0000950142-21-003090.txt : 20211007 0000950142-21-003090.hdr.sgml : 20211007 20211007195816 ACCESSION NUMBER: 0000950142-21-003090 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211007 FILED AS OF DATE: 20211007 DATE AS OF CHANGE: 20211007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawks Carney CENTRAL INDEX KEY: 0001840842 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40888 FILM NUMBER: 211313519 MAIL ADDRESS: STREET 1: C/O EXTRACTION OIL & GAS STREET 2: 370 17TH STREET, SUITE 5300 CITY: DENVER STATE: CO ZIP: 80202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JC Hawks & Co LLC CENTRAL INDEX KEY: 0001841140 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40888 FILM NUMBER: 211313516 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-542-4540 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawks Acquisition Founders Co LLC CENTRAL INDEX KEY: 0001841142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40888 FILM NUMBER: 211313517 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-542-4540 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hawks Sponsor LLC CENTRAL INDEX KEY: 0001841143 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40888 FILM NUMBER: 211313518 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-542-4540 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hawks Acquisition Corp CENTRAL INDEX KEY: 0001841144 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 861273146 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-542-4540 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 3 1 es210177513_3-hawks.xml OWNERSHIP DOCUMENT X0206 3 2021-10-07 0 0001841144 Hawks Acquisition Corp HWKZ 0001840842 Hawks Carney 600 LEXINGTON AVENUE, 9TH FLOOR NEW YORK NY 10022 1 0 1 1 See Remarks 0001841143 Hawks Sponsor LLC 600 LEXINGTON AVENUE, 9TH FLOOR NEW YORK NY 10022 0 0 1 0 0001841142 Hawks Acquisition Founders Co LLC 600 LEXINGTON AVENUE, 9TH FLOOR NEW YORK NY 10022 0 0 1 0 0001841140 JC Hawks & Co LLC 600 LEXINGTON AVENUE, 9TH FLOOR NEW YORK NY 10022 0 0 1 0 Class B Common Stock Class A Common Stock 5482000 I See footnote The reported shares of Hawks Acquisition Corp (the "Issuer") are directly held by Hawks Sponsor LLC. The Issuer's shares of Class B common stock, par value $0.0001 per share, are convertible for the Issuer's shares of Class A common stock, par value $0.0001 per share, as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-258264) and have no expiration date. Includes up to 750,000 founder shares that will be surrendered to the Issuer for no consideration depending on the extent to which the underwriters' option to purchase additional units is exercised. J. Carney Hawks is the managing member of JC Hawks & Co LLC, which is the managing member of Hawks Acquisition Founders Company LLC, which is the managing member of Hawks Sponsor LLC. The shares beneficially owned by Hawks Sponsor LLC may also be deemed to be beneficially owned by Mr. Hawks, JC Hawks & Co LLC, and Hawks Acquisition Founders Company LLC. Chief Executive Officer and Chairman of the Board of Directors /s/ See Signatures Included in Exhibit 99.1 2021-10-07 EX-99.1 2 es210177513_ex9901.htm EXHIBIT 99.1

 

EXHIBIT 99.1

  

This statement on Form 3 is filed jointly by each of the undersigned. The principal business address of each of these reporting persons is 600 Lexington Avenue, 9th Floor, New York, NY 10022.

 

Name of Designated Filer: J. Carney Hawks

 

Date of Event Requiring Statement: October 7, 2021

 

Issuer Name: Hawks Acquisition Corp (HWKZ)

 

  /s/ J. Carney Hawks  
  J. Carney Hawks  
     

 

 

Hawks Sponsor LLC

  
  By: Hawks Acquisition Founders Company, its Managing Member  
  By: JC Hawks & Co LLC, its Managing Member  
     
       
  By: /s/ J. Carney Hawks  
  Name: J. Carney Hawks  
  Title: Managing Member  
       
       
 

Hawks Acquisition Founders Company

  
  By: JC Hawks & Co LLC, its Managing Member  
       
  By: /s/ J. Carney Hawks  
  Name: J. Carney Hawks  
  Title: Managing Member  
       
       
 

JC Hawks & Co LLC

  
       
       
  By: /s/ J. Carney Hawks  
  Name: J. Carney Hawks  
  Title: Managing Member