J. Carney Hawks

 

Date of Event Requiring Statement: April 12, 2023

 

Issuer Name: Hawks Acquisition Corp (HWKZ)

 

  /s/ J. Carney Hawks  
  J. Carney Hawks  
     

 

 

Hawks Sponsor LLC

 
  By: Hawks Acquisition Founders Company, its Managing Member  
  By: JC Hawks & Co LLC, its Managing Member  
     
       
  By: /s/ J. Carney Hawks  
  Name: J. Carney Hawks  
  Title: Managing Member  
       
       
 

Hawks Acquisition Founders Company

 
  By: JC Hawks & Co LLC, its Managing Member  
       
  By: /s/ J. Carney Hawks  
  Name: J. Carney Hawks  
  Title: Managing Member  
       
       
 

JC Hawks & Co LLC

 
       
       
  By: /s/ J. Carney Hawks  
  Name: J. Carney Hawks  
  Title: Managing Member